Remaining useful life prediction of Lithium-ion batteries based on data preprocessing and CNN-LSSVR algorithm

IF 5 2区 工程技术 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC
Ti Dong , Yiming Sun , Jia Liu , Qiang Gao , Chunrong Zhao , Wenjiong Cao
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引用次数: 0

Abstract

Lithium-ion batteries are now widely available in power and energy systems. Targeting the thorny issues of limited battery historical cycle data and the impact of uncertainty in the data collection process in practical applications, this study proposes a Remaining useful life (RUL) prediction method for lithium-ion batteries based on the data preprocessing and the joint convolutional neural network (CNN)-least squares support vector regression (LSSVR) algorithm. Based on the performance degradation characteristics of the battery, the method proposes new RUL assessment indexes and corresponding health factors. The innovative Multi-Resolution Singular Value Decomposition (MRSVD) method is implemented to reduce the interference caused by noise and error. Eventually, the CNN-LSSVR algorithm and mutant particle swarm optimisation algorithm are utilised to solve the mapping regression and hyper-parameter optimisation problems, respectively, to achieve a complete prediction of RUL. In this work, the feasibility of the method is verified using publicly available datasets and compared with other common noise reduction and prediction algorithms after noise reduction and prediction experiments. The results show that the available capacity and internal resistance of the battery as health factors can effectively achieve degradation performance prediction. Compared with other traditional algorithms, the proposed RUL prediction method can reduce the mean absolute error and root mean square error by at least 37% and 61%, respectively, and has better stability. The RUL prediction method provided pave the new way for accurate prediction of battery data with limited number of samples and high noise characteristics. The fast and accurate battery RUL prediction method proposed in this work is highly beneficial for enhancing the stable and economic operation of power and energy systems.
基于数据预处理和CNN-LSSVR算法的锂离子电池剩余使用寿命预测
锂离子电池现在广泛应用于电力和能源系统。针对实际应用中电池历史循环数据有限和数据采集过程中不确定性影响的棘手问题,提出了一种基于数据预处理和联合卷积神经网络(CNN)-最小二乘支持向量回归(LSSVR)算法的锂离子电池剩余使用寿命(RUL)预测方法。该方法根据电池性能退化的特点,提出了新的RUL评价指标和相应的健康因子。采用创新的多分辨率奇异值分解(MRSVD)方法,降低噪声和误差带来的干扰。最后利用CNN-LSSVR算法和突变粒子群优化算法分别解决映射回归和超参数优化问题,实现对RUL的完整预测。在本工作中,使用公开可用的数据集验证了该方法的可行性,并通过降噪和预测实验与其他常见的降噪和预测算法进行了比较。结果表明,以电池的可用容量和内阻作为健康因素,可以有效地实现退化性能预测。与其他传统算法相比,本文提出的RUL预测方法可以将平均绝对误差和均方根误差分别降低至少37%和61%,并且具有更好的稳定性。RUL预测方法为样本数量有限、噪声高的电池数据的准确预测提供了新的途径。本文提出的快速、准确的电池RUL预测方法对提高电力能源系统的稳定、经济运行具有重要意义。
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来源期刊
International Journal of Electrical Power & Energy Systems
International Journal of Electrical Power & Energy Systems 工程技术-工程:电子与电气
CiteScore
12.10
自引率
17.30%
发文量
1022
审稿时长
51 days
期刊介绍: The journal covers theoretical developments in electrical power and energy systems and their applications. The coverage embraces: generation and network planning; reliability; long and short term operation; expert systems; neural networks; object oriented systems; system control centres; database and information systems; stock and parameter estimation; system security and adequacy; network theory, modelling and computation; small and large system dynamics; dynamic model identification; on-line control including load and switching control; protection; distribution systems; energy economics; impact of non-conventional systems; and man-machine interfaces. As well as original research papers, the journal publishes short contributions, book reviews and conference reports. All papers are peer-reviewed by at least two referees.
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