良好临床实践发展的里程碑

S. Abraham, Della Grace, Thomas Parambi, S.a Pahuja
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They should be followed for carrying out all biomedical research in India at all stages of drug development, whether prior or subsequent to product registration in India. This article describes the major milestones in the evolution of Good Clinical Practices. Good clinical practice (GCP) is an international ethical scientific quality standard for designing, conducting, recording and reporting trials that involve the participation of human subjects. It also ensures that the rights, welfare and safety of subjects involved in trials are maintained and are consistent with the principles stated in the World Medical Association Declaration of Helsinki, entitled ‘ethical principles for medical research involving human subjects1. ‘Guideline CPMP/ICH/135/95 entitled good clinical practice’ was developed under the subject of International Conference on the Harmonisation of the technical requirements for the registration of human pharmaceuticals (ICH process) and is applicable in the European union of the United States and Japan. Clinical trial data that have developed according to the guideline should therefore be acceptable by regulatory authorities in each of the three regions, together with Australia, Canada, Nordic countries and the World Health Organisation which was also involved in its development2. The definition of GCP given in the guideline is ‘a standard for the design, conduct, performance monitoring, auditing, recording, analysing and reporting of clinical trials that provides assurance that the data and reported results are credible and accurate, and that the rights, integrity and confidentiality of trial subjects are protected.’ The present day guideline on GCP has evolved through a series of regulation and policy formulations. The major milestones in the evolution of GCP are as follows. 1. FEDERAL FOOD AND DRUGS ACT OF 1906 The purpose of the FDA is to prohibit adulterated/ misbranded food or drugs from interstate commerce. The act is originally enacted in 1906 brought “truth in labelling”. This act was emerged in consequences of a most dramatic report of Sinclair’s book, the Jungle, which graphically illustrated problems in the nation’s meat processing industry. Samuel Haukin’s, Adams magazine article concerning what he called the great American fraud sparked similar concerns about fraudulent patent medicines containing dangerous ingredients such as alcohol, cocaine, morphine and opium advertised by the amendments of 19063. However the 1906 act was considered inactivated because False statements made about a drug by a manufacturer were held by the courts not to be misbranding The act did not extend to cosmetics. The act did not grant the authority to ban unsafe drugs. 2. SULPHANILAMIDE DISASTER, 1937 Sulfanilamide, a drug used to treat streptococcal infections, had been shown to have dramatic curative effects and had been used safely for some time in tablet and powder form. Experiments showed that sulfanilamide would dissolve in Milestones In Development Of Good Clinical Practice 2 of 5 diethylene glycol. The company control lab tested the mixture for flavor, appearance, and fragrance and found it satisfactory, and the product was marketed as “Elixir of Sulfanilamide”. No pharmacological studies had been done on the new sulfanilamide preparation and so there was a failure to note one characteristic of the solution. Diethylene glycol, a chemical normally used as antifreeze, is a deadly poison. This preparation took lives of more than 100 people in 15 states4. The drug and the deaths led to the passage of the 1938 Food, Drug, and Cosmetic Act, which increased FDA's authority to regulate drugs. Among other things, this law required new drugs to be tested for safety before marketing, the results of which would be submitted to FDA in a new drug application (NDA). The law also required that drugs have adequate labeling for safe use. All drug advertising was assigned to the Federal Trade Commission. 3. FOOD, DRUG AND COSMETIC ACT, 1938. The public furore over the sulphanilamide disaster finally resulted in a legislative demand for safety because all drugs are to some degree harmful if used contrary to common sense or the manufacturer’s interest, safe meant not toxic when used in accordance with the conditions set forth on the label. The term label is a term of art. It means “a display of written, printed or graphic matter upon the immediate container of any article”. The law requires that if certain information is required to be on the label of a drug, the information must also be on the outer or the inner label clearly visible through such outer wrapper. The law can, for instance, require that certain information accompany a drug as part of its labelling (package insert) while not requiring information to appear on drug’s label. This new label, in addition to require proof of safety, expanded the meaning of adulteration and misbranding that previously had been strictly enforced by the law. Labels were now required to provide adequate directions for use to the consumer5. 