可分割性即条件性

Eric S. Fish
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引用次数: 11

摘要

最高法院目前的运作前提是,如果它发现法律的一部分违宪,它也可以推翻其他部分。在NFIB诉西贝利厄斯案中,四名法官本可以行使这一权力,以一项违宪条款为基础,推翻整个《合理医疗费用法案》。但目前尚不清楚法院从何处获得这种宣布法律不可分割的权力。这种缺乏明确性造成了一种教义上的混乱,在这种混乱中,最高法院采用了几种不一致的检验标准。在本文中,我试图通过考虑其来源的几种不同理论来澄清不可分割权的范围。在目前关于可分割性的司法学说和学术辩论中,隐含着三种这样的理论:(1)它是一种衡平法上的补救权力,类似于发布民事禁制令的权力;(2)它是一种意图主义的法定解释形式,即法院推翻部分违宪法律的进一步规定,以维护立法者的意图;(3)它是一种适用于立法交易的司法合同救济。本文探讨了这三种理论,梳理了它们各自的逻辑,并表明它们都是令人难以置信的广泛,与宪法第三条不一致。然后,该条发展并捍卫了第四种更狭义的理论:只有在立法机关以另一部分的持续有效性为条件的情况下,法院才能宣布一部成文法不可分割。这种条件性最容易通过明确的不可分割条款找到。但它也可以隐含地发现,当切断一项规定将使成文法的语言变得毫无意义时,或者当成文法中其他有效部分没有违宪规定就不能具有法律效力或不能达到任何目的时。这一理论的主要代价是,它只允许在有限的情况下不可分割,并且不允许法院重写成文法以避免司法审查的不正当后果。好处是,该理论与第三条是一致的,而且它可以防止法官像立法者一样行事。从条约性理论可以得出两个进一步的含义:在联邦法院可以推翻不可分割条款之前,必须有一方有资格对该条款提出质疑;分析可分割性问题的适当单位是整个立法法典(而不是单一的法案或法案)。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Severability as Conditionality
The Supreme Court currently operates under the premise that if it finds one part of a law unconstitutional, it can strike down other parts as well. In NFIB v. Sebelius, four justices would have exercised this power to strike down the entire Affordable Care Act on the basis of one unconstitutional provision. But it is not clear where the Court finds this power to declare laws inseverable. And that lack of clarity has created a doctrinal muddle wherein the Court applies several inconsistent tests. In this Article, I seek to clarify the scope of the inseverability power by considering several different theories of its source. Three such theories are implicit in the current judicial doctrine and academic debate about severability: (1) that it is an equitable remedial power, akin to the power to issue a civil injunction, (2) that it is a form of intentionalist statutory interpretation, wherein courts strike down further provisions of a partially unconstitutional law so as to preserve the legislators’ intentions, and (3) that it is a judicial contract remedy applied to legislative deals. The Article explores these three theories, teasing out their respective logics, and showing that they are all both implausibly broad and inconsistent with Article III of the Constitution. The Article then develops and defends a fourth, narrower theory: that a court can declare a statute inseverable only where the legislature has made one part of the statute conditional on the continued validity of another. Such conditionality can most easily be found through explicit inseverability clauses. But it can also be found implicitly, where severing a provision would make nonsense of a statute’s language, or where otherwise valid parts of a statute cannot have legal effect or do not serve any purpose without the unconstitutional provision. The main cost of this theory is that it only permits inseverability in limited circumstances, and does not allow courts to rewrite statutes so as to avoid the perverse consequences of judicial review. The benefits are that the theory is consistent with Article III, and that it prevents judges from acting like legislators. Two further implications follow from the conditionality theory: that there must be a party with standing to challenge an inseverable provision before a federal court can strike it down; and that the proper unit of analysis for severability questions is the entire legislative code (rather than a single act or bill).
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