Eagle and Serpent. A Study in the Migration of Symbols

R. Wittkower
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引用次数: 35

Abstract

In seeking to prove their case, 'diffusionist' ethnologists, who are concerned with the migration of symbols,1 have perhaps paid insufficient attention to those historical periods and civilizations in which the transmission of rites, symbols and ideas is adequately documented. And their opponents have been inclined to forget that in many fields of historical study the diffusionist method is already regarded as the natural starting-point of any discussion and, indeed, has often become a highly developed technique of research. On the other hand, students of European history have long realized that it is not enough, in order to understand a particular historical situation, to know whence a symbol came and whither it went. This method needs to be supplemented by the 'functional' method: that is, the attempt to understand the significance of a particular symbol in a given context. European history provides such a quantity of documentary material that it has long been possible to apply to it the functional method with positive results. In the present essay we shall deal with a very common symbol, the struggle between the Eagle and the Snake. Fights between eagles and snakes have actually been observed,2 and it is easy to understand that the sight of such a struggle must have made an indelible impression upon human imagination in its infancy. The most powerful of birds was fighting the most dangerous of reptiles. The greatness of the combat gave the event an almost cosmic significance. Ever since, when man has tried to express a struggle or a victory of cosmic grandeur, the early memory of this event has been evoked. Our procedure will be to argue from evidence to be found in the Mediterranean world. Since the migration of our symbol can be traced with certainty in Europe and the Mediterranean world of antiquity, it is reasonable to suspect that when the same symbol appears outside that area in different places and at different periods, it was not invented again independently, even if the connecting links are still missing. The most important part of such an investigation is the chronology, for the proof of the migration theory depends on it. Dates in ethnological material must quite often be based on uncertain suppositions; but in general, I hope, the chronological scheme here presented can be accepted. The 'functional' method applied to the European material shows that the same pictorial symbol, although always expressive of identical pairs of fundamental opposites, has in each case a very distinct meaning in the special historical setting in which it occurrs. Lack of space and lack of knowledge have compelled me to leave the nqn-European material in a more generalized form, although very often the exact function of the symbol could be worked out by specialists. 1 For a survey of ethnological methods cf. Alfred C. Haddon, History of Anthropology, 1934 and R. H. Lowie, The History of Ethno-
鹰和蛇。符号迁移研究
在试图证明他们的观点时,关注符号迁移的“扩散主义”民族学家可能对那些仪式、符号和思想的传播得到充分记录的历史时期和文明给予了不够的关注。他们的反对者倾向于忘记,在历史研究的许多领域中,扩散主义方法已经被视为任何讨论的自然起点,实际上,它经常成为一种高度发达的研究技术。另一方面,研究欧洲历史的学生早就认识到,要了解一个特定的历史情况,仅仅知道一个符号从何而来、到何处去是不够的。这种方法需要“功能”方法的补充:也就是说,试图理解特定符号在给定上下文中的意义。欧洲历史提供了如此大量的文献资料,以至于很长一段时间以来,将功能方法应用于它是可能的,并取得了积极的结果。在这篇文章中,我们将处理一个非常常见的象征,鹰和蛇之间的斗争。鹰和蛇之间的搏斗实际上已经被观察到,很容易理解,这种搏斗的景象一定在人类的想象中留下了不可磨灭的印象。最强大的鸟类正在与最危险的爬行动物搏斗。战斗的伟大使这一事件几乎具有宇宙的意义。从那以后,当人们试图表达一场宇宙般的伟大斗争或胜利时,就会唤起对这一事件的早期记忆。我们的程序是根据在地中海世界找到的证据进行辩论。既然我们的符号在古代的欧洲和地中海世界的迁移可以确定地追溯到,我们有理由怀疑,当相同的符号在不同的地方和不同的时期出现在该地区以外的地方时,即使联系仍然缺失,它也不会被独立地发明出来。这种调查最重要的部分是年表,因为迁徙理论的证据依赖于年表。民族学资料中的日期常常必须建立在不确定的假设之上;但总的来说,我希望这里提出的时间顺序是可以接受的。应用于欧洲材料的“功能”方法表明,相同的图形符号,尽管总是表达相同的基本对立面,但在其发生的特殊历史背景下,每种情况下都具有非常不同的含义。由于篇幅和知识的缺乏,我不得不把nqn- europe的材料以一种更一般化的形式留下,尽管通常符号的确切功能可以由专家来计算。关于民族学方法的概述,请参阅阿尔弗雷德·c·哈登的《人类学史》,1934年和r·h·洛伊的《民族学史》
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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