Convergence research and actionable science through the lens of adaptive management

IF 3 4区 环境科学与生态学 Q2 ENVIRONMENTAL SCIENCES
Mariana Cains
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Actionable science is <i>solution-oriented</i>, where the intended end users of the scientific knowledge are centered as collaborators throughout the research process, which results in the coproduction of <i>useful and used</i> information to inform actions (Bamzai-Dodson et al., <span>2021</span>; Boyd, <span>2022</span>; Northwest Climate Adaptation Science Center, <span>2024</span>). These concepts (i.e., interdisciplinary, coproduction, and decision-oriented) are interrelated and central to convergence research and actionable science. The foundational concepts are not new to the environmental risk assessment and management domain, but the language used to capture these concepts is.</p><p>The relevance of convergence research and actionable science to environmental risk assessment and management is most tangible when viewed through the lens of an adaptive management framework (Wyant et al., <span>1995</span>). Adaptive management is an iterative decision-making process that formalizes the qualitative social values of a community, given governing social constraints, such that relevant management options can be qualitatively and quantitatively evaluated against one another, reducing system uncertainties. An adaptive management framework, based on an integrated vulnerability, risk, and resilience assessment of climate change impacts (Cains, <span>2021</span>), adapted from the works of Van den Brink et al. (<span>2016</span>) and Landis et al. (<span>2017</span>), is illustrated in Figure 1. This framework, which places research within the social context and constraints of the assessed socioecological system, is comprised of three main parts.</p><p>Part A, “Changes in Externalities,” envelops all framework components and represents the changes to the socioecological system that are beyond the direct control of regional or local management, such as climate change (Figure 1A). Defining “Changes in Externalities” frames the complex or vexing challenges to societal objectives that convergence research seeks to address, for example, managing regional- and community-level impacts of climate change.</p><p>Part B, “Public Engagement &amp; Governance,” describes region-relevant social, cultural, and economic goals and defines assessment endpoints and criteria needed to evaluate those goals (Figure 1B), which are then assessed in Part C. Part B also defines the regional management constraints and priorities, such as management programs with incompatible goals or the allocation of funding. “Public Engagement and Governance” represents the solution-orientation of actionable research; for example, regional decision-makers and resource managers define and drive research problem formulation that is relevant to their needs.</p><p>Part C, “Research, Engineering, Assessment, &amp; Management,” illustrates the iterative cycle of data collection and interpretation, multigoal assessments and sensitivity analyses, evaluation of management options, and the implementation of management plans. The evaluation of management options incorporates regional constraints and priorities through stakeholder-inclusive decision-making. 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However, the region's low-lying lands are also sources of vulnerability that ultimately expose the city to frequent flooding shocks (e.g., storm surges) and stressors (e.g., sea level rise) exacerbated by climate change and global warming (i.e., environmental challenge beyond regional management, complex problems; Morris &amp; Renken, <span>2020</span>; National Weather Service, <span>2023</span>).</p><p>Over the past decade, several public, private, and nonprofit organizations and institutions within the Charleston Harbor Watershed have led decision-maker and community-inclusive and/or centered efforts to support and build regional resilience to the direct or indirect effects of climate change (i.e., stakeholder-inclusive decision-making; coproduction with end users as collaborators). These efforts include, but are not limited to, public events integrating the creative arts and the sciences to understand the local and cultural impacts of and responses to coastal flooding (e.g., EnoughPie's Awakening V: King Tides; Charleston City Paper, <span>2017</span>); an “All Hazards Vulnerability &amp; Risk Assessment” of City of Charleston's residents and assets impacted by environmental threats (e.g., sea level rise, extreme precipitation, extreme heat; City of Charleston, <span>2020</span>); and Dutch Dialogues™ Charleston, a collaborative effort where national and international water experts partnered with local city, professional, academic, and community leaders to learn about and understand how Charleston can “live with water” while reducing risks to several societal objectives (e.g., human health and well-being, economic vitality, critical infrastructure, ecosystem services).</p><p>Not all applications of convergence research or actionable science will employ the full adaptive management framework; this is not a critique of those applications. 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引用次数: 0

