{"title":"处理部分聚类随机对照试验中缺失的数据。","authors":"Manshu Yang, Darrell J Gaskin","doi":"10.1037/met0000612","DOIUrl":null,"url":null,"abstract":"<p><p>Partially clustered designs are widely used in psychological research, especially in randomized controlled trials that examine the effectiveness of prevention or intervention strategies. In a partially clustered trial, individuals are clustered into intervention groups in one or more study arms, for the purpose of intervention delivery, whereas individuals in other arms (e.g., the waitlist control arm) are unclustered. Missing data are almost inevitable in partially clustered trials and could pose a major challenge in drawing valid research conclusions. This article focuses on handling auxiliary-variable-dependent missing at random data in partially clustered studies. Five methods were compared via a simulation study, including simultaneous multiple imputation using joint modeling (MI-JM-SIM), arm-specific multiple imputation using joint modeling (MI-JM-AS), arm-specific multiple imputation using substantive-model-compatible sequential modeling (MI-SMC-AS), sequential fully Bayesian estimation using noninformative priors (SFB-NON), and sequential fully Bayesian estimation using weakly informative priors (SFB-WEAK). The results suggest that the MI-JM-AS method outperformed other methods when the variables with missing values only involved fixed effects, whereas the MI-SMC-AS method was preferred if the incomplete variables featured random effects. Applications of different methods are also illustrated using an empirical data example. (PsycInfo Database Record (c) 2025 APA, all rights reserved).</p>","PeriodicalId":20782,"journal":{"name":"Psychological methods","volume":" ","pages":"927-948"},"PeriodicalIF":7.8000,"publicationDate":"2025-10-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11906213/pdf/","citationCount":"0","resultStr":"{\"title\":\"Handling missing data in partially clustered randomized controlled trials.\",\"authors\":\"Manshu Yang, Darrell J Gaskin\",\"doi\":\"10.1037/met0000612\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p><p>Partially clustered designs are widely used in psychological research, especially in randomized controlled trials that examine the effectiveness of prevention or intervention strategies. In a partially clustered trial, individuals are clustered into intervention groups in one or more study arms, for the purpose of intervention delivery, whereas individuals in other arms (e.g., the waitlist control arm) are unclustered. Missing data are almost inevitable in partially clustered trials and could pose a major challenge in drawing valid research conclusions. This article focuses on handling auxiliary-variable-dependent missing at random data in partially clustered studies. Five methods were compared via a simulation study, including simultaneous multiple imputation using joint modeling (MI-JM-SIM), arm-specific multiple imputation using joint modeling (MI-JM-AS), arm-specific multiple imputation using substantive-model-compatible sequential modeling (MI-SMC-AS), sequential fully Bayesian estimation using noninformative priors (SFB-NON), and sequential fully Bayesian estimation using weakly informative priors (SFB-WEAK). The results suggest that the MI-JM-AS method outperformed other methods when the variables with missing values only involved fixed effects, whereas the MI-SMC-AS method was preferred if the incomplete variables featured random effects. Applications of different methods are also illustrated using an empirical data example. (PsycInfo Database Record (c) 2025 APA, all rights reserved).</p>\",\"PeriodicalId\":20782,\"journal\":{\"name\":\"Psychological methods\",\"volume\":\" \",\"pages\":\"927-948\"},\"PeriodicalIF\":7.8000,\"publicationDate\":\"2025-10-01\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11906213/pdf/\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Psychological methods\",\"FirstCategoryId\":\"102\",\"ListUrlMain\":\"https://doi.org/10.1037/met0000612\",\"RegionNum\":1,\"RegionCategory\":\"心理学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"2023/11/6 0:00:00\",\"PubModel\":\"Epub\",\"JCR\":\"Q1\",\"JCRName\":\"PSYCHOLOGY, MULTIDISCIPLINARY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Psychological methods","FirstCategoryId":"102","ListUrlMain":"https://doi.org/10.1037/met0000612","RegionNum":1,"RegionCategory":"心理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2023/11/6 0:00:00","PubModel":"Epub","JCR":"Q1","JCRName":"PSYCHOLOGY, MULTIDISCIPLINARY","Score":null,"Total":0}
Handling missing data in partially clustered randomized controlled trials.
Partially clustered designs are widely used in psychological research, especially in randomized controlled trials that examine the effectiveness of prevention or intervention strategies. In a partially clustered trial, individuals are clustered into intervention groups in one or more study arms, for the purpose of intervention delivery, whereas individuals in other arms (e.g., the waitlist control arm) are unclustered. Missing data are almost inevitable in partially clustered trials and could pose a major challenge in drawing valid research conclusions. This article focuses on handling auxiliary-variable-dependent missing at random data in partially clustered studies. Five methods were compared via a simulation study, including simultaneous multiple imputation using joint modeling (MI-JM-SIM), arm-specific multiple imputation using joint modeling (MI-JM-AS), arm-specific multiple imputation using substantive-model-compatible sequential modeling (MI-SMC-AS), sequential fully Bayesian estimation using noninformative priors (SFB-NON), and sequential fully Bayesian estimation using weakly informative priors (SFB-WEAK). The results suggest that the MI-JM-AS method outperformed other methods when the variables with missing values only involved fixed effects, whereas the MI-SMC-AS method was preferred if the incomplete variables featured random effects. Applications of different methods are also illustrated using an empirical data example. (PsycInfo Database Record (c) 2025 APA, all rights reserved).
期刊介绍:
Psychological Methods is devoted to the development and dissemination of methods for collecting, analyzing, understanding, and interpreting psychological data. Its purpose is the dissemination of innovations in research design, measurement, methodology, and quantitative and qualitative analysis to the psychological community; its further purpose is to promote effective communication about related substantive and methodological issues. The audience is expected to be diverse and to include those who develop new procedures, those who are responsible for undergraduate and graduate training in design, measurement, and statistics, as well as those who employ those procedures in research.