法官的量刑为何能实现陪审权:从比较法角度看布莱克利和布克案

Susan F. Mandiberg
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摘要

本文考察了美国最高法院宣布州立法机构和国会25年来的量刑改革无效的依据。当立法机关规定量刑因素的性质和权重时,法官的量刑违反了宪法第六修正案的陪审权;当法官在立法机关规定的范围内拥有自由裁量权时,并不侵犯这一权利。与大陆法系国家的刑事审判相比,法院使用“陪审团审判权”作为普通法传统审判类型特征的简略表述。长期以来,普通法传统提供了一种审判方式,在这种审判中,法官和陪审团作为一个整体,作为对抗严厉和过分热心的立法命令的安全阀。这种模式与民法传统形成对比,在民法传统中,初审法院本质上是立法机关的一个行政部门。本文探讨了各种参数的差异,包括法院结构;法官社会化;以及控制事实调查和法律决策的机制,无论是在一般情况下还是在量刑时。它的结论是,法院的量刑决定重新确立了我们的普通法传统的一个基本特征,这个特征被确定的量刑计划所消除:立法机关在审判中没有最后的发言权。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Why Sentencing by a Judge Fulfills the Right to Jury Trial: A Comparative Law Look at Blakely and Booker
This article examines the basis for the United States Supreme Court's invalidation of twenty-five years of sentencing reform by state legislatures and Congress. Sentencing by a judge violates the Sixth Amendment right to jury trial when the legislature mandates the nature and weight of the sentencing factors; it does not violate that right when the judge has discretion within a range set by the legislature. The Court is using "right to jury trial" as a shorthand for the type of trial characteristic of the common-law tradition, in contrast to criminal trials in civil-law countries. The common-law tradition has long provided a trial in which the judge and jury as a unit act as a safety valve against harsh and overzealous legislative mandates. This model contrasts with the civil-law tradition, in which the trial court is essentially an administrative arm of the legislature. The article explores the differences along a variety of parameters including court structure; socialization of judges; and mechanisms controlling both fact finding and legal decision making, both generally and at sentencing. It concludes that the Court's sentencing decisions have reestablished a basic characteristic of our common-law tradition eliminated by the determinate sentencing schemes: a trial in which the legislature does not have the last word.
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