不要忘记正当程序:在§2254人身保护令裁决中尚未采取的路径

IF 0.7 4区 社会学 Q2 LAW
J. Marceau
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引用次数: 0

摘要

已经有无数的文章和司法意见致力于解读1996年《反恐怖主义和有效死刑法》(AEDPA)中宣布的人身保护令救济限制的范围和适用。在过去的十年里,法院和学者已经为§2254的几乎每一个小节开发了一个复杂的分析框架。长达十年的解释和评论过程的特点是法定意义和联邦制问题,这些问题对法院来说似乎是无法解决的,因为它们对学术界来说很有趣。但在匆忙整理AEDPA细节的过程中,我们法律体系的标志——基本的正当程序和宪法至上——被忽视了。本文旨在重新聚焦这场辩论。对AEDPA对救济的限制的适用和讨论已经演变成一场关于缺乏可发现意义的法规意义的激烈争论,更不用说明显或简单的意义了。它是法律的深奥主义或法律的混淆,而不是法律的解释。讨论已经变得如此技术性和专业化,更不用说政治上的两极化了,以至于我们有可能永远掩盖《伟大令状》的历史和宪法基础。本文的目的是重塑和简化人身保护辩论,并达成一些急需的共同点。论点很简单:如果州的定罪后程序没有提供一个有意义的纠正程序,使得联邦宪法问题没有得到“充分和公平”的裁决,那么联邦法院就有必要重新审查联邦索赔。这一适度的程序性建议是由一系列著名案例的正当程序所推动的,然而,在解释第2254条的狂热中——在制定所有(e)(2)和(d)(1)的过程中——我们忘记了正当程序。是时候回归了。一个多世纪以前,在弗兰克诉马格南案(Frank v. Magnum)和摩尔诉邓普西案(Moore v. Dempsey)中,最高法院认识到联邦人身保护审查在确保州法院以最低限度的“充分和公平”方式裁决基本宪法刑事诉讼权利方面必须发挥关键作用。可以肯定的是,在布朗诉艾伦案时代,这种对州裁决的公平程序审查的意义微乎其微,甚至微不足道,因为法院认为联邦人身保护令实际上提供了一个不受限制的机会,可以修改州裁决的潜在价值。但是,在伦奎斯特和伯格法院期间产生并通过AEDPA的颁布而加强的联邦人身保护令审查的限制迫使在这种情况下合理地重新审视正当程序。在调查了在裁决宪法刑事诉讼权利的背景下定义正当程序最低标准的法律-“充分和公平”授权-之后,本文建议对第2254条的解读既忠实于正当程序,又与AEDPA的目标一致。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Don’t Forget Due Process: The Path Not (Yet) Taken in § 2254 Habeas Corpus Adjudications
Countless articles and judicial opinions have been devoted to the task of deciphering the scope and application of the limitations on habeas corpus relief announced in the Anti-Terrorism and Effective Death Penalty Act of 1996 (AEDPA). Over the past ten years courts and scholars have developed an intricate framework of analysis for nearly every sub-section of § 2254. The decade-long process of interpretation and commentary has been characterized by questions of statutory meaning and federalism that appear to be as irresolvable for courts as they are intriguing to academics. But in the rush to sort out the minutia of AEDPA, the hallmarks of our legal system, basic due process and constitutional supremacy, have been overlooked. This Article aims to re-focus the debate. The application and discussion of AEDPA’s limitations on relief has devolved into a bitter argument over the meaning of a statute which lacks a discoverable meaning, much less an obvious or plain meaning. It is statutory esotericism or statutory obfuscation much more than it is statutory interpretation. The discussion has become so technical and specialized, not to mention politically polarized, that we are at risk of permanently overshadowing the historical and constitutional underpinnings of the Great Writ. The goal of this Article is to recast and simplify the habeas debate and achieve some much needed common ground. The thesis is simple: where the state post-conviction process does not provide a meaningful corrective process such that federal constitutional issues are not “fully and fairly” adjudicated, it is necessary for the federal courts to review the federal claims de novo. This modest procedural proposal is compelled by due process through a celebrated line of cases, and yet in the frenzy to interpret § 2254 – in working out all of the (e)(2)’s and the (d)(1)’s – we have forgotten due process. It is time to return to it. More than a century ago in Frank v. Magnum and Moore v. Dempsey, the Court recognized the critical role that federal habeas review must play in ensuring that basic constitutional criminal procedure rights were adjudicated in a minimally “full and fair” manner by state courts. To be sure this fair-process check on state adjudications was of minimal, even trivial, significance during the Brown v. Allen era when federal habeas was viewed by the Court as providing a virtually unchecked opportunity to rework the underlying merits of the state adjudication. But the limitations on federal habeas review born during the Rehnquist and Burger Courts and enhanced through the enactment of the AEDPA compel a reasoned revisiting of due process in this context. After surveying the law defining the minimum standards of due process in the context of adjudicating constitutional criminal procedure rights – the “full and fair” mandate – this paper recommends a reading of §2254 that is both faithful to due process and consistent with the goals of the AEDPA.
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期刊介绍: Hastings College of the Law was founded in 1878 as the first law department of the University of California, and today is one of the top-rated law schools in the United States. Its alumni span the globe and are among the most respected lawyers, judges and business leaders today. Hastings was founded in 1878 as the first law department of the University of California and is one of the most exciting and vibrant legal education centers in the nation. Our faculty are nationally renowned as both teachers and scholars.
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