{"title":"Risk-Aware Control: Integrating Worst-Case Conditional Value-At-Risk With Control Barrier Function","authors":"Masako Kishida","doi":"10.1049/cth2.70024","DOIUrl":null,"url":null,"abstract":"<p>In safety-critical control systems such as autonomous vehicles and medical devices, managing the risk of rare but severe tail events under uncertainty is crucial. This paper addresses this challenge by proposing a risk-aware control framework that integrates the worst-case conditional value-at-risk (CVaR) with control barrier functions (CBFs). Specifically, we formulate risk-aware safety constraints based on the worst-case CVaR, and show that the resulting risk-aware controllers can be computed via quadratic programs (for half-space and polytopic safe sets) or a semidefinite program (for ellipsoidal safe sets). Numerical simulations on an inverted pendulum illustrate that the proposed approach ensures safety under various scenarios and significantly reduces the safety constraint violation compared to existing CBF approaches. Overall, we show that incorporating worst-case CVaR into CBF design offers a tractable solution for safety-critical applications under uncertainty.</p>","PeriodicalId":50382,"journal":{"name":"IET Control Theory and Applications","volume":"19 1","pages":""},"PeriodicalIF":2.2000,"publicationDate":"2025-04-15","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1049/cth2.70024","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"IET Control Theory and Applications","FirstCategoryId":"94","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1049/cth2.70024","RegionNum":4,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
In safety-critical control systems such as autonomous vehicles and medical devices, managing the risk of rare but severe tail events under uncertainty is crucial. This paper addresses this challenge by proposing a risk-aware control framework that integrates the worst-case conditional value-at-risk (CVaR) with control barrier functions (CBFs). Specifically, we formulate risk-aware safety constraints based on the worst-case CVaR, and show that the resulting risk-aware controllers can be computed via quadratic programs (for half-space and polytopic safe sets) or a semidefinite program (for ellipsoidal safe sets). Numerical simulations on an inverted pendulum illustrate that the proposed approach ensures safety under various scenarios and significantly reduces the safety constraint violation compared to existing CBF approaches. Overall, we show that incorporating worst-case CVaR into CBF design offers a tractable solution for safety-critical applications under uncertainty.
期刊介绍:
IET Control Theory & Applications is devoted to control systems in the broadest sense, covering new theoretical results and the applications of new and established control methods. Among the topics of interest are system modelling, identification and simulation, the analysis and design of control systems (including computer-aided design), and practical implementation. The scope encompasses technological, economic, physiological (biomedical) and other systems, including man-machine interfaces.
Most of the papers published deal with original work from industrial and government laboratories and universities, but subject reviews and tutorial expositions of current methods are welcomed. Correspondence discussing published papers is also welcomed.
Applications papers need not necessarily involve new theory. Papers which describe new realisations of established methods, or control techniques applied in a novel situation, or practical studies which compare various designs, would be of interest. Of particular value are theoretical papers which discuss the applicability of new work or applications which engender new theoretical applications.