4. DURHAM – HUMPHREY AMENDMENT OF 1951 Durham – Humphrey Amendment of 1951 exempted certain drugs from the requirement that their labelling contains adequate direction for use. The act was amended to formally distinguish between prescription and over the counter drugs. Until that time all drugs could be purchased over the counter by the consumers. Prescription drugs were required to contain the warning that the drugs could be dispensed legally only with the authorisation of a health professional6. 5. NUREMBERG CODE OF 1946 Nuremberg code includes ten principles to guide physician investigators in experiments involving human subjects. These principles, particularly the first principles on voluntary consent, primarily were based on legal concepts because medical codes of ethics existence at the time of the Nazi atrocities did not address consent and other safeguards for human subjects. ‘Societal necessity’ to protect soldiers and civilians from the ravages of war time conditions invoked also in the United States during World War II and later during the cold war was advanced by the Nazi physician as a justification for conducting experiments to find immediate answers to press problems, but they did not offer any justification for the brutal ways in which the research have been conducted7. The need to define the basic principles for the conduct of human research was focused on the patient protection and made no distinction between research with patient subjects and healthy persons, be there prisoners or volunteers. In Germany Nuremberg code is regarded as a guideline for medical research. Many of the principles are still valid today. That is the necessity of informed consent, the rule that the patient can withdraw from the experiment at any time and the ban against experimentation that in any way could result in major injury or death of the experimental subject. The ten principles of Nuremberg are rarely applied now-adays. Its due mostly to the fact that they do not distinguish between therapeutic and purely scientific experiments and that there have been super seated by the revised declaration of Helsinki of the World Medical Association. 6. THALIDOMIDE DISASTER OF 1962 In 1962, thalidomide, a sleeping pill developed and widely used abroad, was being studied for use in the United States. William S Merrell Company of Cincinnati was using the drug investigationally when it was discovered that the drug could harm the foetus when taken by a pregnant women during the first trimester of pregnancy. Children born to such mothers often were born without arms or other severe deformities. It was clear that people were taking drugs and neither the prescriber nor the manufacturer had a clear knowledge of the effects89. Milestones In Development Of Good Clinical Practice 3 of 5 Under these circumstances the Durham Humfrey 1951 amendment was simply inadequate to protect the public. The series of law suits demonstrated that large prescribers are relying on manufactures for the information about the drugs and that information in some instances had been based on inadequate testing. This resulted in Kefauver – Harris Amendments of 1962 which addressed the issue of effectiveness and safety10. 7. KEFAUVER – HARRIS AMENDMENTS OF 1962 These amendments generally referred to as the drug efficacy amendments. They provided for registration of manufacturers and inspection of manufacturing sites and they required an unprecedented program of accountability from manufacturers11. Before marketing any new drug manufacturers were required to supply proof of effectiveness and proof of safety. Good manufacturing practices the so called GMP were established, and if a manufacturer produces a drug without adhering to such practices the drug was considered as adulterated. Prescription drug advertising was placed under the supervision of FDA while FTC continues to supervise the advertising of over the counter items. The Amendments established the procedures for new drug application and for investigational drug procedures which required assurance of informed consent of the research subjects and required reporting of adverse drug reaction. 