机密信息泄露和言论自由

IF 1 4区 社会学 Q2 LAW
Heidi Kitrosser
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引用次数: 9

摘要

最近,未经授权传播机密资料的问题引起了很大的注意。美国国家安全局(National Security Agency,简称nsa)未经授权的电子监控项目的信息泄露和公开事件已启动大陪审团调查程序。在弗吉尼亚州东区悬而未决的一宗案件中,美国政府首次起诉在非间谍活动中交换机密信息的普通公民——具体来说,是政治游说活动。这些事件说明了机密信息泄露和出版法律的不发达和深度理论化的状态。关于这一主题的现有理论和学说的中心鸿沟——除了存在的很少之外——是它未能充分整合该主题提出的三权分立和言论自由问题。本文综合了这两组问题,考虑了言论自由的价值和宪法赋予政治部门保护国家安全信息的自由裁量权和能力。本文的结论是,政治部门与国家安全相关的权力——尤其是行政部门庞大的保密能力——并没有削弱应适用于机密信息领域的言论自由保护。相反,这些权力使得与言论和透明度相关的检查在这一领域尤为重要。简而言之,重要的第一修正案保护机密信息泄露和出版物是必要的。根据宪法第二条,总统有权监督一个庞大的分类系统。这可以从宪法结构和历史中推断出来,而且随着时间的推移,随着分类制度和执行分类制度的行政基础设施的急剧发展,这一点也得到了证实。但是,有了这种保密系统的能力和实现,对知情的民众、因此对第一修正案和自治的结构本身产生了重大影响。总统保密的特殊形式,即分类,其表现形式是如此广泛和分散,以至于无法通过国会或其他政府参与者的离散信息要求有效地匹配。相反,第一修正案要求在庞大的保密基础设施中,以及可能被泄露信息的媒体和公众中,为披露信息提供一些喘息空间。这种分析解释了媒体和国民应该受到高度保护的直觉,以免因发布机密信息而受到起诉。这种直觉在很大程度上是正确的,尽管它并不排除符合第一修正案严格标准的惩罚。本文的分析还揭示了在起诉泄露信息的政府雇员时必须达到的宪法平衡。一方面,公务员是宪法第2条规定的公职人员,在涉及国家安全秘密的问题上,要服从总统的判断。从这个意义上说,他们承担着新闻界和一般公众所缺乏的第二条责任。另一方面,由于他们可以在一个庞大而强大的保密系统中获取信息,因此他们具有特殊的第一修正案价值。因此,与媒体和公众相比,政府雇员理应得到更适度的保护,但这一保护程度远高于机密信息泄露自动或推定的刑事定罪所反映的水平。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Classified Information Leaks and Free Speech
Much attention has been paid of late to unauthorized disseminations of classified information. A grand jury proceeding has been initiated to investigate the leak and publication of information about the National Security Agency's warrantless electronic surveillance program. And in a case currently pending in the Eastern District of Virginia, the U.S. government for the first time is prosecuting private citizens for exchanging classified information in the course of concededly non-espionage activities - specifically, political lobbying. These events illuminate the underdeveloped and deeply under-theorized state of the law on classified information leaks and publications. The central chasm in existing theory and doctrine on the topic - apart from how little of it exists - is that it fails adequately to integrate the separation of powers and free speech issues that the topic raises. This Article integrates these two sets of issues, considering both the free speech values at stake and the discretion and capacity constitutionally accorded the political branches to protect national security information. This Article concludes that the national security related powers of the political branches - particularly the executive branch's vast secret-keeping capacity - do not diminish the free speech protections that should apply in the realm of classified information. To the contrary, these powers make speech and transparency related checks particularly crucial in this realm. Significant first amendment protection for classified information leaks and publications, in short, is warranted. The President's Article II capacities enable him to oversee a vast classification system. This can be inferred from constitutional structure and history, and also has been borne out over time as the classification system and the administrative infrastructure to implement it have grown dramatically. But with such capacity for, and realization of, a secrecy system, come substantial implications for an informed populace and hence for the First Amendment and the very structure of self-government. And the particular form of Presidential secrecy that is classification is so broad and so scattered in its manifestations that it cannot effectively be matched through discrete information requests from Congress or other government players. Instead, the First Amendment demands some breathing room for disclosure by those within the vast secret-keeping infrastructure as well as by the press and the public to whom information might be leaked. This analysis explains the intuition that the press and the public should be highly protected from prosecution for classified information publication. This intuition is largely correct, although it does not preclude punishment that would meet stringent First Amendment standards. This Article's analysis also sheds light on the constitutional balance that must be struck in prosecuting government employees for information leaks. On the one hand, government employees serve as functionaries of Article II, subject to Presidential judgments with respect to national security secrets. In this sense, they bear an Article II responsibility that the press and the general public lack. On the other hand, they have special First Amendment value given their access to information within a vast and powerful secret-keeping system. Government employees thus merit a more moderate level of protection than do the press and the public, but a level substantially greater than that reflected by the automatic or presumptive criminalization of classified information leaks.
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CiteScore
1.40
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