“我预料到会发生/我知道他已经失去控制”:DSM-5颁布后PTSD对刑事判决的影响

M. Perlin
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引用次数: 8

摘要

美国精神病学协会对DSM-5的采纳极大地改变了(并且在物质上扩展了)创伤后应激障碍(PTSD)的定义,这一变化提出了多个问题,需要律师、心理健康专家、倡导者和政策制定者仔细考虑。我的论点是,DSM-5中PTSD标准的扩展有可能在刑事诉讼程序的各个方面对法律实践产生重大变化,但在刑事量刑方面影响最大。我相信,如果法院像对待手册的早期版本一样尊重DSM 5,这将迫使他们认真面对——在各种各样的案件中——PTSD对判决的影响。这可能会导致关于精神残疾对判决结果的影响的更激烈的辩论。在这里,我的乐观情绪受到以下因素的影响:(1)法院通常从目的论的角度处理精神残疾证据(当被告提出时,将其置于次要地位,当国家提出时,将其置于优先地位);(2)在整个调查中,sanism的力量——一种与其他非理性偏见具有相同性质和特征的非理性偏见,这种偏见导致并反映在种族主义、性别歧视、同性恋恐惧症和种族偏见等主流社会态度中。另一方面,我们也必须考虑治疗法学对当前问题的影响。治疗法学(TJ)提出了一种评估判例法和立法影响的新模式,认识到作为一种治疗剂,法律可以产生治疗或反治疗的后果。尽管一些学者在联邦量刑指南的背景下考虑了TJ,但它仍然是一个“不为人知”的话题。我认为,我们必须给予它一个新的紧迫的重点。我相信,如果法院认真对待DSM 5中PTSD的新治疗方法,并将其与对sanism的理解和TJ的应用相结合,这将导致对患有这种疾病的被告——尤其是那些伊拉克和阿富汗战争退伍军人——的判刑方式发生重大变化。本文就是这样进行的。首先,我简要回顾了与残疾人有关的量刑法律,重点关注最高法院在美国诉布克案(使联邦量刑指南成为咨询性而非强制性的)判决之后的发展,健康主义的作用,以及治疗法学的意义。然后,我看了一下,直到现在,法院是如何在判决中处理创伤后应激障碍的。然后,我将研究DSM 5,以强调其定义的变化。然后,我试图“连接这些点”,以显示DSM 5如何要求量刑实践的变化,并解释这种变化如何与TJ的原则相一致。最后,我将给出一些简单的结论。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
'I Expected It to Happen/I Knew He'd Lost Control': The Impact of PTSD on Criminal Sentencing after the Promulgation of DSM-5
The adoption by the American Psychiatric Association of DSM-5 significantly changes (and in material ways, expands) the definition of post-traumatic stress disorder (PTSD), a change that raises multiple questions that need to be considered carefully by lawyers, mental health professionals, advocates and policy makers.My thesis is that the expansion of the PTSD criteria in DSM-5 has the potential to make significant changes in legal practice in all aspects of criminal procedure, but none more so than in criminal sentencing. I believe that if courts treat DSM 5 with the same deference with which they have treated earlier versions of that Manual, it will force them to seriously confront - in a wide variety of cases - the impact of PTSD on sentencing decisions. And this may lead to more robust debates over the impact of mental disability generally on sentencing outcomes. My optimism here is tempered by (1) the reality that courts deal teleologically with mental disability evidence in general (subordinating it when it is introduced by the defendant, and privileging it when introduced by the state), and (2) the power of sanism - an irrational prejudice of the same quality and character as other irrational prejudices that cause, and are reflected in, prevailing social attitudes such as racism, sexism, homophobia, and ethnic bigotry - in this entire inquiry. On the other hand, we must also consider the impact of therapeutic jurisprudence on the question in hand. Therapeutic jurisprudence (TJ) presents a new model for assessing the impact of case law and legislation, recognizing that, as a therapeutic agent, the law that can have therapeutic or anti-therapeutic consequences. Although some scholars have considered TJ in the context of the Federal Sentencing Guidelines, it remains mostly an “under the radar” topic. I believe it is essential we give it a new and urgent focus. I am convinced that, if courts take seriously the new treatment of PTSD in DSM 5, and couple that with an understanding of sanism and an application of TJ, that will lead to an important sea change in the ways that defendants with that condition - especially those who are Iraqi and Afghanistani war veterans - are sentenced. This paper proceeds in this manner. First, I briefly review the law of sentencing as it relates to persons with disabilities, focusing on developments that followed the Supreme Court’s decision in United States v. Booker (making the Federal Sentencing Guidelines advisory rather than mandatory) , the role of sanism, and the significance of therapeutic jurisprudence. Then, I look at how courts have, until this moment, treated PTSD in sentencing decisions. I will then look at DSM 5 to highlight its definitional changes. I then try to “connect the dots” to show how DSM 5 demands changes in sentencing practices, and explain how this change can be consonant with the principles of TJ. I will end with some modest conclusions.
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