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This is increasingly considered as an essential part of drug regulation. These guidelines have been evolved with consideration of WHO, ICH, USFDA and European GCP guidelines as well as the Ethical guidelines for Biomedical Research on Human Subjects issued by the Indian Council of Medical Research. They should be followed for carrying out all biomedical research in India at all stages of drug development, whether prior or subsequent to product registration in India. This article describes the major milestones in the evolution of Good Clinical Practices. Good clinical practice (GCP) is an international ethical scientific quality standard for designing, conducting, recording and reporting trials that involve the participation of human subjects. It also ensures that the rights, welfare and safety of subjects involved in trials are maintained and are consistent with the principles stated in the World Medical Association Declaration of Helsinki, entitled ‘ethical principles for medical research involving human subjects1. ‘Guideline CPMP/ICH/135/95 entitled good clinical practice’ was developed under the subject of International Conference on the Harmonisation of the technical requirements for the registration of human pharmaceuticals (ICH process) and is applicable in the European union of the United States and Japan. Clinical trial data that have developed according to the guideline should therefore be acceptable by regulatory authorities in each of the three regions, together with Australia, Canada, Nordic countries and the World Health Organisation which was also involved in its development2. The definition of GCP given in the guideline is ‘a standard for the design, conduct, performance monitoring, auditing, recording, analysing and reporting of clinical trials that provides assurance that the data and reported results are credible and accurate, and that the rights, integrity and confidentiality of trial subjects are protected.’ The present day guideline on GCP has evolved through a series of regulation and policy formulations. The major milestones in the evolution of GCP are as follows. 1. FEDERAL FOOD AND DRUGS ACT OF 1906 The purpose of the FDA is to prohibit adulterated/ misbranded food or drugs from interstate commerce. The act is originally enacted in 1906 brought “truth in labelling”. This act was emerged in consequences of a most dramatic report of Sinclair’s book, the Jungle, which graphically illustrated problems in the nation’s meat processing industry. Samuel Haukin’s, Adams magazine article concerning what he called the great American fraud sparked similar concerns about fraudulent patent medicines containing dangerous ingredients such as alcohol, cocaine, morphine and opium advertised by the amendments of 19063. However the 1906 act was considered inactivated because False statements made about a drug by a manufacturer were held by the courts not to be misbranding The act did not extend to cosmetics. The act did not grant the authority to ban unsafe drugs. 2. SULPHANILAMIDE DISASTER, 1937 Sulfanilamide, a drug used to treat streptococcal infections, had been shown to have dramatic curative effects and had been used safely for some time in tablet and powder form. Experiments showed that sulfanilamide would dissolve in Milestones In Development Of Good Clinical Practice 2 of 5 diethylene glycol. The company control lab tested the mixture for flavor, appearance, and fragrance and found it satisfactory, and the product was marketed as “Elixir of Sulfanilamide”. No pharmacological studies had been done on the new sulfanilamide preparation and so there was a failure to note one characteristic of the solution. Diethylene glycol, a chemical normally used as antifreeze, is a deadly poison. This preparation took lives of more than 100 people in 15 states4. The drug and the deaths led to the passage of the 1938 Food, Drug, and Cosmetic Act, which increased FDA's authority to regulate drugs. Among other things, this law required new drugs to be tested for safety before marketing, the results of which would be submitted to FDA in a new drug application (NDA). The law also required that drugs have adequate labeling for safe use. All drug advertising was assigned to the Federal Trade Commission. 3. FOOD, DRUG AND COSMETIC ACT, 1938. The public furore over the sulphanilamide disaster finally resulted in a legislative demand for safety because all drugs are to some degree harmful if used contrary to common sense or the manufacturer’s interest, safe meant not toxic when used in accordance with the conditions set forth on the label. The term label is a term of art. It means “a display of written, printed or graphic matter upon the immediate container of any article”. The law requires that if certain information is required to be on the label of a drug, the information must also be on the outer or the inner label clearly visible through such outer wrapper. The law can, for instance, require that certain information accompany a drug as part of its labelling (package insert) while not requiring information to appear on drug’s label. This new label, in addition to require proof of safety, expanded the meaning of adulteration and misbranding that previously had been strictly enforced by the law. Labels were now required to provide adequate directions for use to the consumer5. 