行政碎片化中的行政审查:国家宪政与同性婚姻

IF 2.5 2区 社会学 Q1 Social Sciences
Norman R. Williams
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引用次数: 3

摘要

与汉密尔顿式的统一联邦行政的美国宪法不同,州宪法将行政权力分割开来,规定了几位州官员的直接普选,并建立了相对独立的地方政府。国家宪法结构对行政审查的这一特征的意义——即行政官员,不亚于法官,有解释和执行宪法承诺的权力——一直未被评论家探讨,但最近成为全国公众关注的焦点。具体来说,州行政官员是否可以拒绝执行他们认为违宪的法律,这个问题是加州旧金山和俄勒冈州摩特诺玛县向同性伴侣发放结婚证的争议的核心因素。正如加利福尼亚州和俄勒冈州的经验所表明的那样,由于州宪法规定分散了行政权力,州长往往缺乏控制州或地方行政官员行使行政审查权力的任何有意义的能力。因此,管理层内部的纠纷往往会诉诸法庭。各州法院反过来以不同的方式回应这些行政解释权的主张。一种模式,我称之为司法排他性模式,它被加州最高法院所接受,基于宪法的理由完全排除了行政审查,因为根据这种观点,执行宪法的任务完全是法院的任务。另一种模式,我称之为立法模式,得到了俄勒冈州最高法院的认可,原则上接受行政审查的宪法适当性,但将决定哪些官员在履行法定职责时可以考虑宪法要求的权力让与州立法机构。旧金山和摩特诺玛县的官员提出的第三种模式主张,所有行政官员都有解释和执行宪法的宪法权利和相应的义务,但没有成功。正如我所展示的,立法模式最符合国家宪法文本和结构。在这样做的过程中,我对占主导地位的司法排他性模式提出了挑战,正如我所指出的那样,这种模式建立在对三个政府部门在解释和执行宪法时各自角色的过时和错误的理解之上。与此同时,我也反对完全相反的理论,即所有行政官员都有宪法权利参与行政审查。虽然我承认,像州长这样的宪法官员可以参与行政审查,作为履行宪法赋予他们的权力和职责的一部分,但我支持并捍卫立法模式,即由立法机构来决定州和地方政府雇用的无数非宪法官员是否可以参与行政审查,如果是,在多大程度上。然后,我将立法模式应用于同性婚姻争议,得出结论:旧金山和俄勒冈的县官员没有得到各自立法机构的授权,无权参与行政审查。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Executive Review in the Fragmented Executive: State Constitutionalism and Same-Sex Marriage
In contrast to the U.S. Constitution with its unitary, Hamiltonian federal executive, state constitutions fragment executive authority, providing for the direct popular election of several state officials and establishing relatively independent local governments. The significance of this feature of state constitutional structure for executive review - the notion that executive officials, no less than judges, have the power to interpret and enforce constitutional commitments - has been unexplored by commentators but recently became the focus of national public attention. Specifically, the issue whether state executive officials may refuse to enforce laws that they believe to be unconstitutional was a central element of the controversy regarding the issuance of marriage licenses to same-sex couples in San Francisco, California and Multnomah County, Oregon. As the California and Oregon experiences demonstrated, state governors often lack any meaningful ability to control state or local executive officials' exercise of executive review authority because of state constitutional provisions fragmenting executive authority. As a result, intra-executive disputes often find their way into the courts. State courts, in turn, have reacted in different ways in response to these claims of executive interpretive authority. One model, which I label the judicial exclusivity model and which was embraced by the California Supreme Court, rules out executive review en toto on constitutional grounds because, according to this view, the task of enforcing the constitution is exclusively for the courts. Another model, which I call the legislative model and was endorsed by the Oregon Supreme Court, accepts in principle the constitutional propriety of executive review but cedes to the state legislature the power to determine which officials may consider constitutional claims in performing their statutory duties. Still a third model, pressed unsuccessfully by the county officials in San Francisco and Multnomah County, asserts that there is a constitutional right and corresponding obligation for all executive officials to interpret and enforce the constitution. As I show, the legislative model best accords with state constitutional text and structure. In so doing, I challenge the predominant, judicial exclusivity model, which, as I argue, rests upon an outdated and erroneous understanding of the respective roles of the three branches of government in interpreting and enforcing the constitution. At the same time, I also reject the diametrically opposite theory that all executive officials have a constitutional right to engage in executive review. While I acknowledge that constitutional officers, such as the governor, may engage in executive review as part of the discharge of their constitutionally assigned powers and duties, I endorse and defend the legislative model, which leaves it to the legislature to determine whether the myriad non-constitutional officers employed by state and local governments may engage in executive review and, if so, to what extent. I then apply the legislative model to the same-sex marriage controversy, concluding that the county officials in San Francisco and Oregon were not authorized by their respective legislatures to engage in executive review.
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