{"title":"Administrative Burden Revisited: Advancing Research and Practice","authors":"Pierre-Marc Daigneault","doi":"10.1111/capa.70000","DOIUrl":null,"url":null,"abstract":"<p>Studying bureaucratic pathologies has long been central to public administration (e.g., Bozeman, <span>1993</span>). Recently, administrative burden has gained traction among academics and practitioners (Daigneault, Defacqz, et al., <span>2024</span>; Halling & Baekgaard, <span>2023</span>; Madsen et al., <span>2022</span>). Administrative burden refers to “an individual's experience of policy implementation as onerous” (Burden et al., <span>2012</span>, 741). The concept is intuitive and covers various costs arising from citizen-state interactions (Christensen et al., <span>2020</span>; Moynihan et al., <span>2015</span>): <i>learning costs</i> when searching for and acquiring information about programs and services (e.g., eligibility rules) and assessing their relevance; <i>compliance costs</i> when fulfilling rules and requirements (e.g., completing forms), and; <i>psychological costs</i> (e.g., stigma, loss of autonomy, frustration, stress). Two recent additions complete these categories: <i>redemption costs</i>, a subset of learning costs, refer to challenges in using benefits, such as SNAP or WIC recipients struggling to identify eligible products or participating stores (Barnes, <span>2020</span>); and <i>correction costs</i>, linked to resolving administrative errors, such as identifying and addressing issues with authorities (Holler et al., <span>2024</span>; Schmidt et al., <span>2023</span>; Widlak & Peeters, <span>2020</span>).</p><p>The administrative burden framework provides unique insights into citizen-state interactions. First, it focuses on citizens—broadly defined—rather than businesses or public employees (Halling & Baekgaard, <span>2023</span>; Herd & Moynihan, <span>2018</span>; Madsen et al., <span>2022</span>). Second, unlike red tape (see Bozeman, <span>1993</span>), it emphasizes subjective experiences rather than objective frictions like rules and regulations (Baekgaard & Tankink, <span>2022</span>; Daigneault, <span>2024</span>; Madsen & Mikkelsen, <span>2022</span>). Third, it posits that burdens, whether intentional or not, are constructed by public officials (Herd & Moynihan, <span>2018</span>; Peeters, <span>2020</span>). Many burdens stem from rules and organizational operations, suggesting they can be reduced through improved program design and burden reduction policies (Benish et al., <span>2023</span>). Fourth, the framework highlights negative effects on citizens, including non-take-up and political disenfranchisement, though some scholars point to benefits like fair and efficient delivery and skill development (Baekgaard & Tankink, <span>2022</span>; Herd & Moynihan, <span>2018</span>; Holler et al., <span>2024</span>; Nisar & Masood, <span>2023</span>). Fifth, it underscores the unequal distribution of burdens, with certain individuals disproportionately affected by burden-laden programs, differential treatment within these programs, or limited resources to overcome burdens (Herd et al., <span>2023</span>).</p><p>This state-of-the-art review explores emerging research directions, based on key and cutting-edge studies, while highlighting the limited Canadian literature on administrative burden. It reviews three main domains of the literature (Baekgaard & Tankink, <span>2022</span>; Christensen et al., <span>2020</span>): (1) the causes of burdens (i.e., state actions, including burden reduction efforts targeting state actions), (2) individual experiences (i.e., costs and their interaction with individual characteristics), and (3) citizen outcomes (e.g., non-take-up), identifies new directions for research on individual experiences and citizen outcomes, and offers an assessment of the likelihood of making progress.</p><p>In this article, I reviewed central and emerging work on administrative burden and outlined nine new directions for research and practice. Academically, the field is vibrant, and I am confident scholars will rise to the challenges discussed.</p><p>However, I am less optimistic about practitioners' side, despite Canada's public service being known for professionalism and competence. As Herd et al. (<span>2023</span>, p. 14) noted, “bureaucracies are not naturally inclined to detect and minimize burden.” They often create new rules and suffer from bureaucratic proceduralism, goal displacement and inertia, hindering burden reduction efforts (Herd et al., <span>2023</span>; Robson, <span>2024</span>). Public organizations also operate in politically charged environments, facing scrutiny from elected officials, the media, and the public, fostering blame avoidance rather than innovation. Savoie (<span>2024</span>) highlighted a lack of outcome accountability in Canada's federal public service, reinforced by an “unwritten code” that discourages internal criticism. Robson (<span>2024</span>) also noted that political leaders often lack the information needed to fully understand proceduralism and burdens or to empower public servants to take risks in addressing them.</p><p>Despite these challenges, reducing administrative burdens and improving citizens' interactions with government services must become a central policy priority—one that is essential for ensuring more efficient, equitable, and effective public service delivery.</p>","PeriodicalId":46145,"journal":{"name":"Canadian Public Administration-Administration Publique Du Canada","volume":"68 1","pages":"159-172"},"PeriodicalIF":1.1000,"publicationDate":"2025-03-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/capa.70000","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Canadian Public Administration-Administration Publique Du Canada","FirstCategoryId":"91","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/capa.70000","RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"PUBLIC ADMINISTRATION","Score":null,"Total":0}
