相称性的宪法原则:一种法律教条主义方法

IF 0.3 Q3 LAW
A. V. Dolzhikov
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引用次数: 0

摘要

导言:本文对比例问题的跨学科研究方法与法学教条式研究方法之间的相互依存关系进行了研究。教条式的研究方法可以在司法实践的基础上界定这一原则的本质。方法:本文运用了作为教条式方法论最常见形式之一的概念法学技术。这项研究的目的是运用法律教条主义方法对比例原则进行系统和连贯的分析。为了达到这个目的,本文分为三个部分。第一部分首先比较了俄罗斯法律科学中最常用的两个概念:sorazmernost(翻译成英语为相称性,但在语言上更接近于“可通约性”)和比例性(相称性)。第二部分论述了利益冲突的立法和解与司法平衡的概念。最后,第三部分分析了可通约性/比例性原则的两种相反但又相互作用的形式——禁止过度和禁止不足。结果:本文为在俄罗斯国家法理学中将可通约性(sorazmernost)作为一个一般概念的使用提供了论据。比例(比例的“多数”)一词是舶来品。它可以作为可通约性一词的同义词,适用于这一原则的英语或国际模式。和解的概念可以被认为涵盖了立法领域,而平衡一词可以适用于私人利益和公共利益的司法权衡。这两种概念模式预先决定了可通约性在议会和司法应用中的合法性差异。本文还论证了可通约性的两个功能是互补的。其中之一体现在经典的自由主义禁止过度,其目的是防止政府干涉个人自由。根据后来出现的另一种功能,可通约性禁止公共当局在保护宪法权利方面的被动性(禁止不足)。可通约性的两种功能的区别表现在政府相应的消极义务和积极义务的区别上。我们认为,法律教条主义本身不应成为目的,不应变成形式主义和学院派的概念争论。更重要的是某些概念在宪法审判中的应用所导致的社会后果。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
THE CONSTITUTIONAL PRINCIPLE OF PROPORTIONALITY: A LEGAL-DOGMATIC METHOD
Introduction: the paper develops a thesis about the interdependence between the interdisciplinary approach and the method of legal-dogmatic research on proportionality. The dogmatic method makes it possible to define the essence of this principle provided that research relies on judicial practice. Methods: the paper applies the technique of conceptual jurisprudence as one of the most common forms of dogmatic methodology. The purpose of the research was to provide systematic and coherent analysis of the principle of proportionality with the application of the legal-dogmatic method. With this purpose in view, the paper is divided into three sections. The first section starts with the comparison of two concepts most commonly used in Russian legal science –sorazmernost’ (which translates into English as proportionality, but linguistically closer to the word ‘commensurability’) and proportsional’nost’ (proportionality). The second section discusses the concepts of legislative reconciliation and judicial balancing of conflicting interests. Finally, the third section analyzes two opposite but interacting forms of the principle of commensurability/proportionality – the prohibition of excessiveness and the prohibition of insufficiency. Results: the paper provides arguments for the use of the term commensurability (sorazmernost’) in Russian national jurisprudence as a generic concept. The term proportionality (proportsional’nost’) is of a foreign origin. It could be used as a synonym of the term commensurability as applied to the English-language or international model of this principle. The concept of reconciliation can be considered to cover the sphere of lawmaking, while the term balancing can be applied in relation to judicial weighing of private and public interests. These two conceptual models predetermine the difference in legitimacy of the parliamentary and judicial application of commensurability. The paper also argues that two functions of commensurability are complementary. One of them is reflected in the classic liberal prohibition of excessiveness, which aims to prevent government interference in the individual freedoms. According to the other function, which emerged later, commensurability prohibits the passivity of public authorities in the protection of constitutional rights (prohibition of insufficiency). The difference between the two functions of commensurability is expressed in the distinction between the corresponding negative and positive obligations of the government. We come to a conclusion that legal dogmatics should not become an end in itself, turning into formalism and scholastic disputes about concepts. Of more significance are the social consequences to which the application of certain concepts in constitutional adjudication leads.
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