How Two-Dimensional Heterocovariance Spectroscopy and Data Fusion Level out the Inadequacies of Compact Spectrometers

Lukas Mahler, Christian Mayer, Martin Jaeger
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Abstract

Over the past decade, sensors and compact spectrometers have emerged as a powerful means for real-time monitoring of chemical and biochemical processes in the field of process analytical technologies (PATs). This is largely attributed to cost-efficiency and their robustness in near-line applications. In comparison to more sophisticated laboratory instruments, these devices exhibit limited sensitivity and resolution. In this study, a combination of near-infrared, low-field 1H nuclear magnetic resonance and compact Raman spectrometers were employed for the process monitoring of the acid-catalyzed esterification of isoamyl alcohol and acetic acid to isoamyl acetate. The resulting real-time data were transformed and visualized for interpretation using two-dimensional heterocovariance spectroscopy. The data were also subjected to pretreatment, concatenation, and multivariate analysis in accordance with low- and mid-level data fusion. The spectral interpretation derived from heterocovariance spectroscopy provided support for the data pretreatment during data fusion. By applying these computational techniques, the inherent limitations of sensitivity and resolution associated with compact spectroscopic instruments could be overcome, thereby facilitating the interpretation of data and yielding further insights into the process under study. A comparison of the process parameters resulting from the applied methods indicated that consistent data could be obtained. This study demonstrates that heterocovariance spectroscopy and data fusion allow to enhance compact, less expensive analytical instruments for process monitoring and to acquire process knowledge. This, in turn, enables material, financial, and energy resources to be conserved.

Abstract Image

二维异质协方差光谱和数据融合如何弥补小型光谱仪的不足
在过去的十年中,传感器和紧凑型光谱仪已经成为过程分析技术(PATs)领域中实时监测化学和生化过程的强大手段。这在很大程度上归功于成本效益和它们在近线应用中的稳健性。与更复杂的实验室仪器相比,这些设备表现出有限的灵敏度和分辨率。本研究采用近红外、低场1H核磁共振和紧凑型拉曼光谱仪相结合的方法,对酸催化异戊醇和乙酸酯化制醋酸异戊酯的过程进行了监测。得到的实时数据被转换和可视化,以便使用二维异方差光谱进行解释。根据中低水平数据融合,对数据进行预处理、拼接和多变量分析。异质协方差光谱解释为数据融合过程中的数据预处理提供了支持。通过应用这些计算技术,可以克服与紧凑型光谱仪器相关的灵敏度和分辨率的固有限制,从而促进对数据的解释,并对正在研究的过程产生进一步的见解。对所采用方法得到的工艺参数进行了比较,结果表明所得到的数据是一致的。这项研究表明,异质协方差光谱和数据融合可以增强紧凑,更便宜的分析仪器,用于过程监测和获取过程知识。这反过来又使物质、财政和能源资源得以节约。
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