将工人的权利带到意想不到的地方

IF 2.3 2区 社会学 Q1 LAW
Mark Fathi Massoud
{"title":"将工人的权利带到意想不到的地方","authors":"Mark Fathi Massoud","doi":"10.1111/lasr.12676","DOIUrl":null,"url":null,"abstract":"<p>To help prevent discrimination, particularly against women and ethnic minorities, policymakers in the United States (US) have written and passed civil rights laws that require employers to address hate or harassment at workplaces. Sometimes, however, the programs that corporate managers create do not actually give workers a full opportunity to resolve their complaints; the programs are, instead, symbolic attempts to comply with federal and state civil rights legislation. Moreover, judges have come to see the mere existence of these programs, inadequate as they are, as evidence that corporations protect workers' rights.</p><p>Lauren B. Edelman (1955–2023) and I have approached this problem of how workers achieve their rights by studying it in two very different contexts—Edelman in the US, and me in South Sudan. This essay honors Edelman's body of scholarship by describing what I learned about workers' rights in a context—a new nation emerging from civil war—radically different from the North American corporations and courts that Edelman studied. More personally, I also share what I learned from Edelman—as her student and, later, her professional colleague—about designing and executing a research project and writing up the results for an interdisciplinary audience.</p><p>In 2010, I traveled to South Sudan before it became the world's newest country.1 South Sudan was a few months away from its independence from Sudan, a hard-fought prize after one of Africa's longest and deadliest civil wars. My own family had fled Sudan during the early 1980s when I was a boy, as this war was just beginning. Decades later, I arrived in South Sudan as a lawyer and a professor seeking to understand what the law, especially human rights law, looked like at the moment of a nation's founding. Where was the law, who was creating and using it, and how did it matter in the transition to political independence?</p><p>When I arrived in Juba, South Sudan's capital city, I found that many courthouses were still under construction. There were also just a few lawyers in a nation about the same size as France. Not far from the government's construction sites, it was hard to miss the dozens of other buildings dotting the city, each safely ensconced within its own walled compound. Inside each of these guarded compounds was the local office of a non-governmental organization (NGO), typically an established aid group whose global headquarters was far away in Europe or North America.</p><p>These international NGOs operating in South Sudan had varying goals like promoting the rule of law, protecting children's rights, building literacy, advocating for peace, or drafting legislation to hold national elections or encourage foreign investment. Staff who worked in these organizations shared a desire to build up the new nation's capacity to commit to democracy and protect human rights. With financial support from United Nations agencies and other aid groups, foreign managers in these offices hired South Sudanese employees to work under them. Those South Sudanese employees were essential to helping the NGOs access people and places across South Sudan. The employees' jobs typically were defined by one-year, sometimes renewable, employment contracts.</p><p>Whereas there was little state law to speak of outside the NGOs' compounds, inside of them, they were teeming with laws. NGOs were circulating constitutional texts, promoting international treaties, and sharing global policies designed to compel the new government and its citizens to learn how to prevent violence and guarantee human rights. Law also existed in a much more mundane form in the files of the NGOs themselves. This includes documents like employment contracts, employment terms of reference, employee codes of conduct, and employee handbooks that new, young workers—themselves recent survivors of the war—signed. Law also existed in the spreadsheets and accounting systems that they used daily. During my research, I found that these handbooks, accounting systems, and spreadsheets, remarkably, did little to liberate the survivors of war who were employed by these organizations. Instead, to some of these workers I met, everyday bureaucratic practices became the symbols of their continued oppression.</p><p>When South Sudan was emerging from civil war and becoming an independent nation, NGOs' internal bureaucracies created a kind of legal authority under which employees labored, which influenced their legal consciousness. Much like Edelman's research shows how for-profit American companies paradoxically shaped the very laws that were meant to regulate them—what Edelman termed “legal endogeneity” (Edelman, <span>2016</span>)—my research in South Sudan revealed how non-profit aid groups created and used workplace bureaucracies that sidelined workers' rights in the places where these NGOs operated. My article about this phenomenon of how organizations behave in post-conflict settings, “Work Rules,” appears in the <i>Law &amp; Society Review</i> (Massoud, <span>2015</span>). In “Work Rules,” I argued that human rights NGOs created “repetitive and formalistic processes” that constituted “an everyday legal order that pervaded local employees' … postwar livelihoods” (Id., 359).</p><p>From my research with people working their way out of civil war, I learned that the content of human rights, when seen from the perspective of local staff, failed to live up to its expectations. This is a striking parallel to Edelman's central claim that US civil rights law, when studied from American workers' perspectives, also fails to live up to its promises. This research does not stand alone. Other scholars, some of whom are Edelman's co-authors or, like me, her former students, have applied or extended Edelman's findings about the bureaucratization of law to different settings. These include civil rights (Edelman &amp; Talesh, <span>2011</span>), workplace discrimination (Edelman et al., <span>2016</span>), sex-based harassment (Edelman &amp; Cabrera, <span>2020</span>), school discipline (Preiss et al., <span>2016</span>), social movements (Edelman et al., <span>2010</span>), judicial decision making (Edelman et al., <span>2011</span>), equal employment opportunity grievance procedures (Edelman et al., <span>1999</span>), consumer protection law (Talesh, <span>2009</span>), insurance law (Talesh, <span>2015</span>), privacy law (Talesh, <span>2018</span>), and high technology law. This body of scholarship is focused on the United States, and it speaks to the concept of legal co-optation, or the ways that organizations seize and subvert the laws that were designed to regulate them. There is also a parallel story to be told, from workers' perspectives, about legal resistance. The case of South Sudan tells that story.