Joint Transmit Waveform and Receive Filter Design for the DFRC System With Imperfect CSI

Chao Huang;Zhongrui Huang;Qingsong Zhou;Zhihui Li;Zhongping Yang;Jianyun Zhang
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Abstract

Considering the imperfect communication channel state information (CSI), we investigated a robust joint design of transmit waveform and receive filter for the dual-functional radar-communication (DFRC) system using a multi-input-multi-output (MIMO) platform. In this study, we take the output signal-to-interference-plus-noise ratio (SINR) of the radar as the cost function, while formulating communication constructive interference (CI) constraints under imperfect estimation of communication CSI. We also imposed a constant modulus constraint to preserve the unimodular property of the transmitted waveform. To solve the complicated non-convex problem, we developed two efficient algorithms in both Euclidean and Riemannian spaces. The first algorithm used alternative direction methods of multipliers (ADMM) to break down the optimization problem into two solvable sub-problems, which were then solved using the majorization-minimization (MM) method and geometrical structure. The second algorithm converted the communication CI constraints into a distance penalty term, transformed the original problem into Riemannian space, and solved it efficiently using the Riemannian complex circle manifold conjugate gradient method. Finally, extensive simulation results demonstrate the effectiveness and superiority of both proposed algorithms.
具有不完美 CSI 的 DFRC 系统的联合发射波形和接收滤波器设计
考虑到不完美的通信信道状态信息(CSI),我们研究了使用多输入多输出(MIMO)平台的双功能雷达-通信(DFRC)系统的发射波形和接收滤波器的鲁棒性联合设计。在这项研究中,我们将雷达的输出信号干扰加噪声比(SINR)作为成本函数,同时在通信 CSI 估计不完善的情况下制定了通信建设性干扰(CI)约束。我们还施加了恒定模数约束,以保持传输波形的单调性。为了解决复杂的非凸问题,我们在欧几里得空间和黎曼空间开发了两种高效算法。第一种算法使用替代方向乘法(ADMM)将优化问题分解为两个可求解的子问题,然后使用大化-最小化(MM)方法和几何结构求解。第二种算法将通信 CI 约束条件转换为距离惩罚项,将原始问题转换到黎曼空间,并使用黎曼复圆流形共轭梯度法高效求解。最后,大量的仿真结果证明了这两种算法的有效性和优越性。
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