Hyperspectral inversion of rare earth element concentration based on SPA-PLSR model

Dan Ke , Wenkai Wang , Huan Mo , Fawang Ye , Wei Chen , Wanming Zhang , Sirui Wang
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Abstract

Quantitative study of the relationship between the hyperspectral characteristics of carbonatite rare earth elements and their chemical concentration is of great significance for detecting carbonatite rare earth resources using remote sensing hyperspectral technology. Due to the high resolution and large number of bands in hyperspectral data, it is crucial to effectively extract characteristic spectral bands with a high correlation with rare earth element concentration for estimating rare earth element concentration based on hyperspectral data.Thirty-three samples of rare earth ore were collected from the Maoniuping rare earth ore district, and indoor hyperspectral measurements were conducted using SVC HR1024I ground-based spectrometer. The Cerium(Ce) element concentration was chemically analyzed by ICP-MS. To improve the accuracy of the spectral inversion model and minimize the interference of stray light, noise, baseline drift, etc., the original spectral data were resampled at intervals of 10 nm first, and then the resampled results were subjected to first-order derivative (FD), Savitzky-Golay smoothing filtering(SG), standard normal variate transformation(SNV), multivariate scattering correction (MSC), and first-order derivative followed by SG filtering(FD_SG) transformations. Based on the successive projection algorithm (SPA), only five to nine selected characteristic bands out of 216 bands ranging from 350 nm to 2500 nm were extracted, reducing the band number by 95.8% to 97.7%, greatly reducing the redundancy of the spectrum. The partial least square regression (PLSR) model constructed based on the characteristic bands selected by SPA and the measured Ce element concentration showed that the determination coefficient(R2) and root mean square error(RMSE) of the modeling set were 0.88 and 363 × 10–6, respectively, while those of the prediction set were 0.87 and 503 × 10–6, respectively, indicating good stability and high precision of the model, which can be used as an estimation model for the Ce element concentration in the Maoniuping rare earth ore district.
基于SPA-PLSR模型的稀土元素浓度高光谱反演
定量研究碳酸盐岩稀土元素的高光谱特征与其化学浓度之间的关系,对利用遥感高光谱技术探测碳酸盐岩稀土资源具有重要意义。由于高光谱数据分辨率高、波段多,有效提取与稀土元素浓度相关性高的特征光谱波段是基于高光谱数据估算稀土元素浓度的关键。利用SVC HR1024I地基光谱仪采集了毛牛坪稀土矿区33个稀土矿样品,进行了室内高光谱测量。采用电感耦合等离子体质谱(ICP-MS)分析了样品中铈元素的浓度。为了提高光谱反演模型的精度,减少杂散光、噪声、基线漂移等干扰,首先以10 nm为间隔对原始光谱数据进行重采样,然后对重采样结果进行一阶导数(FD)、Savitzky-Golay平滑滤波(SG)、标准正态变量变换(SNV)、多变量散射校正(MSC)和一阶导数后SG滤波(FD_SG)变换。基于逐次投影算法(SPA),在350 ~ 2500 nm范围内的216个波段中,只提取了5 ~ 9个选定的特征波段,将波段数减少了95.8% ~ 97.7%,大大降低了光谱的冗余度。基于SPA选择的特征波段和实测Ce元素浓度构建的偏最小二乘回归(PLSR)模型表明,建模集的决定系数(R2)和均方根误差(RMSE)分别为0.88和363 × 10-6,预测集的决定系数(R2)和均方根误差(RMSE)分别为0.87和503 × 10-6,表明模型稳定性好,精度高。可作为毛牛坪稀土矿区Ce元素含量的估算模型。
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