Election Law's Efficiency-Convergence Dilemma

E. Wald
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Abstract

We are facing a moment of unique reflection in American democracy. Data suggests that marginalized communities feel persistently ignored by political actors—on a bipartisan basis. The scale of wealth inequality is soaring to unprecedented heights. Domestic indifference to foreign interference in our elections has poisoned public confidence in the political process. Mass reckonings with institutionalized racism and police violence have rocked major cities, facing deep and violent resistance from the President and the federal government. A global pandemic disproportionately devastated Black and Brown communities, and the federal government’s response prioritized economic liberty over health and safety. Americans are reconsidering the nature of our relationship to the federal government, and the pressure for reform may now exceed any moment since the New Deal. In this setting, Iowa’s dramatic failure to efficiently administer the Democratic Presidential Caucus hardly seems worthy of a footnote in the history of 2020. Yet, at the time, it became a national story. Iowa’s failure to administer an efficient election was new—but election law’s marriage to economic efficiency is much older. Understanding the depth of efficiency’s roots in the law of democracy requires turning back to that same New Deal era. The conflict between the American Legal Realists and the laissez faire Lochnerism of the Supreme Court laid the groundwork for efficiency’s lasting role in law—and for the century of criticism that sprung up to contest it. Efficiency—and specifically, the conceptions of efficiency proffered by Chicago School Law and Economics and Virginia School Public Choice Theory—emerged victorious from those contests. But, we are facing a moment of unique reflection, and in such a moment, an opportunity arises. By looking back through efficiency’s rise, we can chart a course forward. This article offers a framework with which to do so: the efficiency-convergence dilemma. Part I builds the efficiency-convergence, outlining the intellectual history of efficiency’s role in election law. Part II builds the dilemma, highlighting critical legal theory and heterodox economics traditions that contour the normative concerns with the efficiency-convergence. Part III presents the framework. I develop a typology of efficiency arguments within election law, derived from novel primary source analysis of the legislative history for the Voting Rights Act and the National Voter Registration Act, along with case law and scholarship across election law. I theorize that this typology demonstrates an efficiency-convergence dilemma, functioning to institutionalize racial subordination as a neutral principle undergirding legal thought in the law of democracy. I offer a series of critiques for this efficiency-convergence, built from the critical theories discussed. Finally, Part IV offers two normative implications of the efficiency convergence. The first is to look outside the law, developing an operationalized definition of equity based on similar research in public health and public policy. The second is to highlight election law scholarship that bucks the efficiency convergence, charting a path forward. I present one such path: reimagining the right to vote as a constructive right implemented through constitutional conventions and norms and protected as an instrumental right.
选举法的效率-收敛困境
我们正面临着对美国民主进行独特反思的时刻。数据显示,在两党的基础上,被边缘化的社区一直感到被政治行动者忽视。财富不平等的规模正飙升至前所未有的高度。国内对外国干涉我们选举的漠不关心损害了公众对政治进程的信心。制度性种族主义和警察暴力的大规模清算震动了主要城市,面临总统和联邦政府的深刻和暴力抵制。一场全球性流行病对黑人和棕色社区造成了不成比例的破坏,联邦政府的应对措施将经济自由置于健康和安全之上。美国人正在重新考虑我们与联邦政府关系的本质,改革的压力现在可能超过了新政以来的任何时候。在这种背景下,爱荷华州在有效管理民主党总统预选会议方面的巨大失败似乎不值得在2020年的历史上做一个注脚。然而,在当时,它成了一个全国性的故事。爱荷华州未能有效地进行选举是一件新鲜事,但选举法与经济效率的结合却由来已久。要理解效率根植于民主法则的深度,就需要回到同一个新政时代。美国法律现实主义者和最高法院的自由放任主义洛克纳主义之间的冲突,为效率在法律中的持久作用奠定了基础,也为一个世纪以来不断涌现的对效率的批评奠定了基础。效率——特别是由芝加哥学派法律经济学和弗吉尼亚学派公共选择理论提出的效率概念——在这些争论中胜出。但是,我们正面临着一个独特的反思时刻,在这样一个时刻,一个机会出现了。通过回顾效率的提高,我们可以规划出前进的方向。本文提供了一个这样做的框架:效率-收敛困境。第一部分构建了效率趋同理论,概述了效率在选举法中作用的思想史。第二部分构建了这一困境,强调了将规范性问题与效率趋同相提并论的批判性法律理论和非正统经济学传统。第三部分提出了框架。我在选举法中发展了一种效率论点的类型学,这源于对《投票权法》和《全国选民登记法》立法历史的新颖主要来源分析,以及对选举法的判例法和学术研究。我的理论是,这种类型学证明了一种效率趋同的困境,其功能是将种族从属制度化,作为民主法律中法律思想基础的中立原则。我根据所讨论的批判理论,对这种效率趋同提出了一系列批评。最后,第四部分提出了效率收敛的两个规范性含义。首先是将目光投向法律之外,根据公共卫生和公共政策方面的类似研究,制定可操作的公平定义。二是突出反对效率趋同的选举法学术,指明前进的道路。我提出了一条这样的道路:将投票权重新设想为一项建设性权利,通过宪法公约和规范加以实施,并作为一项工具性权利加以保护。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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