俄罗斯科学中的行政与司法自由裁量权:相关问题

IF 0.1 Q4 LAW
Stanislav V. Shchepalov, D. I. Zaitsev
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引用次数: 2

摘要

本文比较了俄罗斯学者对行政自由裁量权与司法自由裁量权关联问题的看法。作者描述了对诸如属于行政和司法当局的自由裁量权的范围、执行行政和司法自由裁量权的法律活动的类型(领域)以及行政和司法任意性等问题的学术方法。基于俄罗斯学者的观点,作者从狭义和广义上对“自由裁量权范围”的概念提出了自己的看法。狭义的自由裁量权是指自由裁量权的限度(边界),广义的自由裁量权是指自由裁量权主体行使的自由裁量权的总和。因此,从狭义上讲,“自由裁量权”一词涵盖了自由裁量权的定性(纵向)参数,从广义上讲,涵盖了定量(横向)参数。进一步表明,在国内法学中,对行政和司法机关自由裁量权范围的界定有两种思路。第一种方法是,行政权力机关的自由裁量权比司法权力机关的自由裁量权要小。第二,行政部门的自由裁量权大于司法部门。有人认为,仅根据对这一概念的狭义解释来比较赋予行政部门和司法部门的自由裁量权范围,必然会给概念和范畴机构带来问题。如果使用广义的解释,很明显,就质量而言,司法自由裁量权比行政自由裁量权大许多倍,而就数量而言,司法自由裁量权则根本不如行政自由裁量权。然后,作者提出了这样一个问题:行政和司法自由裁量权是在哪些类型(领域)的法律活动中行使的?在俄罗斯法学中,对这个问题有几个主要的答案。一些研究者认为,行政自由裁量权和司法自由裁量权仅仅作为一种执法活动来实施;也有人认为行政自由裁量权是一种执法活动,司法自由裁量权既可以是执法活动,也可以是立法活动;另一些人则认为,司法自由裁量权与行政自由裁量权相反,只在执法过程中实施。本文的作者认为,法律自由裁量权问题的答案是由自由裁量权范围问题决定的。如果我们认为行政自由裁量权和司法自由裁量权在执法和/或立法活动中是平等行使的,这意味着它们的范围(在质量上)是相同的。同时,如上所述,法院应该始终比行政部门拥有更大的自由裁量“权力”。因此,任何违反这种不平等的概念都是错误的。至于其他的立场,它们可能准确,也可能不准确,但它们不是错误的。然后,作者转向行政和司法的任意性现象,推理任意性应该被理解为一个被赋予国家权力的人的行为,要么超出了他的自由裁量权,要么超出了使用自由裁量权的法律活动的范围。最后,作者强调指出,致力于行政和司法自由裁量权等类别的比较法律方面的当代国内研究存在某些缺陷,妨碍了对这些类别的充分科学理解。作者声明没有利益冲突。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Administrative and judicial discretion in Russian Science: problems of correlation
The article compares the views of Russian scholars on the problem of correlation between administrative and judicial discretion. The authors describe academic approaches to such issues as the scope of discretionary powers belonging to the executive and judicial authorities, types (spheres) of legal activity, within which administrative and judicial discretion, as well as administrative and judicial arbitrariness are implemented. Based on the positions of Russian researchers the authors offer their own vision of the concept of "scope of discretion" - in narrow and broad sense. In the narrow sense, this concept refers to the limits of discretion (boundaries of discretion), and in the broad sense - to the totality of discretionary powers exercised by the subjects of discretion. Thus, in a narrow sense, the term 'discretionary powers' covers qualitative (vertical) parameters of discretion, and in a broad sense, quantitative (horizontal) parameters. Further it is shown that in domestic legal science there are two approaches to the scope of discretionary powers belonging to administrative and judicial authorities. The first approach is that the discretion of executive power bodies has a smaller volume in comparison to that of judicial power bodies. The second is that the discretion of the executive is greater than that of the judiciary. It is argued that a comparison between the scope of discretion vested in the executive and the judiciary based solely on a narrow interpretation of the concept will necessarily pose a problem for the conceptual and categorical apparatus. If a broad interpretation is used, it becomes clear that in qualitative terms judicial discretion is many times greater than administrative discretion and in quantitative terms it is radically inferior. The authors then ask the question: within what types (spheres) of legal activity are administrative and judicial discretion exercised? There are several main answers to this question in Russian legal science. Some researchers believe that administrative and judicial discretion are implemented solely as a law enforcement activity; others believe that administrative discretion is a law enforcement activity, and judicial discretion can be both a law enforcement and law making activity; others believe that judicial discretion, as opposed to administrative discretion, is implemented solely in the process of law enforcement. The authors of this article show that the answer to the question of legal discretion is determined by the problem of the scope of discretion. If we argue that administrative and judicial discretion are equally exercised in law enforcement and/or law-making activities, this means that their scope (in qualitative terms) is identical. Meanwhile, as discussed above, the court should always have greater discretionary "powers" than the administration. Any concept that violates this inequality is therefore wrong. As for the other positions, they may or may not be accurate, but they are not wrong. Then the authors turn to the phenomena of administrative and judicial arbitrariness, reasoning that arbitrariness is to be understood as the act of a person vested with state power, either beyond his discretion or beyond the scope of the legal activity in which that discretion is used. In conclusion the authors emphasise that contemporary domestic studies devoted to comparative legal aspects of such categories as administrative and judicial discretion have certain shortcomings which prevent a full scientific understanding of these categories. The authors declare no conflicts of interests.
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