持续存在的有目的的利用问题

Henry S. Noyes
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引用次数: 0

摘要

25年来,属人管辖权第二次困扰着美国最高法院。问题是有目的的利用。所有法官都同意,如果没有目的性利用,就不存在特定管辖权,但最高法院无法在J.麦金太尔机械有限公司诉尼卡斯特罗案中拼凑出多数意见,以澄清什么是目的性利用,以及它需要什么。本文提出了一个简单但有意义和必要的解决方案。有目的的利用最好通过其否定性来理解:任何法院都不应认定非居民被告受制于属人管辖权,因为被告无法合理地阻止其与法院的联系。换句话说,如果被告切断与国家的联系是不合理可行的,则不存在有目的的利用。相反,如果被告可以合理可行地阻止其与一个国家的接触,但它没有这样做,则推定存在有目的的利用,并且在公平平衡的前提下,具有特定的管辖权。这一原则与最高法院25年前达成的共识和大多数现任大法官的共识是一致的,即属人管辖权是受正当程序条款保护的个人自由利益。因为这是一种个人自由利益,有目的的利用要求必须以这样一种方式适用,即经济行为者可以组织其行为,以避免在不受欢迎的论坛上受到管辖。适用这一原则导致法院在McIntyre诉Nicastro案中未解决的若干问题得到明确但肯定是有争议的解决。它还清楚地表明,尼卡斯特罗本身就是一个错误的决定。首先,零部件制造商通常不控制其零部件所包含的最终产品的分销和销售点。因此,如果没有一些针对论坛状态的额外行为,组件制造商就不会有目的地利用最终产品销售的特定状态,即使有大量组件定期流入该状态。其次,终端产品制造商几乎完全控制了其产品的初始销售点。因此,终端产品制造商有目的地利用了产品销售给消费者的每个州——即使制造商将产品销售给分销商,分销商再将产品销售给零售商,零售商再将产品销售给消费者。第三,在全国范围内销售产品的制造商有目的地利用了产品销售的每个州,并造成了伤害。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Persistent Problem of Purposeful Availment
For the second time in twenty-five years, personal jurisdiction has perplexed the U.S. Supreme Court. The problem is purposeful availment. All of the Justices agree that specific jurisdiction does not exist without purposeful availment, but the Court could not cobble together a majority opinion in J. McIntyre Machinery, Ltd. v. Nicastro to clarify what purposeful availment means or what it requires.This Article sets forth a simple — yet meaningful and necessary — solution. Purposeful availment is best understood by its negative: no court should find a nonresident defendant subject to personal jurisdiction for a contact with the forum state that the defendant could not reasonably prevent. Put another way, where it is not reasonably feasible for a defendant to sever its connection with the state, purposeful availment does not exist. Conversely, where it is reasonably feasible for a defendant to prevent its contact with a state but it has not done so, there is presumptively purposeful availment and, subject to the fairness balancing, specific jurisdiction.This principle is consistent with the understanding reached by the Court more than twenty-five years ago and shared by a majority of the current Justices that personal jurisdiction is an individual liberty interest that is protected by the Due Process Clause. Because it is an individual liberty interest, the purposeful availment requirement must be applied in such a manner that an economic actor can structure its conduct so as to avoid subjecting itself to jurisdiction in a disfavored forum.Application of this principle leads to clear, but certain to be controversial, resolution of several questions left unresolved by the Court in McIntyre v. Nicastro. It also makes clear that Nicastro itself was wrongly decided. First, component part manufacturers generally do not control the distribution and point of sale of the end product into which their component part is incorporated. Thus, absent some additional conduct targeting the forum state, component part manufacturers do not purposefully avail themselves of a particular state where the end product is sold, even where there is a regular flow of a large quantum of the component parts into that state. Second, end product manufacturers retain nearly complete control over the initial point of sale of their products. Thus, an end product manufacturer has purposefully availed itself of every state where the product is sold to consumers — even where the manufacturer sold the product to a distributor who sold the product to a retailer who sold the product to a consumer. Third, a manufacturer who markets its product nationwide has purposefully availed itself of every state where the product is sold and causes injury.
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