抒情与法律中的拟人论

Barbara Johnson
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As Steven Knapp puts it in his book Personification and the Sublime: Allegorical personification-the endowing of metaphors with the agency of literal persons-was only the most obvious and extravagant instance of what Enlightenment writers perceived, with a mixture of admiration and uneasiness, as the unique ability of poetic genius to give the force of literal reality to figurative \"inventions.\" More important than the incongruous presence of such agents was their contagious effect on the ostensibly literal agents with which they interacted.\"' The uncanniness of the personification, then, was derived from its way of putting in question what the \"natural\" or the \"literal\" might be. What the personification of the corporation ends up revealing, paradoxically enough, is that there is nothing \"natural\" about the natural person often taken as its model. The natural person, far from being a \"given,\" is always the product of a theory of what the given is. This point may be made more clearly through an extreme version of corporate personhood. In a study of corporate rights, Meir DanCohen goes so far as to create the notion of a \"personless corporation,\" a corporate \"person\" entirely controlled by computers, which would nevertheless still possess a \"will\" and a \"personhood\" of its own.\"2 Similarly, we might now ask how it has come to seem \"natural\" that the \"natural person\" with which the corporate person is compared is somehow always a \"genderless person\"; that unnatural genderless person who serves to ground both anthropomorphism and rational choice. We have finally come back to the question of whether there is a difference between anthropomorphism and personification, which arose at the end of the discussion of the essay by Paul de Man. It can now be seen that everything hangs on this question. Anthropomorphism, unlike personification, depends on the givenness of the essence 111. STEVEN KNAPP, PERSONIFICATION AND THE SUBLIME 2 (1985). 112. MEIR DAN-COHEN, RIGHTS, PERSONS, AND ORGANIZATIONS: A LEGAL THEORY FOR BUREAUCRATIC SOCIETY 46-51 (1986). 1998] 25 Johnson: Anthropomorphism in Lyric and Law Published by Yale Law School Legal Scholarship Repository, 1998 Yale Journal of Law & the Humanities [Vol. 10: 549 of the human; the mingling of personifications on the same footing as \"real\" agents threatens to make the uncertainty about what humanness is come to consciousness. Perhaps the loss of unconsciousness about the lack of humanness is what de Man was calling \"true 'mourning.\"'113 Perhaps the \"fallacious lyrical reading of the unintelligible\" is exactly what legislators count on lyric poetry to provide: the assumption that the human has been or can be defined. The human can then be presupposed without the question of its definition being raised as a question-legal or otherwise. Thus the poets truly would be, as Shelley claimed, the \"unacknowledged legislators of the world,\"'14 not because they covertly determine policy, but because it is somehow necessary and useful that there be a powerful, presupposable, unacknowledgment. But the very rhetorical sleight of hand that would instate such an unacknowledgment is indistinguishable from the rhetorical structure that would empty it. 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As Steven Knapp puts it in his book Personification and the Sublime: Allegorical personification-the endowing of metaphors with the agency of literal persons-was only the most obvious and extravagant instance of what Enlightenment writers perceived, with a mixture of admiration and uneasiness, as the unique ability of poetic genius to give the force of literal reality to figurative \\\"inventions.\\\" More important than the incongruous presence of such agents was their contagious effect on the ostensibly literal agents with which they interacted.\\\"' The uncanniness of the personification, then, was derived from its way of putting in question what the \\\"natural\\\" or the \\\"literal\\\" might be. What the personification of the corporation ends up revealing, paradoxically enough, is that there is nothing \\\"natural\\\" about the natural person often taken as its model. The natural person, far from being a \\\"given,\\\" is always the product of a theory of what the given is. 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引用次数: 31

