First-order asymptotic perturbation theory for extensions of symmetric operators

Abstract

This work offers a new prospective on asymptotic perturbation theory for varying self-adjoint extensions of symmetric operators. Employing symplectic formulation of self-adjointness, we use a version of resolvent difference identity for two arbitrary self-adjoint extensions that facilitates asymptotic analysis of resolvent operators via first-order expansion for the family of Lagrangian planes associated with perturbed operators. Specifically, we derive a Riccati-type differential equation and the first-order asymptotic expansion for resolvents of self-adjoint extensions determined by smooth one-parameter families of Lagrangian planes. This asymptotic perturbation theory yields a symplectic version of the abstract Kato selection theorem and Hadamard–Rellich-type variational formula for slopes of multiple eigenvalue curves bifurcating from an eigenvalue of the unperturbed operator. The latter, in turn, gives a general infinitesimal version of the celebrated formula equating the spectral flow of a path of self-adjoint extensions and the Maslov index of the corresponding path of Lagrangian planes. Applications are given to quantum graphs, periodic Kronig–Penney model, elliptic second-order partial differential operators with Robin boundary conditions, and physically relevant heat equations with thermal conductivity.