A sequential barrier-based model to evaluate human reliability in maritime accident process

Bing Wu, Yang Wang, C. Guedes Soares, Xin-ping Yan, Di Zhan
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Abstract

Human reliability is considered as the predominant causation factor in maritime accidents. The previous researches on human reliability analysis are reviewed in this paper, although these works have benefited us a lot in accident prevention, few researches focused on the human reliability in the developing stages of maritime accident process. This paper first thoroughly reviews the existing sequential accident process models, including the Swiss cheese model, accident causation model, risk-scenario based model, then the strengths and weakness of these models are compared with each other. To make a feasible and reasonable assessment on the human reliability, a sequential safety barrier-based model which includes four safety barriers are proposed by incorporating the safety barrier (SB) and risk scenario together. Moreover, the failure modes of different safety barriers, which consider the difficulty of these barriers' implementation, are also presented to further analyze the human reliability. The developing states, including initiating state (IE), mid states (MS), and end state (ES), and accident scenario of different types of accidents are also proposed under the framework of sequential safety barriers. Finally, this proposed model is introduced to investigate 97 maritime accident reports issued by Maritime Safety Administration (MSA) of China from 2000 to 2010. The result reveals that majority of the maritime accidents can be analyzed by the proposed accident process model (91.8%, N=97). It also demonstrates that different measures in terms of developing stages should be adopted to enhance the human reliability in the maritime accident process. Moreover, multiple correspondence analysis (MCA) reveals that human error is closely related with the catastrophic accident; moreover, it also demonstrates that majority of the accidents can be prevented or even avoided in the earlier stages.
基于顺序障碍的船舶事故过程中人的可靠性评估模型
人的可靠性被认为是海上事故的主要原因。本文综述了前人在人为可靠性分析方面的研究成果,尽管这些研究成果在事故预防方面给我们带来了很大的帮助,但对海上事故过程发展阶段的人为可靠性研究较少。本文首先全面回顾了现有的顺序事故过程模型,包括瑞士奶酪模型、事故原因模型和基于风险情景的模型,然后对这些模型的优缺点进行了比较。为了对人的可靠性进行可行、合理的评估,将安全屏障与风险情景相结合,提出了一个包含4个安全屏障的顺序安全屏障模型。此外,还考虑了安全屏障的实施难度,给出了不同安全屏障的失效模式,进一步分析了安全屏障的人为可靠性。在顺序安全屏障的框架下,提出了初始状态(IE)、中间状态(MS)和最终状态(ES)的发展状态,以及不同类型事故的事故情景。最后,以中国海事局2000年至2010年发布的97份海上事故报告为例进行了实证研究。结果表明,绝大多数海上事故可以用本文提出的事故过程模型进行分析(91.8%,N=97)。研究还表明,在海上事故过程中,应根据发展阶段采取不同的措施来提高人的可靠性。此外,多重对应分析(MCA)表明,人为失误与灾难性事故密切相关;此外,这也表明,大多数事故在早期阶段是可以预防甚至避免的。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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