法官是否会挑选先例来证明法外判决的正当性?统计检验

Anthony Niblett
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引用次数: 11

摘要

法官只是简单地挑选先例来证明那些反映他们个人偏见的决定是合理的,而不是法律权威的影响?法律现实主义者和法律怀疑论者认为,法官使用判例法作为一种手段,为非法做出的决定辩护。我们通过统计分析加州上诉法院法官在不合理合同案件中的引用实践来检验这一假设。我们拒绝法律现实主义者和法律怀疑论者的主张,没有证据表明法官通过选择有利的先例来操纵现有的判例法来证明法外决定的正当性。撰写有利于原告意见的法官更有可能引用有利于原告的先例;而支持被告的意见更有可能引用支持被告的先例。虽然这与法官为了证明其裁决的合理性而精心挑选先例的观点是一致的,但这也与法律意见中引用的先例是最有影响力的观点是一致的。为了确定因果关系的方向,我们使用了一种新的方法来分析法律意见中先例的使用,利用了这样一个事实,即决定与我们所调查的法律领域的感知政治偏好相关。在法官根据其政治偏好投票的情况下,对先例的引用与法官不根据其政治偏好投票的情况下对先例的引用没有显著差异。这证明法官在撰写意见书时不会简单地挑选先例。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Do Judges Cherry Pick Precedents to Justify Extra- Legal Decisions?: a Statistical Examination
Do judges simply cherry pick precedents to justify decisions that reflect their personal biases rather than the weight of legal authority? Legal realists and legal skeptics have contended that judges use case law as a means of justifying decisions that have been made extra-legally. We test this hypothesis by statistically analyzing the citation practices of California Court of Appeal judges in unconscionable contract cases. We reject the claims of the legal realists and legal skeptics, finding no evidence that judges manipulate the existing case law by selecting favorable precedents to justify extra-legal decisions. Judges writing pro-plaintiff opinions are more likely to cite pro-plaintiff precedents; and pro-defendant opinions are more likely to cite pro-defendant precedents. While this is consistent with the idea that judges cherry pick precedents to cite in order to justify their decisions, it is also consistent with the idea that the precedents that are cited in a legal opinion are the most influential. To determine the direction of causation, we use a new methodology for analyzing the use of precedents in legal opinions, exploiting the fact that decisions correlate with perceived political preferences in the area of law we investigate. Citations of precedent in cases where judges vote in accordance with their perceived political preference do not significantly differ from citations of precedent in cases where judges do not vote in line with their perceived political preference. This is evidence that judges do not simply cherry pick precedents when writing opinions.
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