罗伯茨法院提出的面部和适用挑战

Gillian E. Metzger
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引用次数: 7

摘要

到目前为止,早期罗伯茨法院判例的一个反复出现的主题是它对表面上的宪法挑战的抵制和对适用诉讼的偏好。在一些情况下,法院驳回了表面上的宪法挑战,同时保留了狭义适用的索赔可能成功的可能性。不幸的是,罗伯茨法院在一贯倾向于适用宪法裁决的同时,并没有明确说明这种倾向在实践中意味着什么。最高法院本身也注意到,对于在存在表面挑战的情况下适用何种检验标准,它仍存在分歧。同样或更重要的是,法院几乎没有努力描述适用诉讼的轮廓,并以各种理由说明其偏爱适用索赔的理由,这些理由对诉讼人可能提出的适用索赔的类型产生不同的影响。这篇关于公共权利诉讼未来研讨会的文章评估了罗伯茨法院在宪法权利诉讼中的表面/应用法学的实际意义。我认为,罗伯茨法院对表面挑战的抵制在很大程度上符合最高法院法理的长期趋势——包括法院对构成适用挑战的理解,法院消除措施违宪维度的补救权力的范围,以及对表面与适用区别的战略性使用。特别是,尽管有一些相反的语言,法院似乎并没有排除执行前适用的质疑,也没有要求对一项措施的具体适用一次一项提出质疑,这些要求将明显偏离现有先例,并对在联邦法院维护宪法权利造成重大障碍。罗伯茨法院的与众不同之处在于它对特定宪法权利的实质范围的理解。毫不奇怪,这种实质性理解在决定法院在不同情况下拒绝(和接受)面部挑战方面起着重要作用。因此,在某种程度上,这些决定表明在联邦法院主张某些宪法权利面临更大的障碍,这些障碍可能与有关宪法裁决适当形式的一般管辖规则一样,甚至更多地来自这些权利的实质性范围的撤销。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Facial and As-Applied Challenges Under the Roberts Court
One recurring theme of the early Roberts Court's jurisprudence to date is its resistance to facial constitutional challenges and preference for as-applied litigation. On a number of occasions the Court has rejected facial constitutional challenges while reserving the possibility that narrower as-applied claims might succeed. Unfortunately, the Roberts Court has not matched its consistency in preferring as-applied constitutional adjudication with clarity about what this preference means in practice. The Court itself has noted that it remains divided over the appropriate test to govern when facial challenges are available. Equally or more important, the Court has made little effort to describe the contours of as-applied litigation and has justified its preference for as-applied claims on diverse grounds that yield different implications for the types of as-applied claims litigants can bring. This essay for a symposium on the future of public rights litigation assesses the practical import of the Roberts Court's facial/as-applied jurisprudence on constitutional rights litigation. I argue that the Roberts Court's resistance to facial challenges is largely in keeping with longer-term trends in the Supreme Court's jurisprudence-with respect both to the Court's understanding of what constitutes an as-applied challenge, the scope of the Court's remedial authority to carve away a measure's unconstitutional dimensions, and strategic use of the facial versus as-applied distinction. In particular, despite some language to the contrary, the Court dos not appear to be excluding pre-enforcement as-applied challenges or require that specific applications of a measure be challenged one at a time, requirements that would mark a notable deviation from existing precedent and raise substantial impediments to asserting constitutional rights in federal court. What does set the Roberts Court apart is its understanding of the substantive scope of particular constitutional rights. Not surprisingly, that substantive understanding plays a major role in determining the Court's rejection (and acceptance) of facial challenges in different contexts. As a result, to the extent these decisions signal greater obstacles to assertion of certain constitutional rights in the federal courts, those obstacles likely result as much, if not more, from retraction in the substantive scope of those rights as from general jurisdictional rules regarding the appropriate form of constitutional adjudication.
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