Conceptions of Courts and Their Jurisdiction

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Abstract

In the summer of 1998, 160 States met in Rome to negotiate the drafting of what would become the Rome Statute of the International Criminal Court. After a month long of arduous horsetrading 120 States decided to adopt the Rome Statute. Pursuant to the Rome Statute, as adopted on 17 July 1998, the icc has jurisdiction over genocide, crimes against humanity, war crimes and aggression. Except for the crime of aggression,1 the icc was endowed to exercise jurisdiction over these crimes through three distinct channels: (1) State referral; (2) the prosecutor initiating an investigation proprio motu; and, (3) the SC referring a situation to the Prosecutor under Chapter vii of the UN Charter.2 The first two trigger mechanisms can be exercised only in situations where crimes were committed in the territory of a State party or by the national of a State party.3 A territorial or national State that is not party to the Rome Statute can still confer jurisdiction on the icc by lodging a declaration with the Registrar of the icc in which it “accept[s] the exercise of jurisdiction by the Court”.4 In contrast, the third trigger mechanism – Article 13 (b) – does not require the consent of either the territorial or national State, but only that the SC acts under Chapter vii of the UN Charter.5 There is, however, the view that “[i] t need not have been this way.”6 Due to the nature of the crimes within the icc’s subjectmatter jurisdiction, several States and scholars argued that the Court could have exercised universal jurisdiction.7 In any event, Article 13 (b) provides the icc with universal jurisdiction – Article 13 (b) does not require the consent of either the territorial or national State. Neither the Statute nor the Court itself seem to make a clear distinction between cases that are triggered by the SC, States or by the Prosecutor– all cases are treated alike – as if the Statute applies to all since its entry into force. As it be will shown below, there is indeed a disagreement over the interpretation and application of the Rome Statute in situations triggered under Article 13 (b). At the heart of this disagreement is the question of
法院及其管辖权的概念
1998年夏天,160个国家在罗马举行会议,谈判起草后来成为《国际刑事法院罗马规约》的文件。经过一个月的艰苦谈判,120个国家决定通过《罗马规约》。根据1998年7月17日通过的《罗马规约》,国际刑事法院对种族灭绝、危害人类罪、战争罪和侵略具有管辖权。除侵略罪外,国际刑事法院被赋予通过三个不同的渠道对这些罪行行使管辖权:(1)国家移交;(二)检察官自行立案调查;以及(3)最高法院根据《联合国宪章》第七章将某一情况提交检察官。2前两种触发机制只有在犯罪是在缔约国领土内或由缔约国国民实施的情况下才能行使3 .非《罗马规约》缔约国的领土国或民族国仍可向国际刑事法院书记官长提出声明,表示“接受法院行使管辖权”,从而授予国际刑事法院管辖权相比之下,第三种触发机制——第13 (b)条——不需要得到领土国或民族国的同意,而只需要安理会根据《联合国宪章》第七章行事。然而,有一种观点认为,“本来不必如此。”“6由于罪行的性质在国际刑事法院的主题管辖范围内,一些国家和学者认为,国际刑事法院本可以行使普遍管辖权无论如何,第13 (b)条规定国际刑事法院具有普遍管辖权- -第13 (b)条不需要领土国或民族国的同意。《规约》和法院本身似乎都没有明确区分由最高法院、各国或检察官提出的案件- -所有案件都一视同仁- -好像《规约》自生效以来适用于所有案件。正如下文所示,对于《罗马规约》在第13 (b)条引发的情况下的解释和适用,确实存在分歧。这种分歧的核心问题是
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