Missing Data Imputation Using Morphoscopic Traits and Their Performance in the Estimation of Ancestry

Michael W. Kenyhercz, Nicholas V. Passalacqua, J. Hefner
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引用次数: 5

Abstract

Missing data are an inherent problem in biological anthropology for both reference data sets and individual cases. The goal of data imputation for forensic anthropological applications is to accurately estimate missing values by using other, observed values. To quantify the accuracy of macromorphoscopic data in conditions with slight (10%), moderate (25%), and severe (50%, 75%, and 90%) amounts of missing data, we selected four data-imputation techniques: Hot Deck, iterative robust model-based imputation (IRMI), k-nearest neighbor (k-NN), and the variable medians. Hefner’s Macromorphoscopic Databank was used (Hefner 2018); the full sample consisted of 688 individuals from 3 U.S. populations (Blacks, Hispanics, and Whites). Six cranial macromorphoscopic variants were scored in accordance with Hefner (2009). The five data sets with missing data were randomly simulated over multiple iterations (N = 500 each) from the original data. These data sets were compared for agreement using weighted Cohen’s kappa and correct classification accuracies over multiple iterations (N = 500) calculated for the original data set. The latter comparisons were also used to examine the effects of imputed data on classification accuracies. Results suggest that IRMI is the most accurate method for imputing missing data, followed by k-NN, in each of the comparisons for nearly all of the variables imputed.
形态学特征缺失数据的估计及其在祖先估计中的应用
无论是参考数据集还是个案,数据缺失都是生物人类学的固有问题。法医人类学应用数据输入的目标是通过使用其他观测值来准确估计缺失值。为了量化宏观形态数据在轻微(10%)、中度(25%)和严重(50%、75%和90%)缺失数据量情况下的准确性,我们选择了四种数据输入技术:Hot Deck、迭代鲁棒模型输入(IRMI)、k-近邻(k-NN)和可变中位数。使用Hefner 's Macromorphoscopic Databank (Hefner 2018);完整的样本包括来自3个美国人群(黑人、西班牙裔和白人)的688个人。根据Hefner(2009)对6个颅大形态变异进行评分。对缺失数据的5个数据集从原始数据随机模拟多次迭代(每次N = 500)。使用加权Cohen’s kappa和对原始数据集计算的多次迭代(N = 500)的正确分类精度来比较这些数据集的一致性。后一种比较也被用来检验输入数据对分类精度的影响。结果表明,IRMI是估算缺失数据最准确的方法,其次是k-NN,在几乎所有估算变量的每个比较中。
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