国家无法兑现的承诺:是什么阻碍了第13修正案在监狱中的应用?

R. Raghunath
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引用次数: 10

摘要

监狱的围墙不仅仅是有形的。司法服从监狱官员的原则迫使法院在几乎所有情况下服从这些官员的自由裁量权,这妨碍了对现代惩罚做法的有效审查。第十三条修正案禁止在美国或其管辖范围内的任何地方实行奴隶制或非自愿奴役,除非是“作为对当事人已被正式定罪的犯罪的惩罚”。自其获得批准以来,这条修正案就被法院视为这堵墙上的一块砖。这篇文章提出了一个新颖的论点,正确地解读,修正案应该作为这堵墙的一个缺口——一个足够大的缺口,让一些所需的光线照射进来。尽管在一些州,囚犯可能仍然被判处苦役,但在今天的大多数制度中,他们的劳动是在一个更普遍的要求下进行的,即如果他们身体健全,他们必须工作。如果把第十三修正案中“惩罚”一词的用法与第八修正案中“惩罚”一词的用法以及宪法其余部分对“惩罚”一词的理解一致,就会发现,只有那些因为被判刑而被迫劳动的囚犯——这并不是当今被迫劳动的囚犯的绝大多数——才不应受非自愿奴役的普遍禁令的限制。除了研究与这个问题相关的第八和第五修正案的法理之外,本文还详细介绍了强迫劳动计划作为惩罚的历史,以及法院对惩罚例外的解读如何不受第十三修正案批准的环境的支持,或者法院自那时以来对其整体解释的方式。本文认为,法院在第十三修正案中扩大了“惩罚”的含义,而在第八修正案中同时缩小了“惩罚”的含义,是因为这些直接矛盾的宪法解释行为都服务于司法尊重监狱官员行为的同一目的,这导致法院普遍放弃了监督这些官员行为的宪法义务。本文还从理论上阐述了正确解释第13修正案对监狱劳工的潜在影响,并指出,对一直推动我们监狱劳工计划的惩罚性目的的认识,实际上可能会改善囚犯的整体福祉,甚至可能改善整个社会。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
A Promise the Nation Cannot Keep: What Prevents the Application of the Thirteenth Amendment in Prison?
The walls of the prison are not solely physical. The doctrine of judicial deference to prison officials, which compels courts to defer to the discretion of those officials in almost all instances, obstructs the effective scrutiny of modern practices of punishment. Since its ratification, the Thirteenth Amendment - which prohibits slavery or involuntary servitude anywhere within the United States or its jurisdiction, except where imposed 'as a punishment for crime whereof the party shall have been duly convicted' - has been seen by courts as one brick in this wall. This article makes the novel argument that, properly read, the amendment should instead function as a breach in this wall - one of sufficient size to allow some needed light to shine within.Although in some states inmates may still be sentenced to hard labor, in most systems today they labor under a more general requirement that, if they are able-bodied, they must work. Reading the word 'punishment' in the Thirteenth Amendment in a manner consistent with the way that same word is used in the Eighth Amendment, and is understood in the rest of the Constitution, reveals that only those inmates who are forced to work because they have been so sentenced - which is not the vast majority of inmates compelled to work in the present day - should be exempted from the general ban on involuntary servitude. In addition to examining the jurisprudence of the Eighth and Fifth Amendments as it relates to this question, this article also details the history of forced labor programs as punishment, and how courts’ reading of the punishment exception is not supported by either the circumstances surrounding ratification of the Thirteenth Amendment, or the ways that courts have construed it as a whole since that time. This article argues that the reason courts have broadened of the meaning of 'punishment' in the Thirteenth Amendment, while simultaneously narrowing it in the Eighth Amendment, is because these directly contradictory acts of constitutional interpretation both serve the same end of judicial deference to the actions of prison officials, which has resulted in the general abdication by courts of their constitutional obligations to oversee those officials’ actions. This article also theorizes about the potential outcomes of interpreting the Thirteenth Amendment properly with respect to prison labor, and suggests that the resulting recognition of the punitive purposes that have always driven our prison labor programs may actually lead to an improvement in the overall well-being of prisoners, and perhaps of society as a whole.
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