{"title":"A probabilistic model based on the peak-over-threshold approach for risk assessment of airport controllers' performance","authors":"Lili Zu , Yijie Lu , Min Dong","doi":"10.1016/j.jnlssr.2024.02.001","DOIUrl":null,"url":null,"abstract":"<div><p>Airport tower control plays an instrumental role in ensuring airport safety. However, obtaining objective, quantitative safety evaluations is challenging due to the unavailability of pertinent human operation data. This study introduces a probabilistic model that combines aircraft dynamics and the peak-over-threshold (POT) approach to assess the safety performance of airport controllers. We applied the POT approach to model reaction times extracted from a radiotelephony dataset via a voice event detection algorithm. The model couples the risks of tower control and aircraft operation to analyze the influence of human factors. Using data from radiotelephony communications and the Base of Aircraft Data (BADA) database, we compared risk levels across scenarios. Our findings revealed heightened airport control risks under low demand (0.374) compared to typical conditions (0.197). Furthermore, the risks associated with coupling under low demand exceeded those under typical demand, with the final approach stage presenting the highest risk (<span><math><mrow><mn>4.929</mn><mo>×</mo><msup><mrow><mn>10</mn></mrow><mrow><mo>−</mo><mn>7</mn></mrow></msup></mrow></math></span>). Our model underscores the significance of human factors and the implications of mental disconnects between pilots and controllers for safety risks. Collectively, these consistent findings affirm the reliability of our probabilistic model as an evaluative tool for evaluating the safety performance of airport tower controllers. The results also illuminate the path toward quantitative real-time safety evaluations for airport controllers within the industry. We recommend that airport regulators focus on the performance of airport controllers, particularly during the final approach stage.</p></div>","PeriodicalId":62710,"journal":{"name":"安全科学与韧性(英文)","volume":null,"pages":null},"PeriodicalIF":3.7000,"publicationDate":"2024-02-20","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.sciencedirect.com/science/article/pii/S2666449624000057/pdfft?md5=9d6786b81f15945e52ed0553f0807e58&pid=1-s2.0-S2666449624000057-main.pdf","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"安全科学与韧性(英文)","FirstCategoryId":"1087","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S2666449624000057","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH","Score":null,"Total":0}
引用次数: 0
Abstract
Airport tower control plays an instrumental role in ensuring airport safety. However, obtaining objective, quantitative safety evaluations is challenging due to the unavailability of pertinent human operation data. This study introduces a probabilistic model that combines aircraft dynamics and the peak-over-threshold (POT) approach to assess the safety performance of airport controllers. We applied the POT approach to model reaction times extracted from a radiotelephony dataset via a voice event detection algorithm. The model couples the risks of tower control and aircraft operation to analyze the influence of human factors. Using data from radiotelephony communications and the Base of Aircraft Data (BADA) database, we compared risk levels across scenarios. Our findings revealed heightened airport control risks under low demand (0.374) compared to typical conditions (0.197). Furthermore, the risks associated with coupling under low demand exceeded those under typical demand, with the final approach stage presenting the highest risk (). Our model underscores the significance of human factors and the implications of mental disconnects between pilots and controllers for safety risks. Collectively, these consistent findings affirm the reliability of our probabilistic model as an evaluative tool for evaluating the safety performance of airport tower controllers. The results also illuminate the path toward quantitative real-time safety evaluations for airport controllers within the industry. We recommend that airport regulators focus on the performance of airport controllers, particularly during the final approach stage.
机场塔台控制在确保机场安全方面发挥着重要作用。然而,由于无法获得相关的人类操作数据,因此获得客观、定量的安全评估具有挑战性。本研究引入了一个概率模型,该模型结合了飞机动力学和阈值峰值(POT)方法,用于评估机场管制员的安全性能。我们将 POT 方法应用于通过语音事件检测算法从无线电话数据集中提取的反应时间建模。该模型将塔台控制和飞机操作的风险结合起来,分析人为因素的影响。利用无线电通话通信数据和飞机数据基础 (BADA) 数据库,我们比较了各种情况下的风险水平。我们的研究结果表明,在低需求(0.374)与典型条件(0.197)相比,机场控制风险更高。此外,低需求下与耦合相关的风险超过了典型需求下的风险,其中最后进近阶段的风险最高(4.929×10-7)。我们的模型强调了人为因素的重要性,以及飞行员和管制员之间心理脱节对安全风险的影响。总之,这些一致的研究结果肯定了我们的概率模型作为机场塔台管制员安全绩效评估工具的可靠性。这些结果也为行业内对机场管制员进行量化实时安全评估指明了道路。我们建议机场监管机构关注机场管制员的表现,尤其是在最后进近阶段。