4. DURHAM – HUMPHREY AMENDMENT OF 1951 Durham – Humphrey Amendment of 1951 exempted certain drugs from the requirement that their labelling contains adequate direction for use. The act was amended to formally distinguish between prescription and over the counter drugs. Until that time all drugs could be purchased over the counter by the consumers. Prescription drugs were required to contain the warning that the drugs could be dispensed legally only with the authorisation of a health professional6. 5. NUREMBERG CODE OF 1946 Nuremberg code includes ten principles to guide physician investigators in experiments involving human subjects. These principles, particularly the first principles on voluntary consent, primarily were based on legal concepts because medical codes of ethics existence at the time of the Nazi atrocities did not address consent and other safeguards for human subjects. ‘Societal necessity’ to protect soldiers and civilians from the ravages of war time conditions invoked also in the United States during World War II and later during the cold war was advanced by the Nazi physician as a justification for conducting experiments to find immediate answers to press problems, but they did not offer any justification for the brutal ways in which the research have been conducted7. The need to define the basic principles for the conduct of human research was focused on the patient protection and made no distinction between research with patient subjects and healthy persons, be there prisoners or volunteers. In Germany Nuremberg code is regarded as a guideline for medical research. Many of the principles are still valid today. That is the necessity of informed consent, the rule that the patient can withdraw from the experiment at any time and the ban against experimentation that in any way could result in major injury or death of the experimental subject. The ten principles of Nuremberg are rarely applied now-adays. Its due mostly to the fact that they do not distinguish between therapeutic and purely scientific experiments and that there have been super seated by the revised declaration of Helsinki of the World Medical Association. 6. THALIDOMIDE DISASTER OF 1962 In 1962, thalidomide, a sleeping pill developed and widely used abroad, was being studied for use in the United States. William S Merrell Company of Cincinnati was using the drug investigationally when it was discovered that the drug could harm the foetus when taken by a pregnant women during the first trimester of pregnancy. 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Before marketing any new drug manufacturers were required to supply proof of effectiveness and proof of safety. Good manufacturing practices the so called GMP were established, and if a manufacturer produces a drug without adhering to such practices the drug was considered as adulterated. Prescription drug advertising was placed under the supervision of FDA while FTC continues to supervise the advertising of over the counter items. The Amendments established the procedures for new drug application and for investigational drug procedures which required assurance of informed consent of the research subjects and required reporting of adverse drug reaction. 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引用次数: 3

摘要

公众对磺胺灾难的愤怒最终导致了对安全的立法要求,因为如果违反常识或制造商的利益使用,所有药物都在一定程度上有害,安全意味着按照标签上列出的条件使用无毒。标签这个词是一个艺术术语。它的意思是“在任何物品的直接容器上展示书面、印刷或图形材料”。法律要求,如果某些信息被要求在药品标签上,这些信息也必须在外部或内部标签上,通过这种外包装清晰可见。例如,法律可以要求某些信息作为药品标签(包装说明书)的一部分随附,而不要求信息出现在药品标签上。这个新的标签,除了要求安全证明,扩大了掺假和错误标签的含义,以前是由法律严格执行的。现在要求标签向消费者提供充分的使用说明。4. 1951年DURHAM - HUMPHREY修正案免除了某些药物的标签必须包含足够的使用说明的要求。该法案经过修订,正式区分了处方药和非处方药。在那之前,所有的药品都可以由消费者在柜台上购买。处方药必须附有警告语,说明只有在卫生专业人员的授权下才能合法配药。5. 纽伦堡法典1946年纽伦堡法典包括十项原则,以指导医师调查员在涉及人体受试者的实验。这些原则,特别是关于自愿同意的第一原则,主要是以法律概念为基础的,因为在纳粹暴行发生时存在的医学道德守则没有涉及同意和对人类受试者的其他保障。二战期间和后来的冷战期间,美国也曾出现过保护士兵和平民免受战时状况破坏的“社会必要性”,纳粹医生提出这种必要性,作为进行实验以立即找到解决新闻问题的答案的理由,但他们没有为进行研究的残酷方式提供任何理由。确定进行人体研究的基本原则的必要性侧重于病人保护,对病人受试者和健康的人(无论是囚犯还是志愿者)进行的研究不作区分。在德国,纽伦堡法典被视为医学研究的准则。其中的许多原则至今仍然有效。这就是知情同意的必要性,病人可以在任何时候退出实验的规则,以及禁止以任何方式可能导致实验对象重大伤害或死亡的实验。纽伦堡十项原则现在很少应用了。这主要是由于他们没有区分治疗性实验和纯科学实验,而且世界医学协会修订的《赫尔辛基宣言》对这些实验进行了修订。1962年的灾难1962年,沙利度胺,一种在国外开发并广泛使用的安眠药,正在美国研究使用。辛辛那提的William S Merrell公司在使用这种药物进行调查时,发现孕妇在怀孕的前三个月服用这种药物会对胎儿造成伤害。这些母亲所生的孩子通常没有手臂或其他严重的畸形。很明显,人们在服药,但开处方的人和药品制造商都不清楚药物的效果。良好临床实践发展的里程碑3 / 5在这种情况下1951年的Durham Humfrey修正案根本不足以保护公众。这一系列的法律诉讼表明,大型开处方者依赖生产商提供有关药品的信息,而在某些情况下,这些信息是基于不充分的测试。这就产生了1962年的凯弗弗-哈里斯修正案,该修正案解决了药物的有效性和安全性问题。7. 1962年KEFAUVER - HARRIS修正案这些修正案通常被称为药物功效修正案。它们规定了制造商的注册和对生产场所的检查,并要求制造商承担前所未有的责任。在上市之前,任何新药制造商都必须提供有效性和安全性的证明。建立了良好的生产规范,即所谓的GMP,如果制造商不遵守这些规范生产药物,则该药物被认为是掺假的。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Milestones In Development Of Good Clinical Practice