摘要

事实上,它不仅渗透到法律史中,也渗透到文学史中。对拟人化公司代理的紧张与启蒙运动作家对诗人所幻想的拟人化的紧张相呼应。正如Steven Knapp在他的《拟人化与崇高》一书中所言:寓言拟人化——赋予隐喻以文字人物的中介——只是启蒙运动作家们所感知到的最明显和最夸张的例子,他们既钦佩又不安,因为诗歌天才的独特能力赋予了具象的“发明”以文字现实的力量。比这些媒介的不协调存在更重要的是它们对表面上与它们互动的媒介的传染效应。人格化的不可思议之处在于,它提出了“自然”或“字面”可能是什么的问题。自相矛盾的是,公司的人格化最终揭示的是,通常被视为其模型的自然人没有任何“自然”之处。自然人远不是“被给予的”,而总是关于被给予是什么的理论的产物。这一点可以通过企业人格的一个极端版本来更清楚地说明。在对公司权利的研究中,梅尔·丹科恩甚至提出了“无人格公司”的概念,即完全由计算机控制的公司“人”,尽管如此,它仍然拥有自己的“意志”和“人格”。同样,我们现在可能会问,为什么与法人相比较的“自然人”在某种程度上总是一个“无性别的人”,这似乎是“自然的”;这个不自然的无性人是拟人论和理性选择的基础。我们终于回到了拟人论和拟人论之间是否有区别的问题,这个问题是在讨论保罗·德曼的文章的最后出现的。现在可以看出,一切都取决于这个问题。拟人论与拟人论不同,它依赖于本质的给定。史蒂文·纳普,《拟人化与崇高》(1985)。112. 权利、个人和组织:官僚社会的法律理论46-51(1986)。[1998]刘文强:《抒情与法律的拟人论》,《耶鲁大学法学学术论文库》,《耶鲁法学与人文学刊》第10卷第549期;人格化与“真实的”代理人在同一基础上的混合,威胁到人类意识的不确定性。也许对人性缺失的无意识丧失就是德曼所说的“真正的”哀悼。113也许“对不可理解之物的谬误抒情解读”正是立法者指望抒情诗所提供的:假设人类已经或可以被定义。这样,人类就可以被预先假定,而不需要将其定义作为一个问题——法律问题或其他问题——提出来。因此,正如雪莱所说,诗人确实是“世界上未被承认的立法者”,不是因为他们暗中决定政策,而是因为有一种强大的、预设的、未被承认的东西在某种程度上是必要和有用的。但是,造成这种不承认的修辞手法与使这种不承认变得空洞的修辞结构是无法区分的。抒情和法律是两种最强大的话语存在于断层线上
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Anthropomorphism in Lyric and Law
ions, has in fact permeated not only legal but also literary history. Nervousness about the agency of the personified corporation echoes the nervousness Enlightenment writers felt about the personifications dreamed up by the poets. As Steven Knapp puts it in his book Personification and the Sublime: Allegorical personification-the endowing of metaphors with the agency of literal persons-was only the most obvious and extravagant instance of what Enlightenment writers perceived, with a mixture of admiration and uneasiness, as the unique ability of poetic genius to give the force of literal reality to figurative "inventions." More important than the incongruous presence of such agents was their contagious effect on the ostensibly literal agents with which they interacted."' The uncanniness of the personification, then, was derived from its way of putting in question what the "natural" or the "literal" might be. What the personification of the corporation ends up revealing, paradoxically enough, is that there is nothing "natural" about the natural person often taken as its model. The natural person, far from being a "given," is always the product of a theory of what the given is. This point may be made more clearly through an extreme version of corporate personhood. In a study of corporate rights, Meir DanCohen goes so far as to create the notion of a "personless corporation," a corporate "person" entirely controlled by computers, which would nevertheless still possess a "will" and a "personhood" of its own."2 Similarly, we might now ask how it has come to seem "natural" that the "natural person" with which the corporate person is compared is somehow always a "genderless person"; that unnatural genderless person who serves to ground both anthropomorphism and rational choice. We have finally come back to the question of whether there is a difference between anthropomorphism and personification, which arose at the end of the discussion of the essay by Paul de Man. It can now be seen that everything hangs on this question. Anthropomorphism, unlike personification, depends on the givenness of the essence 111. STEVEN KNAPP, PERSONIFICATION AND THE SUBLIME 2 (1985). 112. MEIR DAN-COHEN, RIGHTS, PERSONS, AND ORGANIZATIONS: A LEGAL THEORY FOR BUREAUCRATIC SOCIETY 46-51 (1986). 1998] 25 Johnson: Anthropomorphism in Lyric and Law Published by Yale Law School Legal Scholarship Repository, 1998 Yale Journal of Law & the Humanities [Vol. 10: 549 of the human; the mingling of personifications on the same footing as "real" agents threatens to make the uncertainty about what humanness is come to consciousness. Perhaps the loss of unconsciousness about the lack of humanness is what de Man was calling "true 'mourning."'113 Perhaps the "fallacious lyrical reading of the unintelligible" is exactly what legislators count on lyric poetry to provide: the assumption that the human has been or can be defined. The human can then be presupposed without the question of its definition being raised as a question-legal or otherwise. Thus the poets truly would be, as Shelley claimed, the "unacknowledged legislators of the world,"'14 not because they covertly determine policy, but because it is somehow necessary and useful that there be a powerful, presupposable, unacknowledgment. But the very rhetorical sleight of hand that would instate such an unacknowledgment is indistinguishable from the rhetorical structure that would empty it. Lyric and law are two of the most powerful discourses that exist along the fault line of
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