Revisiting James Q. Wilson’s Bureaucracy: Appointee Politics and Outcome Observability

William G. Resh, Heejin Cho
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引用次数: 1

Abstract

This study introduces a measurement approach to test a core precept in the study of bureaucratic politics and public organizations. First, we quantify James Q. Wilson’s famous agency typology by the relative observability of agency outcomes. We code over 20,000 stated objectives from Performance and Accountability Reports (PAR) for United States federal agencies over the years 2000 to 2012 by whether the attainment of a given objective can be attributed directly to the programmatic activities of the agency (i.e., observable) or if its attainment is dependent upon other actors or other socioeconomic factors outside the agency’s control (i.e., unobservable). We then test Wilson’s previously untested proposition that “production” and “craft” organizations (i.e., those with more observable outcomes) will be better managed by career leadership, whereas “coping” and “procedural” organizations (i.e., those with more unobservable outcomes) are better managed by appointed leadership. We account for contemporary realities of appointee politics, including the president’s strategic use of unilateral appointments in lower executive and upper management positions and the pervasiveness of appointee vacancies at the highest levels. Although scholars frequently rely on the Wilson typology in empirical and theoretical explorations of bureaucratic behavior, its dimensions have not been systematically measured at any level of government. We find, consistent with Wilson, that politicization diminishes performance in Craft and Production agencies. On the other hand, vacancies in presidential appointee positions are associated with lower performance only in those agencies that do not map to ideal types in Wilson's schema. In other words, the relative observability of an agency’s goal agenda moderates the effectiveness of its appointed leadership—a contingency that has been insufficiently accommodated in previous work.
重新审视詹姆斯·q·威尔逊的官僚主义:任命政治和结果可观察性
本研究引入一种测量方法来检验官僚政治与公共组织研究中的一个核心原则。首先,我们通过代理结果的相对可观察性来量化詹姆斯·q·威尔逊著名的代理类型学。我们从2000年至2012年美国联邦机构的绩效和问责报告(PAR)中对20,000多个既定目标进行了编码,通过确定既定目标的实现是否可以直接归因于该机构的计划活动(即,可观察的),或者其实现是否依赖于该机构控制之外的其他行为者或其他社会经济因素(即,不可观察的)。然后,我们测试了威尔逊先前未经验证的命题,即“生产”和“工艺”组织(即那些具有更多可观察结果的组织)将由职业领导更好地管理,而“应对”和“程序”组织(即那些具有更多不可观察结果的组织)则由任命领导更好地管理。我们考虑了任命政治的当代现实,包括总统在低级行政和高级管理职位上战略性地使用单方面任命,以及最高级别任命空缺的普遍存在。尽管学者们在官僚行为的实证和理论探索中经常依赖威尔逊类型学,但其维度尚未在任何一级政府中进行系统测量。我们发现,与威尔逊一致,政治化削弱了工艺和生产机构的表现。另一方面,总统任命职位的空缺只在那些不符合威尔逊图式中理想类型的机构中与较低的绩效相关。换句话说,机构目标议程的相对可观察性缓和了其指定领导层的有效性——这是在以前的工作中没有充分考虑到的一种偶然性。
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