'Lawyer as Public Citizen' - A Futile Attempt to Close Pandora's Box

Matthew E. Meany
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引用次数: 0

Abstract

The American Bar Association’s Model Rules of Professional Conduct (“Rules”), adopted by every state legislature except California, include a prescription for the duties and responsibilities of the legal profession. In the Preamble, the Rules begin with the well-known premise and directive that lawyers should be “zealous advocates” in serving their clients’ interests. The Rules further require that lawyers strive to prove facts and to provide legal bases in support of those interests, to abide by their clients’ decisions regarding the objectives of representation, and to consult with their clients on the means pursued to reach those objectives. The Rules therefore cultivate an advocacy ethic which relies on the adversary system to yield the public values of truth and justice as a byproduct of opposing attorneys’ efforts to secure a favorable outcome for their clients. Only later, however, do the Rules seek to limit this sweeping characterization of “lawyer as zealous advocate” by introducing a lawyer’s conflicting and vaguely defined obligation to be a “public citizen.” Indeed, the Rules provide little guidance on what a “public citizen” is and how to reconcile these conflicting roles. This article illustrates how the Rules themselves predispose practitioners to embrace the role of “zealous advocate” at the expense of “public citizen.” Further, it shows how the legal education system and the myriad of pressures faced by a lawyer combine to marginalize “public citizen” considerations in representation. Finally, it proposes a solution which would minimize the cognitive dissonance felt by attorneys who seek full actualization of their duties under the Rules. Section I establishes the origin of the problem in the Rules, which place conflicting professional duties on attorneys in relation to their clients and to society. Section I then develops the paradox by parsing the term “zealous advocate” and examining the etymology and connotations elicited by its use, followed by an exploration of the Rules’ vague charge to attorneys as “public citizens” to act in the best interest of society, the law and justice. Finally, Section I concludes with analysis exposing the impotence and inadequacy of the “public citizen” duty as a constraint on the means and ends adopted during representation. Section II discusses the impropriety of establishing “zealous advocacy” as the starting point and model baseline for the legal profession, incorporating the perspectives of a few prominent legal ethics scholars. Section II then illustrates how the context and pressures of real world advocacy illuminate the practical shortcomings of the Rules, forcing practitioners to choose between roles which vary in their consequences for abandonment. Section II concludes by examining how the combination of skills, pressures and insufficient guidance in the Rules exacerbates a lawyer’s predisposition to embrace the “zealous advocate” role to the likely denigration of the “public citizen” role. Section III discusses the emphasis of the current mainstream curriculum in legal education on the role and tools of “zealous advocacy” to the effective exclusion of “public citizen” concerns. In addition, Section III explores how the prioritization of winning in legal education and practice has Pyrrhic implications for both the lawyer and society. Section IV critiques the proposals of several contemporary legal commentators, focusing on their practical shortcomings. Section V concludes this article by proposing an alternate and more comprehensive solution than legal ethics scholarship to date, culling various useful elements from existing proposals and combining them with elements and ideas which address a broader range of practical issues.
“作为公民的律师”——关闭潘多拉魔盒的徒劳尝试
美国律师协会的《职业行为示范规则》(以下简称“规则”)由除加利福尼亚州外的各州立法机关采用,其中包括对法律职业的义务和责任的规定。在《规则》的序言中,《规则》以一个众所周知的前提和指示开始,即律师应该是“热心的倡导者”,为客户的利益服务。《规则》进一步要求律师努力证明事实并提供支持这些利益的法律依据,遵守委托人关于代理目标的决定,并就实现这些目标所采取的手段与委托人协商。因此,《规则》培养了一种辩护伦理,这种伦理依赖于对手制度,将真理和正义的公共价值观作为对方律师努力为其客户争取有利结果的副产品。然而,直到后来,《规则》才试图通过引入律师作为“公共公民”的相互矛盾和模糊定义的义务,来限制这种对“律师作为热心的辩护人”的笼统定性。事实上,对于什么是“公共公民”以及如何调和这些相互冲突的角色,《规则》几乎没有提供指导。这篇文章说明了规则本身是如何以牺牲“公共公民”为代价,使实践者倾向于接受“热心倡导者”的角色的。此外,它还显示了法律教育体系和律师面临的无数压力是如何结合在一起,使“公共公民”在代理方面的考虑被边缘化的。最后,它提出了一种解决办法,以尽量减少寻求充分履行《规则》规定的职责的律师所感受到的认知失调。第一节在《规则》中确立了问题的根源,其中规定了律师对其委托人和对社会的相互冲突的专业义务。然后,第一节通过分析“热心的倡导者”一词,并检查其使用引发的词源和内涵来发展悖论,然后探索规则对律师作为“公共公民”的模糊指控,以社会,法律和正义的最佳利益行事。最后,第一节通过分析揭示了“公共公民”义务作为一种对代表所采用的手段和目的的约束的无能和不足。第二节结合几位著名法律伦理学者的观点,讨论了将“热心倡导”作为法律职业的起点和模式基线的不当性。然后,第二节说明了现实世界倡导的背景和压力如何阐明了《规则》的实际缺点,迫使从业者在不同的角色之间进行选择,这些角色因放弃而产生的后果各不相同。第二部分最后考察了规则中技巧、压力和指导不足的结合如何加剧了律师倾向于接受“热心倡导者”的角色,从而可能贬低“公共公民”的角色。第三节讨论了当前主流法律教育课程对“热心倡导”的作用和工具的强调,以有效排除“公共公民”的关注。此外,第三部分探讨了在法律教育和实践中获胜的优先次序如何对律师和社会都产生了得不得失的影响。第四节对几位当代法律评论家的建议进行了批判,重点是他们的实践缺陷。第五节在结束本文时,提出了一种比迄今为止的法律伦理研究更全面的替代解决办法,从现有建议中剔除各种有用的因素,并将它们与处理更广泛的实际问题的因素和想法结合起来。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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