引用次数: 0
Abstract
Studying bureaucratic pathologies has long been central to public administration (e.g., Bozeman, 1993). Recently, administrative burden has gained traction among academics and practitioners (Daigneault, Defacqz, et al., 2024; Halling & Baekgaard, 2023; Madsen et al., 2022). Administrative burden refers to “an individual's experience of policy implementation as onerous” (Burden et al., 2012, 741). The concept is intuitive and covers various costs arising from citizen-state interactions (Christensen et al., 2020; Moynihan et al., 2015): learning costs when searching for and acquiring information about programs and services (e.g., eligibility rules) and assessing their relevance; compliance costs when fulfilling rules and requirements (e.g., completing forms), and; psychological costs (e.g., stigma, loss of autonomy, frustration, stress). Two recent additions complete these categories: redemption costs, a subset of learning costs, refer to challenges in using benefits, such as SNAP or WIC recipients struggling to identify eligible products or participating stores (Barnes, 2020); and correction costs, linked to resolving administrative errors, such as identifying and addressing issues with authorities (Holler et al., 2024; Schmidt et al., 2023; Widlak & Peeters, 2020).
The administrative burden framework provides unique insights into citizen-state interactions. First, it focuses on citizens—broadly defined—rather than businesses or public employees (Halling & Baekgaard, 2023; Herd & Moynihan, 2018; Madsen et al., 2022). Second, unlike red tape (see Bozeman, 1993), it emphasizes subjective experiences rather than objective frictions like rules and regulations (Baekgaard & Tankink, 2022; Daigneault, 2024; Madsen & Mikkelsen, 2022). Third, it posits that burdens, whether intentional or not, are constructed by public officials (Herd & Moynihan, 2018; Peeters, 2020). Many burdens stem from rules and organizational operations, suggesting they can be reduced through improved program design and burden reduction policies (Benish et al., 2023). Fourth, the framework highlights negative effects on citizens, including non-take-up and political disenfranchisement, though some scholars point to benefits like fair and efficient delivery and skill development (Baekgaard & Tankink, 2022; Herd & Moynihan, 2018; Holler et al., 2024; Nisar & Masood, 2023). Fifth, it underscores the unequal distribution of burdens, with certain individuals disproportionately affected by burden-laden programs, differential treatment within these programs, or limited resources to overcome burdens (Herd et al., 2023).
This state-of-the-art review explores emerging research directions, based on key and cutting-edge studies, while highlighting the limited Canadian literature on administrative burden. It reviews three main domains of the literature (Baekgaard & Tankink, 2022; Christensen et al., 2020): (1) the causes of burdens (i.e., state actions, including burden reduction efforts targeting state actions), (2) individual experiences (i.e., costs and their interaction with individual characteristics), and (3) citizen outcomes (e.g., non-take-up), identifies new directions for research on individual experiences and citizen outcomes, and offers an assessment of the likelihood of making progress.
In this article, I reviewed central and emerging work on administrative burden and outlined nine new directions for research and practice. Academically, the field is vibrant, and I am confident scholars will rise to the challenges discussed.
However, I am less optimistic about practitioners' side, despite Canada's public service being known for professionalism and competence. As Herd et al. (2023, p. 14) noted, “bureaucracies are not naturally inclined to detect and minimize burden.” They often create new rules and suffer from bureaucratic proceduralism, goal displacement and inertia, hindering burden reduction efforts (Herd et al., 2023; Robson, 2024). Public organizations also operate in politically charged environments, facing scrutiny from elected officials, the media, and the public, fostering blame avoidance rather than innovation. Savoie (2024) highlighted a lack of outcome accountability in Canada's federal public service, reinforced by an “unwritten code” that discourages internal criticism. Robson (2024) also noted that political leaders often lack the information needed to fully understand proceduralism and burdens or to empower public servants to take risks in addressing them.