Abstract

Convergence research and actionable science are two newer terms within the interdisciplinary and transdisciplinary sciences. There are several definitions for each of these two terms depending on the source, but the definitions all encompass the same foundational concepts. Convergence research (also called convergence science) is an approach to solving complex or vexing research problems relevant to pressing scientific or societal needs through intentional and deep integration across different disciplines (National Research Council, 2014; National Science Foundation, 2024; NSF NCAR, 2024; Peek et al., 2020). Actionable science is solution-oriented, where the intended end users of the scientific knowledge are centered as collaborators throughout the research process, which results in the coproduction of useful and used information to inform actions (Bamzai-Dodson et al., 2021; Boyd, 2022; Northwest Climate Adaptation Science Center, 2024). These concepts (i.e., interdisciplinary, coproduction, and decision-oriented) are interrelated and central to convergence research and actionable science. The foundational concepts are not new to the environmental risk assessment and management domain, but the language used to capture these concepts is.

The relevance of convergence research and actionable science to environmental risk assessment and management is most tangible when viewed through the lens of an adaptive management framework (Wyant et al., 1995). Adaptive management is an iterative decision-making process that formalizes the qualitative social values of a community, given governing social constraints, such that relevant management options can be qualitatively and quantitatively evaluated against one another, reducing system uncertainties. An adaptive management framework, based on an integrated vulnerability, risk, and resilience assessment of climate change impacts (Cains, 2021), adapted from the works of Van den Brink et al. (2016) and Landis et al. (2017), is illustrated in Figure 1. This framework, which places research within the social context and constraints of the assessed socioecological system, is comprised of three main parts.

Part A, “Changes in Externalities,” envelops all framework components and represents the changes to the socioecological system that are beyond the direct control of regional or local management, such as climate change (Figure 1A). Defining “Changes in Externalities” frames the complex or vexing challenges to societal objectives that convergence research seeks to address, for example, managing regional- and community-level impacts of climate change.

Part B, “Public Engagement & Governance,” describes region-relevant social, cultural, and economic goals and defines assessment endpoints and criteria needed to evaluate those goals (Figure 1B), which are then assessed in Part C. Part B also defines the regional management constraints and priorities, such as management programs with incompatible goals or the allocation of funding. “Public Engagement and Governance” represents the solution-orientation of actionable research; for example, regional decision-makers and resource managers define and drive research problem formulation that is relevant to their needs.

Part C, “Research, Engineering, Assessment, & Management,” illustrates the iterative cycle of data collection and interpretation, multigoal assessments and sensitivity analyses, evaluation of management options, and the implementation of management plans. The evaluation of management options incorporates regional constraints and priorities through stakeholder-inclusive decision-making. This iterative cycle represents the integration of different disciplines and expertise of convergence research and the coproduction of useful information of actionable science.

For illustration purposes, take, for example, the coastal city of Charleston, SC, which is at the front line of climate change impacts. Charleston's defining feature, its relationship with water, is a double-edged sword. The coastal locality has produced a city with an economic dependence on ecosystem services ranging from sustenance fishing and shell fishing, commercial fishing, water-based recreational businesses to a robust year-round tourism sector driven by the region's rich culture and subtropical climate (i.e., regional goals and priorities, solution-oriented; Willis & Straka, 2017). However, the region's low-lying lands are also sources of vulnerability that ultimately expose the city to frequent flooding shocks (e.g., storm surges) and stressors (e.g., sea level rise) exacerbated by climate change and global warming (i.e., environmental challenge beyond regional management, complex problems; Morris & Renken, 2020; National Weather Service, 2023).

Over the past decade, several public, private, and nonprofit organizations and institutions within the Charleston Harbor Watershed have led decision-maker and community-inclusive and/or centered efforts to support and build regional resilience to the direct or indirect effects of climate change (i.e., stakeholder-inclusive decision-making; coproduction with end users as collaborators). These efforts include, but are not limited to, public events integrating the creative arts and the sciences to understand the local and cultural impacts of and responses to coastal flooding (e.g., EnoughPie's Awakening V: King Tides; Charleston City Paper, 2017); an “All Hazards Vulnerability & Risk Assessment” of City of Charleston's residents and assets impacted by environmental threats (e.g., sea level rise, extreme precipitation, extreme heat; City of Charleston, 2020); and Dutch Dialogues™ Charleston, a collaborative effort where national and international water experts partnered with local city, professional, academic, and community leaders to learn about and understand how Charleston can “live with water” while reducing risks to several societal objectives (e.g., human health and well-being, economic vitality, critical infrastructure, ecosystem services).

