Explaining the Mechanism of Multiscale Groundwater Drought Events: A New Perspective From Interpretable Deep Learning Model

IF 4.6 1区 地球科学 Q2 ENVIRONMENTAL SCIENCES
Hejiang Cai, Haiyun Shi, Zhaoqiang Zhou, Suning Liu, Vladan Babovic
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Abstract

This study presents a new approach to understand the causes of groundwater drought events with interpretable deep learning (DL) models. As prerequisites, accurate long short-term memory (LSTM) models for simulating groundwater are built for 16 regions representing three types of spatial scales in the southeastern United States, and standardized groundwater index is applied to identify 233 groundwater drought events. Two interpretation methods, expected gradients (EG) and additive decomposition (AD), are adopted to decipher the DL-captured patterns and inner workings of LSTM networks. The EG results show that: (a) temperature-related features were the primary drivers of large-scale groundwater droughts, with their importance increasing from 56.1% to 63.1% as the drought events approached from 6 months to 15 days. Conversely, precipitation-related features were found to be the dominant factors in the formation of groundwater drought in small-scale catchments, with the overall importance ranging from 59.8% to 53.3%; (b) Seasonal variations in the importance of temperature-related factors are inversely related between large and small spatial scales, being more significant in summer for larger regions and in winter for catchments; and (c) temperature-related factors exhibited an overall “trigger effect” on causing groundwater drought events in the studying areas. The AD method unveiled how the LSTM network behaved differently in retaining and discarding information when emulating different groundwater droughts. In summary, this study provides a new perspective for the causes of groundwater drought events and highlights the potential and prospect of interpretable DL in enhancing our understanding of hydrological processes.
解释多尺度地下水干旱事件的机理:可解释深度学习模型的新视角
本研究提出了一种新方法,利用可解释的深度学习(DL)模型来了解地下水干旱事件的原因。作为前提条件,为美国东南部代表三种空间尺度的 16 个地区建立了模拟地下水的精确长短期记忆(LSTM)模型,并应用标准化地下水指数识别了 233 个地下水干旱事件。采用预期梯度(EG)和加法分解(AD)两种解释方法来解读 DL 捕获的模式和 LSTM 网络的内部运作。EG 结果显示(a) 与温度相关的特征是大尺度地下水干旱的主要驱动因素,随着干旱事件从 6 个月接近 15 天,其重要性从 56.1%上升到 63.1%。相反,降水相关特征则是小尺度流域地下水干旱形成的主导因素,其总体重要性从 59.8%到 53.3%不等;(b) 温度相关因素重要性的季节性变化在大小空间尺度之间呈反比关系,对于大区域而言,温度相关因素在夏季更为显著,而对于流域而言,温度相关因素在冬季更为显著;(c) 温度相关因素对研究区域地下水干旱事件的发生具有总体 "触发效应"。AD 方法揭示了 LSTM 网络在模拟不同地下水干旱时保留和丢弃信息的不同表现。总之,本研究为地下水干旱事件的成因提供了一个新的视角,并强调了可解释的 DL 在增强我们对水文过程的理解方面所具有的潜力和前景。
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来源期刊
Water Resources Research
Water Resources Research 环境科学-湖沼学
CiteScore
8.80
自引率
13.00%
发文量
599
审稿时长
3.5 months
期刊介绍: Water Resources Research (WRR) is an interdisciplinary journal that focuses on hydrology and water resources. It publishes original research in the natural and social sciences of water. It emphasizes the role of water in the Earth system, including physical, chemical, biological, and ecological processes in water resources research and management, including social, policy, and public health implications. It encompasses observational, experimental, theoretical, analytical, numerical, and data-driven approaches that advance the science of water and its management. Submissions are evaluated for their novelty, accuracy, significance, and broader implications of the findings.
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