The Physical, Biological and Cultural Dimensions of Genocide: An Expansive Interpretation of the Crime?

Pablo Gavira Díaz
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Abstract

This paper deconstructs the definition of genocide provided for by Article II of the Genocide Convention with a view to assessing whether an expanding scope of the crime is possible. The current definition of genocide does not seem to correspond with the original conception of the term, which finds its roots in Raphael Lemkin’s writings, the “father” of the Genocide Convention. Lemkin envisaged three forms of genocide, namely physical, biological, and cultural, so as to convey a concrete idea of the number of faces that genocide could show over time. The drafters of the Genocide Convention largely discussed the three-dimensional structure of genocide, which, in the end, did not reach a consensus when pondering the inclusion of a cultural component within the so-called crime of crimes. This notwithstanding, there are still some remnants of the cultural dimension within the current definition of genocide, although it reads differently as initially envisioned. In addition, this paper introduces the reader to some of the examples that in recent years have dealt explicitly or implicitly with the question of ‘cultural genocide’, whose definition has never been clearly determined. This is certainly problematic inasmuch as there is no unanimity in the scope of the term, as was evidenced throughout the discussions which preceded the adoption of the Genocide Convention. Broadly speaking, the notion of ‘cultural genocide’ appears to refer to an intent to destroy, entirely, or partially, the cultural traits which characterise the modus vivendi of a certain group, encompassing both tangible and intangible attributes. In this regard, this article also considers different alternatives which might circumvent the strict definition of genocide in order to subsume similar offences against the cultural characteristics of a group within other serious crimes under international law.
种族灭绝的物理、生物和文化层面:对罪行的广义解释?
本文解构了《灭绝种族罪公约》第二条所规定的灭绝种族罪的定义,以期评估是否可能扩大这一罪行的范围。目前对种族灭绝的定义似乎与该术语的最初概念不符,该概念源于《灭绝种族罪公约》的“父亲”拉斐尔·莱姆金的著作。莱姆金设想了三种形式的种族灭绝,即肉体的、生物的和文化的种族灭绝,以便就种族灭绝随着时间的推移可能表现出的面孔数量传达一个具体的概念。《灭绝种族罪公约》的起草者主要讨论了灭绝种族罪的三维结构,最终在考虑将文化成分纳入所谓的罪中罪时未能达成协商一致意见。尽管如此,在目前的种族灭绝定义中仍有一些文化方面的残余,尽管它与最初设想的解读有所不同。此外,本文还向读者介绍了近年来明确或隐含地处理“文化灭绝”问题的一些例子,其定义从未得到明确确定。这当然是有问题的,因为在这个术语的范围上没有达成一致意见,在《灭绝种族罪公约》通过之前的整个讨论中都证明了这一点。从广义上讲,“文化种族灭绝”的概念似乎是指意图全部或部分地摧毁某一群体的文化特征,这些特征包括有形和无形的属性。在这方面,本条还考虑了不同的备选办法,这些办法可能绕过种族灭绝的严格定义,以便将侵害某一群体文化特征的类似罪行纳入国际法规定的其他严重罪行。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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