Tingkai Li , Jinqiang Liu , Adam Thelen , Ankush Kumar Mishra , Xiao-Guang Yang , Zhaoyu Wang , Chao Hu
{"title":"Coupling a capacity fade model with machine learning for early prediction of the battery capacity trajectory","authors":"Tingkai Li , Jinqiang Liu , Adam Thelen , Ankush Kumar Mishra , Xiao-Guang Yang , Zhaoyu Wang , Chao Hu","doi":"10.1016/j.apenergy.2025.125703","DOIUrl":null,"url":null,"abstract":"<div><div>Early prediction of battery capacity degradation, including both the end of life and the entire degradation trajectory, can accelerate aging-focused manufacturing and design processes. However, most state-of-the-art research on early capacity trajectory prediction focuses on developing purely data-driven approaches to predict the capacity fade trajectory of cells, which sometimes leads to overconfident models that generalize poorly. This work investigates three methods of integrating empirical capacity fade models into a machine learning framework to improve the model’s accuracy and uncertainty calibration when generalizing beyond the training dataset. A critical element of our framework is the end-to-end optimization problem formulated to simultaneously fit an empirical capacity fade model to estimate the capacity trajectory and train a machine learning model to estimate the parameters of the empirical model using features from early-life data. The proposed end-to-end learning approach achieves prediction accuracies of less than 2 % mean absolute error for in-distribution test samples and less than 4 % mean absolute error for out-of-distribution samples using standard machine learning algorithms. Additionally, the end-to-end framework is extended to enable probabilistic predictions, demonstrating that the model uncertainty estimates are appropriately calibrated, even for out-of-distribution samples.</div></div>","PeriodicalId":246,"journal":{"name":"Applied Energy","volume":"389 ","pages":"Article 125703"},"PeriodicalIF":10.1000,"publicationDate":"2025-03-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Applied Energy","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0306261925004337","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENERGY & FUELS","Score":null,"Total":0}
引用次数: 0
Abstract
Early prediction of battery capacity degradation, including both the end of life and the entire degradation trajectory, can accelerate aging-focused manufacturing and design processes. However, most state-of-the-art research on early capacity trajectory prediction focuses on developing purely data-driven approaches to predict the capacity fade trajectory of cells, which sometimes leads to overconfident models that generalize poorly. This work investigates three methods of integrating empirical capacity fade models into a machine learning framework to improve the model’s accuracy and uncertainty calibration when generalizing beyond the training dataset. A critical element of our framework is the end-to-end optimization problem formulated to simultaneously fit an empirical capacity fade model to estimate the capacity trajectory and train a machine learning model to estimate the parameters of the empirical model using features from early-life data. The proposed end-to-end learning approach achieves prediction accuracies of less than 2 % mean absolute error for in-distribution test samples and less than 4 % mean absolute error for out-of-distribution samples using standard machine learning algorithms. Additionally, the end-to-end framework is extended to enable probabilistic predictions, demonstrating that the model uncertainty estimates are appropriately calibrated, even for out-of-distribution samples.
期刊介绍:
Applied Energy serves as a platform for sharing innovations, research, development, and demonstrations in energy conversion, conservation, and sustainable energy systems. The journal covers topics such as optimal energy resource use, environmental pollutant mitigation, and energy process analysis. It welcomes original papers, review articles, technical notes, and letters to the editor. Authors are encouraged to submit manuscripts that bridge the gap between research, development, and implementation. The journal addresses a wide spectrum of topics, including fossil and renewable energy technologies, energy economics, and environmental impacts. Applied Energy also explores modeling and forecasting, conservation strategies, and the social and economic implications of energy policies, including climate change mitigation. It is complemented by the open-access journal Advances in Applied Energy.