Good Clinical Practice (GCP) is a standard for design, conduct, performance, monitoring, auditing, recording, analysis and reporting of clinical trials that provides assurance that the data and reported results are credible and accurate, and that the rights, integrity and confidentiality of trial subjects are protected. The present day guidelines on GCP have evolved through a series of regulations and policy formulations. This is increasingly considered as an essential part of drug regulation. These guidelines have been evolved with consideration of WHO, ICH, USFDA and European GCP guidelines as well as the Ethical guidelines for Biomedical Research on Human Subjects issued by the Indian Council of Medical Research. They should be followed for carrying out all biomedical research in India at all stages of drug development, whether prior or subsequent to product registration in India. This article describes the major milestones in the evolution of Good Clinical Practices. Good clinical practice (GCP) is an international ethical scientific quality standard for designing, conducting, recording and reporting trials that involve the participation of human subjects. It also ensures that the rights, welfare and safety of subjects involved in trials are maintained and are consistent with the principles stated in the World Medical Association Declaration of Helsinki, entitled ‘ethical principles for medical research involving human subjects1. ‘Guideline CPMP/ICH/135/95 entitled good clinical practice’ was developed under the subject of International Conference on the Harmonisation of the technical requirements for the registration of human pharmaceuticals (ICH process) and is applicable in the European union of the United States and Japan. Clinical trial data that have developed according to the guideline should therefore be acceptable by regulatory authorities in each of the three regions, together with Australia, Canada, Nordic countries and the World Health Organisation which was also involved in its development2. The definition of GCP given in the guideline is ‘a standard for the design, conduct, performance monitoring, auditing, recording, analysing and reporting of clinical trials that provides assurance that the data and reported results are credible and accurate, and that the rights, integrity and confidentiality of trial subjects are protected.’ The present day guideline on GCP has evolved through a series of regulation and policy formulations. The major milestones in the evolution of GCP are as follows. 1. FEDERAL FOOD AND DRUGS ACT OF 1906 The purpose of the FDA is to prohibit adulterated/ misbranded food or drugs from interstate commerce. The act is originally enacted in 1906 brought “truth in labelling”. This act was emerged in consequences of a most dramatic report of Sinclair’s book, the Jungle, which graphically illustrated problems in the nation’s meat processing industry. Samuel Haukin’s, Adams magazine article concerning what he called the great American fraud sparked similar concerns about fraudulent patent medicines containing dangerous ingredients such as alcohol, cocaine, morphine and opium advertised by the amendments of 19063. However the 1906 act was considered inactivated because False statements made about a drug by a manufacturer were held by the courts not to be misbranding The act did not extend to cosmetics. The act did not grant the authority to ban unsafe drugs. 2. SULPHANILAMIDE DISASTER, 1937 Sulfanilamide, a drug used to treat streptococcal infections, had been shown to have dramatic curative effects and had been used safely for some time in tablet and powder form. Experiments showed that sulfanilamide would dissolve in Milestones In Development Of Good Clinical Practice 2 of 5 diethylene glycol. The company control lab tested the mixture for flavor, appearance, and fragrance and found it satisfactory, and the product was marketed as “Elixir of Sulfanilamide”. No pharmacological studies had been done on the new sulfanilamide preparation and so there was a failure to note one characteristic of the solution. Diethylene glycol, a chemical normally used as antifreeze, is a deadly poison. This preparation took lives of more than 100 people in 15 states4. The drug and the deaths led to the passage of the 1938 Food, Drug, and Cosmetic Act, which increased FDA's authority to regulate drugs. Among other things, this law required new drugs to be tested for safety before marketing, the results of which would be submitted to FDA in a new drug application (NDA). The law also required that drugs have adequate labeling for safe use. All drug advertising was assigned to the Federal Trade Commission. 