Safety and Risk of Operating Facilities: Rapid Assessment Methodology

I. Ivashchenko, M. Goncharov
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Abstract

Two methods for methodology uses “risk indices” (dam condition index I), as well as “fuzzy logic methods” to combine the original quantitative and qualitative (expert) information on the operated dam condition. The approach applied is in accordance with the recommendations of IEC 31010: 2019. Risk Management — Risk Assessment Techniques. Deterministic assessments of the condition in the form of “risk indices” were also used as input data in assessing the probability of the failure and in developing a probabilistic risk assessment methodology. The original database, as well as the damage assessment scale, modified in the course of the research, summarize the experience of surveys and examination of safety declarations of more than 180 hydraulic works in Russia. A description is given of the methods of initial assessment and digitization (quantification) of the condition index I, as well as combining the initial quantitative and qualitative (expert) information about various damages. The practical feasibility and the possibility of categorizing (with fuzzy boundaries) conditions and levels of damage to hydraulic structures are shown. With regard to various conditions and levels of damage, proposals are made for practical actions to ensure the safety of dams in the process of monitoring, inspection, development of a reconstruction project and its expertise. As a result of the research, the dependence of the probability of the failure pfailure on the average value of the Iср index has been established and the graph “pfailure – Iср” is presented, which is well described by the exponential and is convenient for practical application. The value of I ср is determined according to the data of visual and instrumental control of the dam condition of the as well as according to expert estimates. The methodology for creation the indicated graph is presented. The creation of this graph became possible on the basis of: statistical processing, proof of the “normality” of the distribution of the I indices and the estimation (according to the distribution functions constructed for each level of damage) the probability of the failure pfailure, as well as during the survey and examination of the dam project. Proposals are formulated for the practical application of the proposed methods for assessing the risk of operating dams, and the near-term prospect of research in the field of risk assessment and ensuring dam safety is formulated.
运行设施的安全和风险:快速评估方法
两种方法的方法论采用“风险指数”(大坝状态指数I)和“模糊逻辑方法”,将原有的定量和定性(专家)信息结合在一起。所采用的方法符合IEC 31010: 2019的建议。风险管理-风险评估技术。以“风险指数”形式对条件进行的确定性评估也被用作评估故障概率和制定概率风险评估方法的输入数据。原始数据库,以及在研究过程中修改的损害评估量表,总结了俄罗斯180多个水利工程安全申报调查和审查的经验。介绍了状态指标I的初始评估和数字化(量化)方法,以及各种损伤的初始定量和定性(专家)信息相结合的方法。给出了水工建筑物损伤状态和损伤等级分类(模糊边界)的可行性和可能性。针对各种情况和破坏程度,提出了在监测、检查、制定重建项目及其专门知识过程中确保水坝安全的实际行动建议。通过研究,建立了失效概率pfailure与isr - r指数平均值的关系,并给出了“pfailure - isr - r”图,该图很好地用指数来描述,便于实际应用。该数值是根据坝体状况的目测和仪器控制数据以及专家估计确定的。给出了示图的生成方法。这张图的创建是基于:统计处理,证明I指数分布的“正态性”和估计(根据为每个破坏级别构建的分布函数)破坏的概率,以及在大坝项目的调查和检查期间。对所提出的大坝运行风险评估方法的实际应用提出了建议,并对风险评估与大坝安全保障领域的近期研究前景进行了展望。
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