Structured Peer Review: Pilot results from 23 Elsevier Journals

Mario Malički, Bahar Mehmani
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Abstract

Background. Reviewers rarely comment on the same aspects of a manuscript, making it difficult to properly assess manuscripts' quality and the quality of the peer review process. It was the goal of this pilot study to evaluate structured peer review implementation by: 1) exploring if and how reviewers answered structured peer review questions, 2) analysing reviewer agreement, 3) comparing that agreement to agreement before implementation of structured peer review, and 4) further enhancing the piloted set of structured peer review questions. Methods. Structured peer review consisting of 9 questions was piloted in August 2022 in 220 Elsevier journals. We randomly selected 10% of these journals across all fields and IF quartiles and included manuscripts that in the first 2 months of the pilot received 2 reviewer reports, leaving us with 107 manuscripts belonging to 23 journals. Eight questions had open ended fields, while the ninth question (on language editing) had only a yes/no option. Reviews could also leave Comments-to-Author and Comments-to-Editor. Answers were qualitatively analysed by two raters independently. Results. Almost all reviewers (n=196, 92%) filled out the answers to all questions even though these questions were not mandatory in the system. The longest answer (Md 27 words, IQR 11 to 68) was for reporting methods with sufficient details for replicability or reproducibility. Reviewers had highest (partial) agreement (of 72%) for assessing the flow and structure of the manuscript, and lowest (of 53%) for assessing if interpretation of results are supported by data, and for assessing if statistical analyses were appropriate and reported in sufficient detail (also 52%). Two thirds of reviewers (n=145, 68%) filled out the Comments-to-Author section, of which 105 (49%) resembled traditional peer review reports. Such reports contained a Md of 4 (IQR 3 to 5) topics covered by the structured questions. Absolute agreement regarding final recommendations (exact match of recommendation choice) was 41%, which was higher than what those journals had in the period of 2019 to 2021 (31% agreement, P=0.0275). Conclusions: Our preliminary results indicate that reviewers adapted to the new format of review successfully, and answered more topics than they covered in their traditional reports. Individual question analysis indicated highest disagreement regarding interpretation of results and conducting and reporting of statistical analyses. While structured peer review did lead to improvement in reviewer final recommendation agreements, this was not a randomized trial, and further studies should be done to corroborate this. Further research is also needed to determine if structured peer review leads to greater knowledge transfer or better improvement of manuscripts.
结构化同行评审:23 种爱思唯尔期刊的试点结果
背景。审稿人很少对稿件的相同方面发表意见,因此很难正确评估稿件质量和同行评审过程的质量。本试点研究的目标是通过以下方式评估结构化同行评审的实施情况:1)探讨审稿人是否以及如何回答结构化同行评审问题;2)分析审稿人的一致意见;3)将一致意见与实施结构化同行评审前的一致意见进行比较;4)进一步改进试行的结构化同行评审问题集。2022年8月,由9个问题组成的结构化同行评审在爱思唯尔的220种期刊中试行。我们在所有领域和IF四分位数的期刊中随机抽取了10%的期刊,并纳入了在试点的前两个月收到2份审稿人报告的稿件,这样我们就得到了属于23种期刊的107篇稿件。八个问题为开放式,第九个问题(语言编辑)只有 "是/否 "选项。审稿人还可以留下 "对作者的评论 "和 "对编辑的评论"。答案由两名评分员独立进行定性分析。结果几乎所有审稿人(n=196,92%)都填写了所有问题的答案,尽管这些问题在系统中并不是强制性的。最长的答案(Md 27 字,IQR 11 到 68)是关于报告方法的,其中包含了足够的细节以保证可复制性或可重复性。审稿人在评估稿件的流程和结构方面的意见(部分)一致率最高(72%),在评估结果解释是否有数据支持以及评估统计分析是否恰当和报告是否足够详细方面的一致率最低(53%)(也是52%)。三分之二的审稿人(n=145,68%)填写了 "对作者的评论 "部分,其中 105 份(49%)类似于传统的同行评审报告。此类报告包含结构化问题所涉及的 4 个(IQR 3 至 5)主题。最终建议(建议选择完全一致)的绝对一致率为41%,高于2019年至2021年期间这些期刊的一致率(31%,P=0.0275)。结论:我们的初步结果表明,审稿人成功适应了新的审稿格式,并回答了比传统报告更多的问题。单个问题分析表明,在结果解释以及统计分析的进行和报告方面分歧最大。虽然结构化同行评审确实提高了评审者最终建议的一致性,但这并不是一项随机试验,还需要进一步的研究来证实这一点。还需要进一步研究,以确定结构化同行评审是否能带来更多的知识转移或更好地改进稿件。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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