3. FOOD, DRUG AND COSMETIC ACT, 1938. The public furore over the sulphanilamide disaster finally resulted in a legislative demand for safety because all drugs are to some degree harmful if used contrary to common sense or the manufacturer’s interest, safe meant not toxic when used in accordance with the conditions set forth on the label. The term label is a term of art. It means “a display of written, printed or graphic matter upon the immediate container of any article”. The law requires that if certain information is required to be on the label of a drug, the information must also be on the outer or the inner label clearly visible through such outer wrapper. The law can, for instance, require that certain information accompany a drug as part of its labelling (package insert) while not requiring information to appear on drug’s label. This new label, in addition to require proof of safety, expanded the meaning of adulteration and misbranding that previously had been strictly enforced by the law. Labels were now required to provide adequate directions for use to the consumer5. 4. DURHAM – HUMPHREY AMENDMENT OF 1951 Durham – Humphrey Amendment of 1951 exempted certain drugs from the requirement that their labelling contains adequate direction for use. The act was amended to formally distinguish between prescription and over the counter drugs. Until that time all drugs could be purchased over the counter by the consumers. Prescription drugs were required to contain the warning that the drugs could be dispensed legally only with the authorisation of a health professional6. 5. NUREMBERG CODE OF 1946 Nuremberg code includes ten principles to guide physician investigators in experiments involving human subjects. These principles, particularly the first principles on voluntary consent, primarily were based on legal concepts because medical codes of ethics existence at the time of the Nazi atrocities did not address consent and other safeguards for human subjects. ‘Societal necessity’ to protect soldiers and civilians from the ravages of war time conditions invoked also in the United States during World War II and later during the cold war was advanced by the Nazi physician as a justification for conducting experiments to find immediate answers to press problems, but they did not offer any justification for the brutal ways in which the research have been conducted7. The need to define the basic principles for the conduct of human research was focused on the patient protection and made no distinction between research with patient subjects and healthy persons, be there prisoners or volunteers. In Germany Nuremberg code is regarded as a guideline for medical research. Many of the principles are still valid today. That is the necessity of informed consent, the rule that the patient can withdraw from the experiment at any time and the ban against experimentation that in any way could result in major injury or death of the experimental subject. The ten principles of Nuremberg are rarely applied now-adays. Its due mostly to the fact that they do not distinguish between therapeutic and purely scientific experiments and that there have been super seated by the revised declaration of Helsinki of the World Medical Association. 6. THALIDOMIDE DISASTER OF 1962 In 1962, thalidomide, a sleeping pill developed and widely used abroad, was being studied for use in the United States. William S Merrell Company of Cincinnati was using the drug investigationally when it was discovered that the drug could harm the foetus when taken by a pregnant women during the first trimester of pregnancy. Children born to such mothers often were born without arms or other severe deformities. It was clear that people were taking drugs and neither the prescriber nor the manufacturer had a clear knowledge of the effects89. Milestones In Development Of Good Clinical Practice 3 of 5 Under these circumstances the Durham Humfrey 1951 amendment was simply inadequate to protect the public. The series of law suits demonstrated that large prescribers are relying on manufactures for the information about the drugs and that information in some instances had been based on inadequate testing. This resulted in Kefauver – Harris Amendments of 1962 which addressed the issue of effectiveness and safety10. 7. KEFAUVER – HARRIS AMENDMENTS OF 1962 These amendments generally referred to as the drug efficacy amendments. They provided for registration of manufacturers and inspection of manufacturing sites and they required an unprecedented program of accountability from manufacturers11. Before marketing any new drug manufacturers were required to supply proof of effectiveness and proof of safety. Good manufacturing practices the so called GMP were established, and if a manufacturer produces a drug without adhering to such practices the drug was considered as adulterated. Prescription drug advertising was placed under the supervision of FDA while FTC continues to supervise the advertising of over the counter items. The Amendments established the procedures for new drug application and for investigational drug procedures which required assurance of informed consent of the research subjects and required reporting of adverse drug reaction. Qualification of drug investigators
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