为什么辩诉交易不是认罪

Brandon L. Garrett
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引用次数: 29

摘要

辩诉交易是一种认罪吗?辩诉交易通常被认为是其核心过程,包括在法庭上认罪。美国最高法院的早期判决批准辩诉交易“不仅仅是承认被告做了各种行为的供词”。我在这篇文章中认为,辩诉交易不是认罪——它们甚至通常不涉及详细的认罪。被告通常承认自己的行为符合犯罪的要素——这在法律上是足够肯定的,但往往没有宣誓,也往往没有广泛的事实记录支持。由于辩诉交易通常只包含公式化的认罪,它们对未来案件的排除作用有限。现代的趋势是找到不排除有罪抗辩的问题,也许除了被指控的罪行的要素。当其他行为者后来试图将附带后果附加在该定罪上时,就会出现缺乏已裁决事实的问题。更仔细地发展事实记录可以帮助防止至少一些无辜被告认罪,但同样重要的是,它可以产生改革,更严格地针对目前附属于整个定罪类别的附带后果。这就是为什么我认为特别重要的是要准确地理解为什么辩诉交易并不“超过”,实际上远低于认罪。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Why Plea Bargains are Not Confessions
Is a plea bargain a type of confession? Plea-bargaining is often justified as at its core a process involving in-court confession. The U.S. Supreme Court’s early decisions approved plea bargains as something “more than a confession which admits that the accused did various acts.” I argue in this Article that plea bargains are not confessions — they do not even typically involve detailed admissions of guilt. The defendant generally admits to acts satisfying elements of the crime — a legally sufficient admission to be sure, but often not under oath, and often not supported by an extensive factual record. Because plea bargains typically contain only formulaic admissions, they have limited preclusive impact in future cases. The modern trend is to find issues not precluded by a guilty plea, except perhaps as to elements of the charged offense. The problem with the lack of adjudicated facts arises when other actors later seek to attach collateral consequences on that conviction. More careful development of the factual record could help to prevent at least some guilty pleas by innocent defendants, but also important, it could produce reforms to more narrowly target the collateral consequences that now attach to entire categories of convictions. That is why I view it as particularly important to understand precisely why plea bargains are not “more than” and are in fact much less than confessions.
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