Envisioning 21st Century Mixed-Initiative Operations for Energy Systems

Roger T. Lew, R. Boring, T. Ulrich
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The energy grid as a whole is evolving as numerous point source generators come online and smarter grids enable better resource management and dynamic pricing. The result will be a distributed energy market where individuals and utilities both buy and sell resources in a fast-paced, brokered market. Or perhaps more accurately, autonomous agents will buy and sell resources on behalf of utilities, individuals, and intermediaries.The pertinent question then becomes how do we have human oversight of resources to maintain safe, secure, and reliable operation?A reasonable approach is to examine assets as three general classes. The first class comprises commodity consumer-oriented devices such as home solar, battery storage, and BEVs represented distributed nano-scale devices. The capital expenditures of any single device or installation are relatively small, and the potential consequences of a single installation failing are relatively small. 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Abstract

Despite a slow pace, Nuclear Power is undergoing a global renaissance. Small modular reactors (SMR) and microreactors are in various design and commissioning phases. These are designed to be built in factories and installed onsite, providing a means to rapidly deploy nuclear power while controlling for uncertain capital expenditures and cost overruns. The OECD (2016) is projecting that by 2035 we could have 21 GWe of new nuclear electricity capacity installed globally with 3.5 GWe in the United States.Simultaneously, renewables such as wind and solar are growing exponentially and battery electric vehicles are gaining traction in the energy sector. If vehicles transition to battery electric vehicles (BEV) our electricity consumption would roughly double. The energy grid as a whole is evolving as numerous point source generators come online and smarter grids enable better resource management and dynamic pricing. The result will be a distributed energy market where individuals and utilities both buy and sell resources in a fast-paced, brokered market. Or perhaps more accurately, autonomous agents will buy and sell resources on behalf of utilities, individuals, and intermediaries.The pertinent question then becomes how do we have human oversight of resources to maintain safe, secure, and reliable operation?A reasonable approach is to examine assets as three general classes. The first class comprises commodity consumer-oriented devices such as home solar, battery storage, and BEVs represented distributed nano-scale devices. The capital expenditures of any single device or installation are relatively small, and the potential consequences of a single installation failing are relatively small. Minimal regulatory oversight is required for individual installations. The second class comprises distributed micro-scale devices like nuclear micro-reactors and small modular reactors. These will have substantial automation compared to existing Generation II reactors. They could incorporate remote operations and monitoring at the fleet scale, with the ability to shut down systems locally. Disruptions would have costly impacts to an organization or municipality.Lastly, at the other end of the spectrum are high-value assets with the potential for low-probability high consequence events. These would include gigawatt-scale nuclear/solar/hydro plants that might also have flexible operations to support onsite data centers, hydrogen production, or cryptomining. These assets would be high-value targets and distruptions would have the potential for severe economic, environmental, and functional consequences at large geographic scales. When we start thinking about human oversight, participation, and decision making, the first class is consumer-oriented. Consumers will be enabled to become prosumers (producers and consumers) sell excess or optimize energy usage and storage based on dynamic rates.The third class of high-value assets resembles how critical infrastructure is managed today. These high-value assets are conservative and slow to evolve through the adoption of automation and operational changes. They would still need to maintain high degrees of human vigilance compared to the other systems for regulatory adherence and maintaining cyber-physical security and reliability.The second class still has high regulatory requirements. However, it is a bit of a clean slate to conceptualize operations and monitoring from first principles with high levels of automation and mixed-initiative monitoring and control (AI/human teaming). In this paper we explore those possibilities.New SMR and microreactors incorporate passive safety and modern engineering modeling and analysis that wasn't available during the design and commisioning of Generation II reactors. The result is reactors that have significantly reduced risks of catastrophic melt-down events like Fukishima. This dramatically expands the possibilities for how they can be monitored and controlled. When we ponder what modern nuclear control rooms should look like we envision multiple operators monitoring dozens of screens to maintain situational awareness and readiness to respond at a moments notice. However, this is unlikely and perhaps even undersired. Once reactors, in particular microreactors, have the demonstrated capability of operating hands-free with minimal oversight it becomes misguided to install humans to maintain constant vigilance (e.g. Level 4 to 5 self-driving). The key performance indicator should be system performance not situational awareness. Having "operators" permanently installed in a control room when no action is required 99.9% of the time becomes a superficial level of vigilance. Take system administration as a corollary. System administrator's primary responsibility is to maintain the availability of infrastructure, but their primary tasking is not to sit idly by and actively monitor.