Despite these challenges, reducing administrative burdens and improving citizens' interactions with government services must become a central policy priority—one that is essential for ensuring more efficient, equitable, and effective public service delivery.
长期以来,研究官僚病态一直是公共行政的核心(例如,Bozeman, 1993)。最近,行政负担在学术界和实践者中引起了关注(Daigneault, Defacqz, et ., 2024;哈林舞,Baekgaard, 2023;Madsen et al., 2022)。行政负担是指“个人对政策执行的体验是繁重的”(burden et al., 2012, 741)。这个概念是直观的,涵盖了公民与国家互动产生的各种成本(Christensen et al., 2020;Moynihan et al., 2015):搜索和获取有关项目和服务的信息(例如资格规则)并评估其相关性时的学习成本;履行规则和要求时的合规成本(例如,填写表格);心理成本(例如,耻辱、丧失自主权、挫折、压力)。最近增加的两项内容完成了这些类别:赎回成本,学习成本的一个子集,指的是使用福利的挑战,例如SNAP或WIC接受者难以识别合格的产品或参与的商店(Barnes, 2020);纠正成本,与解决行政错误有关,例如与当局识别和解决问题(Holler等人,2024;Schmidt et al., 2023;Widlak,彼得斯,2020)。行政负担框架提供了对公民-国家互动的独特见解。首先,它关注的是广义上的公民,而不是企业或公共雇员(Halling &;Baekgaard, 2023;群,莫伊尼汉,2018;Madsen et al., 2022)。其次,与繁文缛节(见Bozeman, 1993)不同,它强调主观体验,而不是规章制度等客观摩擦(Baekgaard &;Tankink, 2022;Daigneault, 2024;马德森,米凯尔森,2022)。第三,它假定负担,无论是有意的还是无意的,都是由公职人员建构的(Herd &;莫伊尼汉,2018;彼得斯,2020)。许多负担源于规则和组织操作,这表明它们可以通过改进项目设计和减负政策来减轻(Benish et al., 2023)。第四,该框架强调了对公民的负面影响,包括不参与和政治权利被剥夺,尽管一些学者指出了公平、高效的交付和技能发展等好处。Tankink, 2022;群,莫伊尼汉,2018;Holler等人,2024;这个,马苏德,2023)。第五,它强调了负担的不平等分配,某些个人受到负担过重的计划的不成比例的影响,这些计划中的差别待遇,或者克服负担的资源有限(Herd et al., 2023)。这篇最新的综述探讨了新兴的研究方向,基于关键和前沿的研究,同时突出了加拿大关于行政负担的有限文献。它回顾了文学的三个主要领域(Baekgaard &;Tankink, 2022;Christensen et al., 2020):(1)负担的原因(即国家行动,包括针对国家行动的减负努力),(2)个人经验(即成本及其与个人特征的相互作用),以及(3)公民结果(如不接受),确定了个人经验和公民结果研究的新方向,并提供了取得进展的可能性评估。在本文中,我回顾了关于行政负担的核心和新兴工作,并概述了研究和实践的九个新方向。在学术上,这个领域充满活力,我相信学者们将迎接所讨论的挑战。然而,尽管加拿大的公共服务以专业和能力而闻名,但我对从业者的一面并不乐观。正如Herd等人(2023,第14页)指出的那样,“官僚机构并不天生倾向于发现和减少负担。”他们经常制定新的规则,并遭受官僚程序主义,目标位移和惯性,阻碍了减轻负担的努力(Herd et al., 2023;罗布森,2024)。公共组织也在充满政治色彩的环境中运作,面临来自民选官员、媒体和公众的审查,这助长了逃避责任而不是创新。Savoie(2024)强调了加拿大联邦公共服务缺乏对结果的问责制,而鼓励内部批评的“不成文法规”进一步强化了这一点。Robson(2024)还指出,政治领导人往往缺乏充分理解程序主义和负担或授权公务员在解决这些问题时承担风险所需的信息。尽管存在这些挑战,减少行政负担和改善公民与政府服务的互动必须成为一项核心政策重点,这对确保更高效、公平和有效地提供公共服务至关重要。
期刊介绍:
Canadian Public Administration/Administration publique du Canada is the refereed scholarly publication of the Institute of Public Administration of Canada (IPAC). It covers executive, legislative, judicial and quasi-judicial functions at all three levels of Canadian government. Published quarterly, the journal focuses mainly on Canadian issues but also welcomes manuscripts which compare Canadian public sector institutions and practices with those in other countries or examine issues in other countries or international organizations which are of interest to the public administration community in Canada.