国际代表团、结构构成和非自我执行

IF 4.9 1区 社会学 Q1 Social Sciences
C. Bradley
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引用次数: 38

摘要

本文考虑美国向国际机构授权的宪法含义。自第二次世界大战以来,国际机构的数量和重要性都有了巨大的增长。虽然其中一些机构仅仅是讨论和谈判的论坛,但其中许多机构行使司法、立法、监管、调查或检察权力。尽管美国有孤立主义的名声,尽管最近宣布不会成为国际刑事法院(International Criminal Court)的成员国,但美国对其中许多机构都作出了承诺。根据这些承诺,美国已经同意让国际机构做出某些决定,采取某些行动,这些决定和行动可能会影响美国在国际法下的权利和义务,在某些情况下还会影响美国国内法的可执行性。尽管美国未来承诺的数量和范围可能会因总统任期的不同而有所不同,但国际上的总体趋势——欧盟的发展最显著地说明了这一点——是向国际机构授予越来越多的权力。在不预先判断其有效性的情况下,美国向国际机构移交权力可以说引起了“授权问题”。这些担忧涉及民主问责制、联邦部门之间权力平衡的变化以及美国联邦制的侵蚀。通过将法律权力从美国行为者转移给国际行为者——这些行为者在物理上和文化上与美国选民更疏远,而且不直接对美国选民负责——这些代表团可能会削弱国内的政治责任。由于一些国际决策缺乏透明度,这种问责问题可能会加剧,这反过来可能会增加监督成本,并可能出现经济学家所谓的“寻租”。此外,将权力移交给国际机构可能会增强联邦政府一个部门相对于其他部门的权力。具体来说,这些转移可能会增强行政部门的相对权力,因为它们往往会将权力下放给其他部门,也因为美国在这些机构中由行政部门的代理人代表。最后,对国际机构的授权——就像国际法的扩展一样——有可能通过增强整个联邦政府相对于各州的权力来侵蚀美国的联邦制。即使这些影响对某些代表团来说似乎比较温和,累积的影响可能更成问题。虽然代表团的这些关切并非完全是新的,但近年来已变得明显得多。在国内背景下,关于问责制和权力扩大的类似关切通过各种权力分立和联邦制理论得到解决。我将在本文中论证,无论是从形式角度还是从功能角度来看,这些结构性宪法理论都与国际代表团有关。我还将争辩说,至少与这些代表团有关的一些宪法问题可以通过将国际机构的决定和行动视为“非自动执行”来解决- -也就是说,不能在美国境内制定可执行的联邦法律。正如我将解释的那样,这实际上是近年来美国法院在面对授权问题时直觉地遵循的方法,也是美国条约制定者和国会越来越多地要求采用的方法。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
International Delegations, the Structural Constitution, and Non-Self-Execution
This Article considers the constitutional implications of U.S. delegations of authority to international institutions. Since World War II, there has been a vast growth in the number and importance of international institutions. Although some of these institutions are merely forums for discussion and negotiation, many of them exercise judicial, legislative, regulatory, investigative, or prosecutorial authority. Despite its isolationist reputation, and despite recently announcing that it would not become a party to the International Criminal Court, the United States has committed itself to many of these institutions. By virtue of these commitments, the United States has consented to have international institutions make certain decisions, and take certain actions, that can affect the United States' rights and duties under international law and, in some instances, the enforceability of U.S. domestic law. Although the number and extent of future U.S. commitments will likely vary depending on the presidential administration, the general trend internationally - as illustrated most dramatically by developments the European Union - is towards vesting ever-increasing authority in international institutions. Without prejudging their validity, transfers of authority by the United States to international institutions could be said to raise "delegation concerns." These concerns relate to democratic accountability, shifts in the balance of power between the federal branches, and erosion of the U.S. system of federalism. By transferring legal authority from U.S. actors to international actors - actors that are physically and culturally more distant from, and not directly responsible to, the U.S. electorate - these delegations may entail a dilution of domestic political accountability. This accountability concern may be heightened by the lack of transparency associated with some international decisionmaking, which in turn may increase monitoring costs and, relatedly, the potential for what economists call "rent-seeking." In addition, transfers of authority to international institutions may enhance the power of one branch of the federal government relative to the others. Specifically, these transfers may enhance the relative power of the Executive Branch, both because they often delegate the powers of other branches, and because the United States is represented in these institutions by Executive Branch agents. Finally, delegations of authority to international institutions - as with the expansion of international law more generally - have the potential to erode U.S. federalism by enhancing the power of the entire federal government vis-a-vis the states. Even if these effects seem relatively modest with respect to particular delegations, the cumulative effect may be more problematic. Although these delegation concerns are not entirely new, they have become much more pronounced in recent years. In the domestic context, similar concerns about accountability and aggrandizement of power are addressed by a variety of separation of powers and federalism doctrines. I will argue in this Article that, whether viewed from a formal or functional perspective, these structural constitutional doctrines are relevant to international delegations. I will also argue that at least some of the constitutional concerns associated with these delegations can be addressed by treating the decisions and actions of international institutions as "non-self-executing" - that is, as not creating enforceable federal law within the United States. As I will explain, this has in fact been the approach intuitively followed by U.S. courts in recent years when confronted with delegation concerns, and it also is an approach increasingly mandated by the U.S. treatymakers and Congress.
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CiteScore
4.80
自引率
2.00%
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