Not all applications of convergence research or actionable science will employ the full adaptive management framework; this is not a critique of those applications. Rather, the purpose of this overlay of the foundational concepts of convergence research and actionable science with components of the adaptive management framework is to highlight the points of shared understandings and interconnected scientific approaches focused on developing user-centered management solutions for environmental challenges. The local leaders involved in the Charleston resilience efforts did not collectively decide a priori to take an adaptive management approach, nor did they collectively decide to employ convergence research or actionable science. However, this ad hoc categorization of past and ongoing resilience efforts illustrates the complementary nature of the adaptive management framework, convergence research, and actionable science in addressing societal impacts of wicked environmental problems. Efforts to address these environmental challenges will produce research, papers, and reports that may not fall within traditional bounds of basic or applied research. IEAM is well suited to showcase convergence research and actionable science aimed at environmental challenges, as it already publishes the “science underpinning environmental decision-making and problem solving” (e.g., Beausoleil et al., 2022; Johns et al., 2016).

Mariana Cains: Writing—original draft; writing—review and editing.

The NSF National Center for Atmospheric Research is sponsored by the National Science Foundation. Any opinions, findings, and conclusions or recommendations expressed in this editorial are those of the author and do not necessarily reflect the views of the National Science Foundation.

Abstract Image

从适应性管理的角度看融合研究和可行科学
聚合研究和可操作科学是跨学科和跨学科科学中两个较新的术语。根据资料来源的不同,这两个术语各有多种定义,但定义都包含相同的基本概念。聚合研究(也称聚合科学)是一种通过有意深入整合不同学科,解决与迫切的科学或社会需求相关的复杂或棘手研究问题的方法(美国国家研究委员会,2014年;美国国家科学基金会,2024年;美国国家科学基金会NCAR,2024年;Peek等人,2020年)。可操作科学以解决方案为导向,在整个研究过程中以科学知识的预期最终用户为中心,将其作为合作者,从而共同生产出有用和可用的信息,为行动提供依据(Bamzai-Dodson 等人,2021 年;Boyd,2022 年;西北气候适应科学中心,2024 年)。这些概念(即跨学科、共同生产和决策导向)相互关联,是融合研究和可操作科学的核心。这些基本概念对于环境风险评估和管理领域来说并不陌生,但捕捉这些概念所使用的语言却是全新的。通过适应性管理框架(Wyant 等人,1995 年)的视角来看,融合研究和可操作科学与环境风险评估和管理的相关性最为明显。适应性管理是一个迭代的决策过程,它将一个社区的定性社会价值正规化,同时考虑到社会制约因素,这样就可以对相关的管理方案进行定性和定量评估,从而减少系统的不确定性。适应性管理框架基于对气候变化影响的脆弱性、风险和恢复力的综合评估(Cains,2021 年),改编自 Van den Brink 等人(2016 年)和 Landis 等人(2017 年)的著作,如图 1 所示。该框架将研究置于社会背景和所评估的社会生态系统的制约因素中,由三个主要部分组成。A 部分 "外部因素的变化 "涵盖了框架的所有组成部分,代表了气候变化等超出区域或地方管理部门直接控制范围的社会生态系统变化(图 1A)。B 部分 "公众参与与治理 "描述了与地区相关的社会、文化和经济目标,并定义了评估这些目标所需的评估终点和标准(图 1B),然后在 C 部分中进行评估。B 部分还定义了地区管理限制和优先事项,例如目标不一致的管理计划或资金分配。"C 部分是 "研究、工程、评估、选型和管理",说明了数据收集和解释、多目标评估和敏感性分析、管理方案评估以及管理计划实施的迭代循环。通过利益相关者参与的决策,管理方案的评估纳入了地区限制因素和优先事项。这种迭代循环体现了不同学科的整合和趋同研究的专业性,以及可操作科学的有用信息的共同产生。例如,南卡罗来纳州沿海城市查尔斯顿就处于气候变化影响的前沿。查尔斯顿的显著特点--与水的关系--是一把双刃剑。沿海地区造就了一个对生态系统服务具有经济依赖性的城市,这些生态系统服务包括生计渔业和贝类捕捞、商业捕鱼、水上娱乐业务,以及由该地区丰富的文化和亚热带气候驱动的强大的全年旅游业(即区域目标和优先事项,以解决方案为导向;Willis &ampamp; Straka, 2017)。