“大义小错”:司法无法无天的用户指南

IF 3 3区 社会学 Q1 LAW
W. Farnsworth
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The essay argues that the courts' usual practice of limiting themselves to decisions they can support with plausible interpretations of legal doctrine helps to constrain judges and provides a partial, but useful, brake on the temptation to make undemocratic and unwise decisions; as judges abandon doctrine in favor of more bluntly pragmatic grounds for decision, it becomes important for them to observe other constraints that can serve the purposes normally furnished by an adherence to more traditional judicial methods. The essay suggests a series of such constraints and considers whether they were observed in Bush v. Gore. First, such decisions should be reserved for cases where the harm to be averted is unambiguous, i.e., where the costs and benefits of the proposed judicial action are sufficiently uncontroversial to serve as impartial bases for decision. This was not the case in Bush v. 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引用次数: 4

摘要

本文为法院从事法外决策提供了指导方针。本文首先假设,布什诉戈尔案的补救决定- -不允许佛罗里达州进行进一步重新计票的决定- -最好被理解为这种决定的一个例子,即,在这个案件中,法院命令了一个它认为符合国家利益的结果,尽管参照传统法律标准是不合理的。这篇文章认为,法院通常的做法是将自己限制在他们可以通过对法律原则的合理解释来支持的决定上,这有助于约束法官,并提供了一种局部但有用的制动,以防止做出不民主和不明智的决定的诱惑;当法官放弃理论而倾向于更直接的务实的判决理由时,对他们来说,重要的是要遵守其他的限制,这些限制可以服务于通常由坚持更传统的司法方法所提供的目的。这篇文章提出了一系列这样的限制,并考虑在布什诉戈尔案中是否存在这些限制。第一,这种决定应保留在要避免的损害是明确的情况下,即所提议的司法行动的成本和利益是足够无争议的,可以作为决定的公正基础。布什诉戈尔案并非如此,因为无论是从经验上还是从概念上,都很难以政治中立的方式确定法院的补救决定的好处是否大于成本。其次,此类决定只应用于解决行为者和机构无法有效应对的问题,并且应以允许其他行为者检查法院判决的校准方式进行。在布什诉戈尔案中,有其他行为者可以处理法院补救措施旨在解决的问题,而作为一个实际问题,补救措施没有给其他行为者留下足够的空间来制约法院的权力。第三,在存在自我交易风险的情况下,应避免做出此类决定;他们还应该是两党合作的——尤其是在无法避免自我交易风险的情况下。布什诉戈尔案的利害关系包括选出在随后的四年中填补最高法院空缺的人选,最高法院在作出裁决时按照惯常的党派路线分裂。在这种情况下,法院如果不能争取到五票以上的支持,特别是这五票,就不应该冒险采取法律外主义。对它有利的是,可以说补救决定是一次有限的罢工;它没有开创一个先例,可能会为最高法院或其他法院树立一个坏榜样,也不会引起公众的反对。我的结论是,鉴于这些考虑,如果将法院在布什诉戈尔案中的补救决定理解为一种善意的无法无天的行为,或者将其理解为一种司法实用主义的研究,将对原则的忠诚置于实际考虑之下,那么法院的补救决定就是错误的。可以代替原则的审慎约束没有得到遵守。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
'To Do a Great Right, Do a Little Wrong': A User's Guide to Judicial Lawlessness
This essay offers guidelines for courts to follow when engaging in extralegal decisionmaking. It begins by hypothesizing that the remedial decision in Bush v. Gore - the decision not to permit Florida to engage in further recounting - is best understood as an example of such a decision, i.e., as a case where the Court ordered an outcome it thought would serve the country's interests despite being unjustifiable by reference to traditional legal standards. The essay argues that the courts' usual practice of limiting themselves to decisions they can support with plausible interpretations of legal doctrine helps to constrain judges and provides a partial, but useful, brake on the temptation to make undemocratic and unwise decisions; as judges abandon doctrine in favor of more bluntly pragmatic grounds for decision, it becomes important for them to observe other constraints that can serve the purposes normally furnished by an adherence to more traditional judicial methods. The essay suggests a series of such constraints and considers whether they were observed in Bush v. Gore. First, such decisions should be reserved for cases where the harm to be averted is unambiguous, i.e., where the costs and benefits of the proposed judicial action are sufficiently uncontroversial to serve as impartial bases for decision. This was not the case in Bush v. Gore, as it was both empirically and conceptually difficult to determine in a politically neutral way whether the benefits of the Court's remedial decision outweighed the costs. Second, such decisions should be taken only to address problems with which actors and institutions cannot effectively cope, and should do so in calibrated ways that allow other actors to check the court's judgment. In Bush v. Gore there were other actors in a position to deal with the problems that the court's remedy was intended to address, and the remedy left inadequate room as a practical matter for those other actors to check the court's power. Third, such decisions should be avoided where there is a risk of self-dealing; they also should be bipartisan - especially where the risk of self-dealing cannot be avoided. The stakes of Bush v. Gore included the selection of the figure who would fill any vacancies on the Court for the subsequent four years, and the Court split along customary partisan lines in making its decision. In these circumstances the Court should not have ventured into extralegalism if it was unable to rally more than five votes to do so - and particularly THOSE five votes. In its favor, it can be said that the remedial decision was a limited strike; it did not create a precedent that is likely to set a bad example for the Court or for other courts, or against which public opposition will be able to accumulate. I conclude that in light of these considerations, the Court's remedial decision in Bush v. Gore was ill-taken if understood as an exercise in well-intentioned lawlessness, or as a study in a judicial pragmatism that subordinates fidelity to doctrine to practical considerations. The prudential constraints that can serve as substitutes for doctrine were not observed.
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来源期刊
CiteScore
1.40
自引率
0.00%
发文量
1
期刊介绍: In January 1917, Professor Henry J. Fletcher launched the Minnesota Law Review with lofty aspirations: “A well-conducted law review . . . ought to do something to develop the spirit of statesmanship as distinguished from a dry professionalism. It ought at the same time contribute a little something to the systematic growth of the whole law.” For the next forty years, in conjunction with the Minnesota State Bar Association, the faculty of the University of Minnesota Law School directed the work of student editors of the Law Review. Despite their initial oversight and vision, however, the faculty gradually handed the editorial mantle over to law students.
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