从村庄视角看塞拉利昂内战和重建:多层次和网络化的治理

James B.M. Vincent
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引用次数: 15

摘要

在塞拉利昂,就像在大多数非洲国家一样,国家不仅与作为个体的公民有直接关系,而且还通过农村治理体系与公民有中介关系。农村治理体系通常早于殖民主义,可能比中央政府本身具有更大的合法性。在国家崩溃和内战期间,这些地方治理结构总体上比中央政府更成功地坚持了下来。因此,本报告对塞拉利昂战后重建进行了“自下而上”的回顾。我从1996年开始在全国范围内对这些问题和相关问题进行研究。在本研究中,我使用了一组定性数据来补充这一经验,这些数据是基于我自己在2010-11年期间在该国三个农村省12个县中的8个县的28个酋邦的38个社区进行的非结构化访谈。内战对农村地区人类安全和治理的影响是毁灭性的。随意杀人、致残和强奸普遍存在;粮食生产以及正规的卫生和教育服务崩溃;当地酋长和其他国家代表一旦被叛军认出,就会被暗杀。尽管(或者可能是因为)战争对人类安全造成了毁灭性的影响,农村社区仍然完好无损。战前(传统的)领导结构继续非正式地提供任何程度的可能的治理响应。在我访问的酋长领地中,三分之一的酋长即使在内战最艰难的时期也与他们的人民在一起(即使躲藏起来),其余的大多数人只是短暂逃离。在战争期间,酋长们做出了重大改变,将青年和妇女纳入他们的治理实践,这种更具参与性的治理方法一直存在。虽然许多酋长在战争期间死亡,但他们的职位后来很容易得到补充。在战争期间,南部和东部的大多数社区都建立了当地的民防部队(CDF)来保卫自己。在我访问的地区,酋长们对71%的刚果国防军部队至少保留了某种程度的指挥,其结果是,这些刚果国防军中只有三分之一给他们的社区带来麻烦。在我们的研究社区中,只有19%的社区在战争结束时对传统酋长的回归存在任何挑战。尽管恢复了酋长制,并受到普遍欢迎,但有三个迹象表明,政府担心其在战前缺乏广泛的反应。首先,选举产生的区议会已经恢复。其次,酋长们还必须与理事会分享他们的收入,这两者都发现了一个主要问题和紧张局势的根源。第三,地方法院也处于混乱状态。在目前的情况下,大多数社区现在正在使用捐助者创建的替代性争端机制,因为他们仍然害怕法院主席过去征收的非常高的罚款。此外,地方法院更容易进入,范围也更广。这三个变化的结果是,战后的酋长们似乎更像是道德领袖,而不是权威的决策者,他们对社区的反应也要积极得多。从多层次治理的角度来看,战争不仅改变了北约,而且国际捐助者的作用也显著增强。捐助者对安全部门改革、民主化、权力下放和妇女权利的影响是显著的。还有许多大规模的国际人道主义救济和发展活动。尽管如此,这些举措加强了而不是威胁到了国家的合法性,因为军队、警察和卫生服务都得到了改善,而且由于当地公民不知道如何直接接触捐助者,他们往往把自己的活动归功于各种政府行为者。SSR的结果是SL警察在战争中得到了很大的改善。但与SL军队不同的是,如果说他们已经完全改变了,那就错了。而且他们的存在仍然很薄弱。在我访问的29%的地区,社会主义工人党仍然缺席或几乎不存在。旧的“部落警察”是需要的,但没有报酬。内战之后进行的各种改革是不完整的,新重建的多层治理体系的制度边界是不明确的。其结果是,大多数组成部分——酋长、区议会、地方行政和地方法院、斯里兰卡和印度警察——都没有发挥应有的作用。对于如何实施“外围”国家的治理,人们没有给予足够的关注。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
A Village-Up View of Sierra Leone's Civil War and Reconstruction: Multilayered and Networked Governance

In Sierra Leone, as in most of Africa, states have not only a direct relationship with their citizens as individuals but also a mediated one through rural governance systems that usually pre-date colonialism and may have greater legitimacy than the central state itself. And these local governance structures generally persisted through the country's collapse and civil war more successfully than the central state did. This report therefore offers a ‘bottom-up’ review of the post-war reconstruction of the Sierra Leone state.

I have conducted research on these and related questions throughout the country since 1996. For the present study I have supplemented this experience with a qualitative data set based on my own unstructured interviews during 2010–11 in 38 communities in 28 chiefdoms in eight of the 12 districts in the three rural provinces of the country.

The impact of the civil war on human security and governance in the rural areas was devastating. Random killings, maiming and rape were widespread; food production as well as formal health and education services collapsed; and local chiefs and other representatives of the state were assassinated when they could be identified by the rebels.

Despite (or perhaps because of) the devastating impact of the war on human security, rural communities remained intact. The pre-war (traditional) leadership structures continued informally to provide whatever degree of governance response was possible. In the chiefdoms I visited, a third of the chiefs remained with their people (even if in hiding) throughout even the most difficult part of the civil war, and most of the rest fled only briefly. During the war chiefs made a major change to include youth and women in their governance practices and this more participatory approach to governance has persisted. Although a large number of chiefs died during the war period, their positions were easily refilled afterward.

During the war most communities in the South and East created local Civil Defence Forces (CDF) to defend themselves. Chiefs retained at least some degree of direction over 71 per cent of the CDF forces in the areas I visited, with the consequence that only a third of these CDFs gave trouble to their communities. Because of the abuses that did occur, however, CDF leaders were not able to challenge chiefs for community leadership after the war. In only 19 per cent of our study communities was there any challenge to the return of the traditional chiefs at the end of the war.

Despite the restoration of chieftaincy and its general popularity, there are three signs that the government was concerned about its lack of broad responsiveness before the war. First, elected district councils have been brought back. Second, chiefs also have to share their revenues with the Councils, which both find a major problem and source of tension. Third, the Native Administration (NA) courts also are in disarray. In the present day circumstance, most communities are now using the alternative dispute mechanisms created by donors as they are still afraid of the very high fines that the court chairmen used to levy. In addition the magistrates’ courts are more accessible and extended. The consequences of the three changes are that the post-war chiefs seem to be more moral leaders than authoritative decision-makers and are much more responsive to their communities.

From the perspective of multi-levelled governance not only was NA changed by the war, but the role of international donors increased significantly as well. Donor impact was notable on Security Sector Reform (SSR), democratisation, decentralisation, and women's rights. And there were many large-scale international activities for humanitarian relief and development. Nonetheless, these initiatives have strengthened, not threatened, the legitimacy of the state because the army, police and health services have improved and as local citizens do not know how to access the donors directly they tend to credit their activities to various government actors.

The consequences of SSR are that the SL Police are much improved coming out of the war. But unlike the SL Army it would be a mistake to say that they have been wholly transformed. Also their presence is still thin. The SLP was still absent or barely present in 29 per cent of the areas I visited. The old ‘tribal police’ are needed but unpaid.

The various reforms that have come in the wake of the civil war are incomplete and the institutional boundaries of the newly reconstructed multilayered governance system are unclear. The result is that most of the component parts – chiefs, district councils, native administration and magistrates’ courts, SL and NA Police, are not functioning as well as they might. Not enough attention has been paid to how governance at the ‘periphery’ is to be conducted.

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