然而,该地区的低洼地也是脆弱性的来源,最终使城市面临频繁的洪水冲击(如风暴潮)和压力(如海平面上升),而气候变化和全球变暖又加剧了这一脆弱性(即,超出地区管理范围的环境挑战,复杂问题;Morris &amp; Renken,2020 年;国家气象局,2023 年)。 在过去十年中,查尔斯顿港流域内的一些公共、私营和非营利组织和机构领导了决策者和社区包容性和/或以社区为中心的工作,以支持和建设地区对气候变化直接或间接影响的适应能力(即利益相关者包容性决策;以最终用户为合作者的共同生产)。这些努力包括但不限于:整合创意艺术和科学的公共活动,以了解沿海洪水对当地和文化的影响及应对措施(例如,EnoughPie 的 "觉醒 V:国王潮汐";《查尔斯顿城市报》,2017 年);查尔斯顿市居民和资产受环境威胁(例如,海平面上升、极端降水、极端暴雨)影响的 "所有灾害脆弱性与amp; 风险评估"、查尔斯顿市,2020 年);以及 "荷兰对话™ 查尔斯顿",这是一项国家和国际水资源专家与当地城市、专业、学术和社区领导人合作的努力,以了解和理解查尔斯顿如何才能 "与水共存",同时降低多个社会目标的风险(例如,人类健康和福祉、经济活力、环境和社会责任)、并非所有融合研究或可操作科学的应用都会采用完整的适应性管理框架;这并不是对这些应用的批评。相反,将聚合研究和可操作科学的基本概念与适应性管理框架的组成部分进行叠加的目的是为了强调共同理解的要点和相互关联的科学方法,重点是针对环境挑战制定以用户为中心的管理解决方案。参与查尔斯顿抗灾工作的当地领导人并没有事先集体决定采用适应性管理方法,也没有集体决定采用融合研究或可操作科学。然而,这种对过去和正在进行的抗灾努力的临时分类说明了适应性管理框架、趋同研究和可操作科学在解决邪恶环境问题的社会影响方面的互补性。应对这些环境挑战的努力将产生可能不属于传统基础研究或应用研究范畴的研究、论文和报告。IEAM 非常适合展示针对环境挑战的融合研究和可操作科学,因为它已经出版了 "环境决策和问题解决的基础科学"(例如,Beausoleil 等人,2022 年;Johns 等人,2016 年):美国国家科学基金会国家大气研究中心由美国国家科学基金会赞助。本社论中表达的任何观点、发现、结论或建议均为作者个人观点,不代表美国国家科学基金会的观点。
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来源期刊
Integrated Environmental Assessment and Management
Integrated Environmental Assessment and Management ENVIRONMENTAL SCIENCESTOXICOLOGY&nbs-TOXICOLOGY
CiteScore
5.90
自引率
6.50%
发文量
156
期刊介绍: Integrated Environmental Assessment and Management (IEAM) publishes the science underpinning environmental decision making and problem solving. Papers submitted to IEAM must link science and technical innovations to vexing regional or global environmental issues in one or more of the following core areas: Science-informed regulation, policy, and decision making Health and ecological risk and impact assessment Restoration and management of damaged ecosystems Sustaining ecosystems Managing large-scale environmental change Papers published in these broad fields of study are connected by an array of interdisciplinary engineering, management, and scientific themes, which collectively reflect the interconnectedness of the scientific, social, and environmental challenges facing our modern global society: Methods for environmental quality assessment; forecasting across a number of ecosystem uses and challenges (systems-based, cost-benefit, ecosystem services, etc.); measuring or predicting ecosystem change and adaptation Approaches that connect policy and management tools; harmonize national and international environmental regulation; merge human well-being with ecological management; develop and sustain the function of ecosystems; conceptualize, model and apply concepts of spatial and regional sustainability Assessment and management frameworks that incorporate conservation, life cycle, restoration, and sustainability; considerations for climate-induced adaptation, change and consequences, and vulnerability Environmental management applications using risk-based approaches; considerations for protecting and fostering biodiversity, as well as enhancement or protection of ecosystem services and resiliency.
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