两个过渡的故事:探索罗马尼亚和捷克共和国后共产主义司法文化的起源

Q2 Social Sciences
Daniel J. Beers
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引用次数: 7

摘要

摘要:关于民主化国家的法治问题,很多争论都集中在正式制度设计这一构建民主司法的关键问题上。在承认良好制度蓝图的重要性的同时,我认为,优越的制度规则并不一定会带来一种健康的司法文化,这种文化将民主原则奉为神圣,并迫使司法机构内的行为者认真对待正式规则。根据罗马尼亚和捷克共和国法官的近400份原始调查和访谈回复,本文对司法文化几个关键维度的总体趋势进行了实证概述,包括对司法独立的看法、对司法部门腐败的态度以及法官的职业满意度和承诺。这项研究的结果不仅与制度主义的论点背道而驰,即更好的制度规则将产生更民主的司法制度,而且表明司法文化与对司法自治机构的信任模式之间存在重要的理论联系。(1)关键词:捷克共和国、民主化、司法文化、罗马尼亚、法治**********在学术界和政策圈,“法治”(2)经常被视为国家民主化的一种灵丹妙药——它保护了公民的基本权利和自由,为政府权力提供了关键的水平制衡,并为市场经济的运作奠定了制度基础。(3)反过来,近年来出现了大量研究世界各地政治转型国家法治发展的文献,其中包括大量专门关注后共产主义地区法律体系转型所面临挑战的研究。这些文献中最清晰的主题之一是制度设计在后共产主义法律改革过程中的重要性。更具体地说,改革倡导者认为,通过制定鼓励司法独立、防止政治干预司法的制度规则,政策制定者可以避免腐败,为民主法治奠定基础。然而,对该地区法院的实证研究却讲述了一个不同的故事,表明法院的表现很少是正式制度权力和保护的直接功能。此外,大量社会科学研究表明,正式的法律制度,像其他政治和社会制度一样,是由强有力的非正式规则和规范形成的,这些规则和规范可能与正式程序和保障措施的有效性相矛盾或削弱。根据这些见解,本研究探讨了司法非正式文化在后共产主义法律改革过程中的作用。虽然承认良好的制度蓝图的重要性,但我认为,优越的制度规则并不一定会带来健康的司法文化。它将民主原则奉为神圣,并迫使司法部门的行为者认真对待正式规则。相反,司法机构的非正式文化反映了正式机构设计范围之外的各种关切,这些关切往往与旨在促进透明度和司法独立的正式结构和保障措施相互矛盾。反过来,如果我们有兴趣在该地区的转型国家建立法治,我认为,我们不仅必须注重设计良好的制度,还必须注重促进一种有助于实现这一目标的非正式司法文化,而不是与之相悖。本文利用罗马尼亚和捷克共和国法官近400份原始调查和访谈回复,对这两个后共产主义国家司法文化的总体趋势进行了实证概述。调查了非正式文化的几个关键维度——包括对司法自主的看法、对腐败和职业不端行为的态度,以及法官的职业满意度和承诺——我证明,这两个案例中的宏观层面的态度模式与制度主义的论点背道而驰,即更好的制度规则将产生更民主的司法。…
本文章由计算机程序翻译,如有差异,请以英文原文为准。
A Tale of Two Transitions: Exploring the Origins of Post-Communist Judicial Culture in Romania and the Czech Republic
Abstract: Much of the debate about the rule of law in democratizing states centers on formal institutional design as the key to building a democratic judiciary. While acknowledging the importance of a good institutional blueprint, I argue that superior institutional rules do not necessarily lead to a healthy judicial culture that enshrines democratic principles and compels actors within the judiciary to take the formal rules seriously. Drawing on nearly 400 original survey and interview responses from judges in Romania and the Czech Republic, this article offers an empirical overview of aggregate-level trends across several key dimensions of judicial culture, including perceptions of judicial independence, attitudes toward corruption in the judiciary, and the professional satisfaction and commitment of judges. The findings of the study not only run counter to the institutionalist thesis that better institutional rules will produce a more democratic judiciary, they suggest an important theoretical linkage between judicial culture and patterns of trust in the self-governing institutions of the judiciary. (1) Keywords: Czech Republic, democratization, judicial culture, Romania, rule of law ********** In both academic and policy circles, the "rule of law" (2) is often treated as a kind of panacea for democratizing states--at once credited with protecting the basic rights and liberties of citizens, providing a key horizontal check on government power, and laying the institutional groundwork for a functioning market economy. (3) In turn, a substantial body of literature has emerged in recent years examining the development of the rule of law in politically transitioning states around the world, including a significant corpus of research focused specifically on the challenges faced by transitioning legal systems in the post-Communist region. One of the clearest themes in this literature is the importance of institutional design in the post-Communist legal reform process. More specifically, reform advocates argue that by crafting institutional rules that encourage judicial independence and protect against political interference in the judiciary, policymakers can stave off corruption and lay the foundations for the democratic rule of law. However, empirical studies of courts in the region tell a different story, indicating that court performance is seldom a direct function of formal institutional powers and protections. Moreover, a large body of social science research suggests that formal legal institutions, like other political and social institutions, are shaped by powerful informal rules and norms that may contradict or undercut the effectiveness of formal procedures and safeguards. Following these insights, the present study explores the role of the judiciary's informal culture in the process of post-Communist legal reform. While acknowledging the importance of a good institutional blueprint, I argue that superior institutional rules do not necessarily lead to a healthy judicial culture--i.e., one that enshrines democratic principles and compels actors within the judiciary to take the formal rules seriously. Rather, the informal culture of the judiciary reflects a variety of concerns beyond the bounds of formal institutional design, which often work at cross purposes with formal structures and safeguards designed to foster transparency and judicial independence. In turn, if we are interested in building the rule of law in the transitioning states of the region, I argue that we must focus not only on designing good institutions, but on promoting an informal judicial culture that contributes to that goal, rather than working against it. Drawing on nearly 400 original survey and interview responses from judges in Romania and the Czech Republic, this article offers an empirical overview of aggregate-level trends in judicial culture in two post-Communist states. Surveying several key dimensions of informal culture--including perceptions of judicial autonomy, attitudes toward corruption and professional misconduct, and the professional satisfaction and commitment of judges--I demonstrate that macro-level attitudinal patterns in the two cases run counter to the institutionalist thesis that better institutional rules will produce a more democratic judiciary. …
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来源期刊
Demokratizatsiya
Demokratizatsiya Social Sciences-Political Science and International Relations
CiteScore
1.40
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0.00%
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0
期刊介绍: Occupying a unique niche among literary journals, ANQ is filled with short, incisive research-based articles about the literature of the English-speaking world and the language of literature. Contributors unravel obscure allusions, explain sources and analogues, and supply variant manuscript readings. Also included are Old English word studies, textual emendations, and rare correspondence from neglected archives. The journal is an essential source for professors and students, as well as archivists, bibliographers, biographers, editors, lexicographers, and textual scholars. With subjects from Chaucer and Milton to Fitzgerald and Welty, ANQ delves into the heart of literature.
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