展望21世纪能源系统的混合行动
尽管进展缓慢,但核能正在全球范围内复兴。小型模块化反应堆(SMR)和微反应堆正处于不同的设计和调试阶段。这些反应堆被设计成在工厂里建造并在现场安装,提供了一种快速部署核电的手段,同时控制不确定的资本支出和成本超支。经合组织(2016)预计,到2035年,全球新增核电装机容量将达到21吉瓦,其中美国将达到3.5吉瓦。与此同时,风能和太阳能等可再生能源正呈指数级增长,电池电动汽车在能源领域也越来越受欢迎。如果车辆过渡到纯电动汽车(BEV),我们的电力消耗将大约翻一番。随着越来越多的点源发电机上线,智能电网实现了更好的资源管理和动态定价,整个能源网络正在不断发展。结果将是一个分布式的能源市场,个人和公用事业公司都在一个快节奏的经纪市场上买卖资源。或者更准确地说,自主代理将代表公用事业、个人和中介买卖资源。那么,相关的问题就变成了我们如何对资源进行人力监督,以保持安全、可靠和可靠的运行?一个合理的方法是将资产作为三个一般类别进行检查。第一类包括面向商品消费者的设备,如家用太阳能、电池存储和以分布式纳米级设备为代表的bev。任何单个设备或安装的资本支出都相对较小,单个安装失败的潜在后果也相对较小。个别安装需要最低限度的监管监督。第二类包括核微堆和小型模块化反应堆等分布式微型装置。与现有的第二代反应堆相比,这些反应堆将具有相当大的自动化程度。它们可以结合远程操作和舰队规模的监控,并具有在当地关闭系统的能力。中断将对组织或市政当局造成代价高昂的影响。最后,在频谱的另一端是具有低概率高后果事件潜力的高价值资产。这些将包括千兆瓦级的核能/太阳能/水力发电厂,它们也可能具有灵活的操作,以支持现场数据中心、氢气生产或加密挖矿。这些资产将是高价值的目标,在大范围的地理范围内,中断将有可能造成严重的经济、环境和功能后果。当我们开始思考人类的监督、参与和决策时,第一类是以消费者为导向的。消费者将能够成为产消者(生产者和消费者),根据动态费率出售多余的能源或优化能源使用和储存。第三类高价值资产类似于今天管理关键基础设施的方式。这些高价值资产是保守的,并且通过采用自动化和操作变更而缓慢发展。与其他系统相比,它们仍然需要保持高度的人类警惕性,以遵守监管规定,并保持网络物理安全性和可靠性。第二类仍然有很高的监管要求。然而,从具有高水平自动化和混合主动性监视和控制(人工智能/人类团队)的第一原则概念化操作和监视是有点干净的石板。在本文中,我们将探讨这些可能性。新的SMR和微堆结合了被动安全性和现代工程建模和分析,这在第二代反应堆的设计和调试期间是不可用的。其结果是,这些反应堆大大降低了发生像福岛核事故那样灾难性熔毁事件的风险。这极大地扩展了如何监测和控制它们的可能性。当我们思考现代核控制室应该是什么样子时,我们设想多个操作员监控几十个屏幕,以保持态势感知和随时响应的准备。然而,这是不可能的,甚至可能是欠考虑的。一旦反应堆(尤其是微反应堆)具备了无需手动操作的能力,无需最少的监督,那么安装人工来保持持续警惕(例如4级至5级自动驾驶)就会变得错误。关键性能指标应该是系统性能,而不是态势感知。在99.9%的时间里不需要采取任何行动的情况下,将“操作员”永久地安装在控制室中,这变成了一种肤浅的警惕。将系统管理作为推论。系统管理员的主要职责是维护基础设施的可用性,但他们的主要任务不是坐以待毙,而是积极地进行监视。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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