审判中的不确定性与对真相的追求:界定德国性侵案件中的起诉“客观性”

S. Boyne
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引用次数: 3

摘要

德国法律学者克劳斯·罗辛认为,德国检察官是世界上“最客观的公务员”。Roxin对德国起诉实践的评价反映了许多德国法律学者的信念,即德国调查制度中的检察官是致力于寻找客观“真相”的第二法官。在本文中,我研究了检察官如何将德国刑法中规定的客观性的规范性义务“翻译”为可观察到的实践。我研究了三起性侵案件中的检方决策。性侵犯案件对检察官和客观性的定义提出了独特的挑战。由于犯罪通常发生在私下,因此对真相的调查往往集中在受害者和嫌疑人的证词上。在物证不确凿而被告声称受害人同意的案件中,事实查明者调查的重点往往指向受害人的可信度。根据笔录和访谈数据,笔者提出了检察“客观性”的三种“面孔”模型。令人惊讶的是,尽管法官在德国审判中组织证据的呈现,但检察官在“解释”审判中呈现的事实方面发挥了关键作用。在本文研究的每一个案件中,客观性的面貌都是通过主审法官和审判检察官之间展开的关系过程来构建的。尽管许多法律学者坚持认为,刑法典严格限制了德国重大犯罪案件中的检察官自由裁量权,但我的研究表明,在个别检察官解释其客观看待证据的义务的方式上存在很大差异。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Uncertainty and the Search for Truth at Trial: Defining Prosecutorial 'Objectivity' in German Sexual Assault Cases
According to German legal scholar, Claus Roxin, German prosecutors are the 'most objective civil servants' in the world. Roxin’s assessment of German prosecution practice reflects the conviction of many German legal scholars that prosecutors in Germany’s inquisitorial system function as second judges dedicated to finding the objective “truth.” In this paper I investigate how prosecutors “translate” the normative duty of objectivity enshrined in the German penal code into observable practices on the ground. I examine prosecutorial decision-making in three sexual assault trials. Sexual assault cases pose unique challenges to prosecutors as well as to the definition of objectivity. Because the crime typically occurs in private, the search for truth often focuses on the testimony of the victim and the suspect. In cases in which the physical evidence is inconclusive and the defendant claims that the victim consented, the focus of the fact finder’s inquiry is often directed at the victim’s credibility. Drawing on transcript and interview data, I propose three models or “faces” of prosecutorial “objectivity.” Surprisingly, despite the fact that judges structure the presentation of evidence in German trials, prosecutors play a critical role in “interpreting” the facts presented at trial. In each of the cases examined in this paper, the face of objectivity is constructed through a relational process that unfolds between the presiding judge and the trail prosecutor. Although many legal scholars maintain that penal code sharply circumscribes prosecutorial discretion in major crime cases in Germany, my research demonstrates that a wide variation exists in the way that individual prosecutors interpret their duty to view the evidence objectively.
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