A forensics and compliance auditing framework for critical infrastructure protection

Contemporary societies are increasingly dependent on products and services provided by Critical Infrastructure (CI) such as power plants, energy distribution networks, transportation systems and manufacturing facilities. Due to their nature, size and complexity, such CIs are often supported by Industrial Automation and Control Systems (IACS), which are in charge of managing assets and controlling everyday operations.

As these IACS become larger and more complex, encompassing a growing number of processes and interconnected monitoring and actuating devices, the attack surface of the underlying CIs increases. This situation calls for new strategies to improve Critical Infrastructure Protection (CIP) frameworks, based on evolved approaches for data analytics, able to gather insights from the CI.

In this paper, we propose an Intrusion and Anomaly Detection System (IADS) framework that adopts forensics and compliance auditing capabilities at its core to improve CIP. Adopted forensics techniques help to address, for instance, post-incident analysis and investigation, while the support of continuous auditing processes simplifies compliance management and service quality assessment.

More specifically, after discussing the rationale for such a framework, this paper presents a formal description of the proposed components and functions and discusses how the framework can be implemented using a cloud-native approach, to address both functional and non-functional requirements. An experimental analysis of the framework scalability is also provided.