在赔偿与修复之间:评估国际刑事法院受害者信托基金在其援助任务下的工作

A. Dutton, F. N. Aoláin
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引用次数: 16

摘要

国际司法的实践已经发生了重大转变,从狭隘的刑事问责制转向更广泛和更全面的理解,包括受害者的全部司法需要。国际刑事司法特别关注大规模暴行罪行的受害者,他们的需要是深刻的,他们的能力受到严重和有系统的暴力经历的限制。这些需求包括个人和社区参与刑事诉讼的能力建设,以及刑事诉讼后的补救和修复。受害者信托基金作为一个独特的机构,在提供《国际刑事法院(罗马)规约》规定的援助和赔偿任务方面发挥着核心作用,在许多方面代表着国际法实践这一转变的中心。信托基金工作的一个明显创新之处在于,它有能力在作出刑事调查结果之前开始运作,为检察官仍在调查的情况中的受害者幸存者提供支助。信托基金以这种身份,正在引导和创造有利于受害者有效参与法院工作的条件。本文论述了信托基金在实践中如何很好地执行了这项任务。与此同时,评估具有更广泛的范围,允许广泛参与影响受害者赔偿执行的挑战、复杂性和实地现实,以及塑造干预者的机构反应(如Anne Dutton和Fionnuala教授Ní Aoláin)。加州大学黑斯廷斯法学院性别与难民研究中心爱默生研究员、明尼苏达大学法学院法律、公共政策与社会Robina主席。作者要感谢明尼苏达大学的大挑战研究基金为这个项目提供的财政支持。我们还要感谢我们在明尼苏达大学人权实验室的同事们。他们的投入和支持对完成这一项目至关重要。我们也感谢Megan Knapp的研究协助。所有剩下的错误都在作者身上。最后,我们感谢受害者信托基金的所有人员和北乌干达援助任务的执行伙伴分享他们对其至关重要的工作的见解和思考。Dutton & Ní Aoláin Winter 2019 491,包括信托基金。鉴于成功执行赔偿所面临的挑战,通常没有时间或能力(在进行过程中)衡量哪些工作有效,哪些工作无效。国际组织、国家、法院和民间社会一直呼吁提供成功、失败和/或赔偿价值的证据。从最简单的层面上讲,由于大多数人权和人道主义法条约都规定了获得补救的权利,因此评估补救措施在实践中是否有效,对于了解国家义务是否实际上已经履行至关重要。本文对系统性侵犯人权行为的赔偿提供了具体的、背景的和新颖的评估,特别是为国际刑事法院以及在实践中关注赔偿概念和交付的学者/从业者提供了及时和相关的分析。所提出的分析和数据是根据对信托基金业务的独特接触,以及对乌干达北部援助和赔偿方案规划的实地评估。支持研究结果的数据是独特的,对国际刑事司法的文献和实践作出了新的贡献。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Between Reparations and Repair: Assessing the Work of the ICC Trust Fund for Victims Under Its Assistance Mandate
The practice of international justice has made a significant shift from narrowly focused criminal accountability to a broader and more holistic understanding encompassing the totality of victims’ justice needs. In particular, international criminal justice is concerned with victims of mass atrocity crimes, whose needs are profound and whose capacities are limited by the experiences of gross and systematic violence. These needs include individual and communal capacity building to engage in criminal processes as well as remedy and repair in the aftermath of criminal procedures. The Trust Fund for Victims represents, in many ways, the epicenter of this shift in international law practice, as a unique institution that has a central role in providing both an assistance and reparations mandate under the International Criminal Court (Rome) Statute. A clear innovation of the Trust Fund’s work is its capacity to be operationalized before a criminal finding is made, providing the means to support victim survivors in situations still under investigation by the Prosecutor. In this capacity, the Trust Fund is priming and creating the conditions conducive to effective participation by victims in the Court’s work. This article addresses how well that task has been operationalized in practice by the Trust Fund. In parallel, the assessment has a wider purview by allowing a broad engagement with the challenges, complexities, and realities on the ground that shape the enforcement of reparations for victims, as well as molding institutional responses by intervenors  Anne Dutton & Professor Fionnuala Ní Aoláin. Equal Justice Works Emerson Fellow at the Center for Gender & Refugee Studies, University of California Hastings College of the Law & Regents Professor and Robina Chair in Law, Public Policy and Society, University of Minnesota Law School respectively. The authors wish to thank the Grand Challenges Research Fund at the University of Minnesota for the financial support which enabled this project. We would also like to thank our colleagues at the Human Rights Laboratory based at the University of Minnesota. Their input and support was essential to the completion of this project. We also thank Megan Knapp for research assistance. All remaining faults lie with the authors. Finally, our thanks to all those at the Trust Fund for Victims and the implementing partners of the Northern Uganda assistance mandate for sharing their insights and reflections on their critically important work. Between Reparations and Repair Dutton & Ní Aoláin Winter 2019 491 including the Trust Fund. Given the challenges of successfully implementing reparations there is often little time or capacity to measure (as one goes along) what has worked effectively and what has not. International organizations, states, courts, and civil society have made consistent calls for evidence of success, failure, and/or the value of reparations. At the simplest level, because most human rights and humanitarian law treaties provide for the right to a remedy, assessing if remedies work in practice is critical to understanding if state obligation has, in fact, delivered. This Article provides concrete, contextual, and novel assessment of the delivery of reparations for systematic human rights violations, offering timely and relevant analysis for the International Criminal Court in particular and scholars/practitioners concerned with the conceptualization and delivery of reparations in practice. The analysis and data presented is based on unique access to the Trust Fund's operations combined with on the ground assessment of the programming for assistance and reparations in Northern Uganda. The data underpinning the research findings is singular and makes a new contribution to the literature and practice of international criminal justice.
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