国际法阴影下的国家安全决策

Laura A. Dickinson
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摘要

学者们长期以来一直在争论国际法是否以及如何影响政府行为,即使在没有强制制裁的情况下。但这些文献并没有充分解决国际法在国家安全政策制定领域可能产生的影响。然而,行政部门声称作为完全自由裁量事项而采取的政策仍可能受到国际法律规范的严重影响,而不管这些规范是否被正式承认具有法律约束力。这些政策甚至在后来的政府中都具有惊人的弹性。此外,由于它们只是被视为自由裁量的政策,它们可能比正式的法律解释更容易被采用。由于所有这些原因,在关于国际法效力的辩论中,国际法对国家安全政策制定的影响是一个关键的未开发领域。本文描述了国际人权法中所包含的规范和价值观有时是如何被采用的,如果不是作为国际一级的正式法律问题,那么就是作为官方政策和实践问题。此外,本文还以奥巴马政府的反恐政策和特朗普政府的后续政策为例,调查了这种做法的利弊。最后,我认为这些政策的出现和持续是国际法约束作用的证据。事实证明,当国际法的范例被转化为政策时,它会投下长长的阴影。我还分析了这些政策的属性,包括它们的“法律”特征和创建这种类型的政策的后果。这一分析表明,将国际法范例引入国家安全政策制定可以成为正式国际立法的一种务实和有效的替代方案,尽管它也可能回避创造强有力的新国际法规则的过程。因此,美国和其他国家的行政部门官员、人权组织以及行政法、宪法和国际法学者至少应该考虑这种做法,同时权衡利弊。此外,这种政策制定的粘性,甚至是跨政府的,说明了制度路径依赖、律师的作用、在多边军事行动中与美国主要盟友的互操作性的限制,以及规范在政府组织中的嵌入方式。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
National Security Policymaking in the Shadow of International Law
Scholars have long debated whether and how international law impacts governmental behavior, even in the absence of coercive sanction. But this literature does not sufficiently address the possible impact of international law in the area of national security policymaking. Yet, policies that the executive branch purports to adopt as a wholly discretionary matter may still be heavily influenced by international legal norms, regardless of whether or not those norms are formally recognized as legally binding. And those policies can be surprisingly resilient, even in subsequent administrations. Moreover, because they are only seen as discretionary policies, they may be more easily adopted than formal legal interpretations. For all of these reasons, the impact of international law on national security policymaking is a crucial unexplored area in the debate about the efficacy of international law. This Article describes how the norms and values embedded in international human rights law can sometimes be adopted, if not as a matter of formal law at the international level, then as a matter of official policy and practice. In addition, it surveys the advantages and disadvantages of such an approach, using two different Obama administration counterterrorism policies and Trump administration successor policies as case studies. Ultimately, I argue that the emergence and persistence of such policies is evidence of international law’s constraining impact. International law, it turns out, casts a long shadow as its paradigms get translated into policy. I also analyze the attributes of these policies, including their “legalistic” character and the consequences of creating policies of this type. This analysis suggests that importing international law paradigms into national security policymaking can be a pragmatic and effective alternative to formal international lawmaking, though it also may side-step the process of creating robust new international law rules. Therefore, it is a practice that executive branch officials from the United States and other countries, human rights organizations, and administrative, constitutional, and international law scholars should at least consider, while weighing both the pros and cons. In addition, the stickiness of such policymaking, even across administrations, illustrates the importance of institutional path dependence, the role of lawyers, the constraint of interoperability with key U.S. allies in multilateral military actions, and the way norms get embedded in government organizations.
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