Tao Yang, Xin Zhang, Jiaxu Wang, Yu Jin, Zhiyuan Gong, Lei Wang
{"title":"基于灰狼优化器的自适应核字典学习轴承智能故障诊断方法","authors":"Tao Yang, Xin Zhang, Jiaxu Wang, Yu Jin, Zhiyuan Gong, Lei Wang","doi":"10.1177/1748006x231184656","DOIUrl":null,"url":null,"abstract":"In this study, an adaptive kernel dictionary learning method for intelligent fault diagnosis of bearings is proposed. Kernel KSVD (KKSVD) is an excellent dictionary learning method with the capacity to handle nonlinear signals. However, the choice of kernel parameters and sparse level is a key issue, since these parameters respectively determine the form of the high-dimensional kernel space and the capability of KKSVD to learn appropriate atomic information for representing the samples. As a result, it is difficult to achieve the maximum performance of KKSVD by pre-specifying the values of the parameters. To address this issue, an advanced meta-heuristic algorithm – that is, the grey wolf optimizer (GWO) is introduced into the KKSVD. Specifically, an objective function is first designed, in which the parameters to be optimized are involved in the learning process of KKSVD for the bearing train set and then applied to the testing of the bearing validation set to get the classification results. The classification accuracy is fed back to the GWO algorithm which will update the parameters iteratively and output the optimal parameters. Two case studies respectively corresponding to two common situations in bearing fault diagnosis – that is, strong noisy samples and unbalanced samples, are carried out. The analysis results demonstrate the effectiveness of the proposed method for adaptively obtaining the optimal parameters and improving the performance of KKSVD. Furthermore, the proposed method outperforms several state-of-art dictionary methods in terms of diagnosis accuracy and robustness.","PeriodicalId":51266,"journal":{"name":"Proceedings of the Institution of Mechanical Engineers Part O-Journal of Risk and Reliability","volume":null,"pages":null},"PeriodicalIF":1.7000,"publicationDate":"2023-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"An adaptive kernel dictionary learning method based on grey wolf optimizer for bearing intelligent fault diagnosis\",\"authors\":\"Tao Yang, Xin Zhang, Jiaxu Wang, Yu Jin, Zhiyuan Gong, Lei Wang\",\"doi\":\"10.1177/1748006x231184656\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"In this study, an adaptive kernel dictionary learning method for intelligent fault diagnosis of bearings is proposed. Kernel KSVD (KKSVD) is an excellent dictionary learning method with the capacity to handle nonlinear signals. However, the choice of kernel parameters and sparse level is a key issue, since these parameters respectively determine the form of the high-dimensional kernel space and the capability of KKSVD to learn appropriate atomic information for representing the samples. As a result, it is difficult to achieve the maximum performance of KKSVD by pre-specifying the values of the parameters. To address this issue, an advanced meta-heuristic algorithm – that is, the grey wolf optimizer (GWO) is introduced into the KKSVD. Specifically, an objective function is first designed, in which the parameters to be optimized are involved in the learning process of KKSVD for the bearing train set and then applied to the testing of the bearing validation set to get the classification results. The classification accuracy is fed back to the GWO algorithm which will update the parameters iteratively and output the optimal parameters. Two case studies respectively corresponding to two common situations in bearing fault diagnosis – that is, strong noisy samples and unbalanced samples, are carried out. The analysis results demonstrate the effectiveness of the proposed method for adaptively obtaining the optimal parameters and improving the performance of KKSVD. Furthermore, the proposed method outperforms several state-of-art dictionary methods in terms of diagnosis accuracy and robustness.\",\"PeriodicalId\":51266,\"journal\":{\"name\":\"Proceedings of the Institution of Mechanical Engineers Part O-Journal of Risk and Reliability\",\"volume\":null,\"pages\":null},\"PeriodicalIF\":1.7000,\"publicationDate\":\"2023-07-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Proceedings of the Institution of Mechanical Engineers Part O-Journal of Risk and Reliability\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://doi.org/10.1177/1748006x231184656\",\"RegionNum\":4,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"ENGINEERING, INDUSTRIAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Proceedings of the Institution of Mechanical Engineers Part O-Journal of Risk and Reliability","FirstCategoryId":"5","ListUrlMain":"https://doi.org/10.1177/1748006x231184656","RegionNum":4,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"ENGINEERING, INDUSTRIAL","Score":null,"Total":0}
An adaptive kernel dictionary learning method based on grey wolf optimizer for bearing intelligent fault diagnosis
In this study, an adaptive kernel dictionary learning method for intelligent fault diagnosis of bearings is proposed. Kernel KSVD (KKSVD) is an excellent dictionary learning method with the capacity to handle nonlinear signals. However, the choice of kernel parameters and sparse level is a key issue, since these parameters respectively determine the form of the high-dimensional kernel space and the capability of KKSVD to learn appropriate atomic information for representing the samples. As a result, it is difficult to achieve the maximum performance of KKSVD by pre-specifying the values of the parameters. To address this issue, an advanced meta-heuristic algorithm – that is, the grey wolf optimizer (GWO) is introduced into the KKSVD. Specifically, an objective function is first designed, in which the parameters to be optimized are involved in the learning process of KKSVD for the bearing train set and then applied to the testing of the bearing validation set to get the classification results. The classification accuracy is fed back to the GWO algorithm which will update the parameters iteratively and output the optimal parameters. Two case studies respectively corresponding to two common situations in bearing fault diagnosis – that is, strong noisy samples and unbalanced samples, are carried out. The analysis results demonstrate the effectiveness of the proposed method for adaptively obtaining the optimal parameters and improving the performance of KKSVD. Furthermore, the proposed method outperforms several state-of-art dictionary methods in terms of diagnosis accuracy and robustness.
期刊介绍:
The Journal of Risk and Reliability is for researchers and practitioners who are involved in the field of risk analysis and reliability engineering. The remit of the Journal covers concepts, theories, principles, approaches, methods and models for the proper understanding, assessment, characterisation and management of the risk and reliability of engineering systems. The journal welcomes papers which are based on mathematical and probabilistic analysis, simulation and/or optimisation, as well as works highlighting conceptual and managerial issues. Papers that provide perspectives on current practices and methods, and how to improve these, are also welcome