审查非正式联邦规则制定的司法程序权利干预

M. Harris
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引用次数: 0

摘要

1938年《联邦民事诉讼规则》的编纂(“联邦规则”)不仅创造了一种更具交易性的诉讼方式,而且还创造了灵活的当事人结构,这是“公法诉讼”蓬勃发展所必需的。事实上,许多人认为,在公法案件中,非当事人的干预对于确保法院能够听取并保护可能受到其裁决影响的广泛利益至关重要。本文旨在为限制在公法诉讼的特定子集中的干预提供一个案例-根据《行政程序法》(“APA”或“法案”)对非正式联邦规则制定的合法性进行审查。在这些案件中,法院在考虑干预申请时处于困难的地位。一方面,鉴于司法审查的范围狭窄,法院将如何从寻求维护行政规则的被告-干预者的增加中获益尚不清楚。相反,法院面临着信息过载和/或信息退化的可能性,因为被告干预者将重复或不相关的论点纳入诉讼程序。另一方面,当法院选择拒绝这种干预时,可能会产生冗长的上诉,从而进一步推迟司法审查。总之,《联邦规则》下的干预做法损害了有权对机构规则制定进行司法审查的人的权利,最重要的是,通过降低行政规则制定过程的效率,对整个公众产生了负面影响。因此,本文认为,这种做法既不符合《行政程序法》,也不符合《联邦规则》下第三方做法的意图。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Intervention of Right in Judicial Proceedings to Review Informal Federal Rulemakings
The codification of the Federal Rules of Civil Procedure in 1938 (the “Federal Rules”) created not only a more transactional approach to litigation, but also the flexible party structure that was necessary for “public law litigation” to flourish. Indeed, many argue that intervention by non-parties in public law cases is essential to ensure that the court can hear from and protect the wide range of interests likely to be impacted by its decision. This Article seeks to make a case for limiting intervention as of right in a specific subset of public law proceedings –– those brought to review the legality of informal federal rulemakings pursuant to the Administrative Procedure Act (“APA” or the “Act”). The courts in these cases are placed in a difficult position in considering applications to intervene. On one hand, given the narrow scope of judicial review it is unclear how a court will benefit from the addition of defendant-intervenors seeking to uphold the administrative rule. Instead the court faces the likelihood of information overload and/or information degradation as defendant-intervenors incorporate duplicative or irrelevant arguments into the proceedings. On the other hand, when a court chooses to deny such intervention, it creates the possibility of a lengthy appeal that will further delay judicial review. In sum, intervention practice under the Federal Rules harms the rights of those entitled to judicial review of an agency rulemaking and, most importantly, negatively impacts the public as a whole by reducing the efficiency of the administrative rulemaking process. As such, this Article argues that the practice is inconsistent with both the APA and the intent of third-party practice under the Federal Rules.
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