</p><p>Consider the office cleaners, drivers, and other staff I met who worked for international NGOs in South Sudan. Many of them—especially those who were unable to read and write well in English, the operating language of the NGOs—were not aware that their employment handbooks gave them some rights, such as the right to be free from harassment. These handbooks sometimes emerged out of employment laws in the foreign nations where the NGOs had their headquarters, and at other times they grew out of local laws, if applicable. However, in my interviews with South Sudanese “national staff” of these aid groups, they told me that their foreign managers often ignored or even dismissed South Sudanese employees who tried to organize with co-workers to secure their rights. Human rights seemed to be a goal that existed outside, rather than inside, the NGOs.</p><p>Patricia, a South Sudanese woman I met, had recently left a short-term job with an international NGO for another organization. She told me that in her previous position she had tried to organize her co-workers to talk about the health, transportation, and holiday benefits that foreign or “international staff” had been receiving, but that South Sudanese staff had not been receiving. Patricia's superiors on the managerial team learned about her advocacy and told her that she was sowing dissent and “confusion,” she told me, during our interview at a café in Juba not far from that NGO's office.2 Managers also withheld information from her because she had been trying to help her co-workers understand their rights. Patricia said her managers wanted to stop her from doing “capacity building” with her fellow South Sudanese employees. Her superiors “fear[ed] they would lose their jobs” if the South Sudanese employees became “educated” about their rights, she said. “I was fighting for their rights until the end of my contract,” she lamented to me after the job ended. “To be employed” by an international NGO, Patricia said, turning her attention back toward the old office, “no way!”</p><p>Some workers did not try to assert the rights that they knew they had or that they felt they needed, partly because a strong culture of rights claiming did not exist, especially against powerful NGOs. Terrence, an Arabic- and English-speaking South Sudanese person who worked for an organization that operated primarily in French, told me that he resigned his position instead of claiming the right to work free from discrimination. He said that his boss “would skip” over him to speak to Terrence's own “French subordinates.”3 This left Terrence feeling isolated at work, as if his foreign manager was forcing his “segregation [and] discrimination,” he told me when we met later in Khartoum, Sudan's capital city. When I asked him if he ever filed a claim for discrimination, he told me that fighting for his rights was akin to seeking revenge, and “avenging is not good.”</p><p>Others did not assert their rights because NGOs are the primary source of stable employment in a post-conflict context. South Sudanese staff I met either did not want to antagonize their line managers or adversely affect their ability to find new work, not least because of the unceasing pursuit of short-term contracts from NGOs whose offices were all down the road from one another. After one or two years, “your job is gone,” one South Sudanese international NGO worker told me.4 Another person, Luca, had been given two months' notice of redundancy by his employer, an international NGO, even though Sudanese labor law, which at the time also governed South Sudan, required a minimum of three months' notice. When I asked Luca about this, he said it had seemed futile to raise a labor law violation with the human resources manager. “I have a … copy of the labor laws,” Luca said, but “at the end of the day, we … worked together, we stayed together.”5 He struggled in those two months to find another job so that he would not lose income after his contract ended. Just days before the two months passed, he landed a short-term contract with another nearby humanitarian agency.</p><p>The German sociologist Max Weber (<span>1978</span>, 212) discussed this phenomenon of resistance and dependency when he argued that the structure of large organizations is bureaucratic, hierarchal, and legalistic in order to create an “interest in obedience” (Weber, <span>1978</span>, 212) and to cultivate a “belief in [the organization's] legitimacy” (Id., 213). Edelman's work shows how this finding holds for commerical organizations in the US. I had not anticipated confirming Weber's and Edelman's theories when I was investigating how human rights organizations operated. As I concluded in the article “Work Rules,” a “culture of legalism … often does not translate into actual rights for employees, even within NGOs whose outward mission is to promote human rights” (Massoud, <span>2015</span>, 350).</p><p>I thought about Edelman's scholarship while I was interviewing workers about their rights in South Sudan in the early 2010s, and later on after I returned to California to write up the analysis for publication in this journal. I also thought about the ways that Edelman mentored me when I was a doctoral student with the Jurisprudence &amp; Social Policy Program at the University of California, Berkeley, where she taught during most of her career until her death in 2023. I carry three important lessons from Laurie's mentorship into my career advising and supporting the next generation of students.</p><p>First, I have learned to follow a structured format when writing for an interdisciplinary audience. At the Law and Society Graduate Workshop, one of Edelman's courses that I took at UC Berkeley, Laurie shared with me the importance of situating my work in a literature, and of explaining how other people have tried to answer the question that I am asking. She asked me to explain my methods as clearly as possible—how did I make contacts and collect data, who did I meet, and why? She encouraged me to give the reader a clear sense of what my ethnography was by integrating description and using detailed quotes from interviews. She pressed me to consider what is outside my analysis, saying that “It is incumbent on you [as the author] to talk about data that doesn't fit.” She also told me that the burden was mine to convince the reader that my interpretation of the data was the correct one. Looking back at my notes from nearly 20 years ago, I see now that Laurie's advice to me is similar to what I share with doctoral students and other early career scholars.</p><p>Second, I have learned to be grateful for my accomplishments and to create space for others to flourish. Laurie was a successful scholar who also went out of her way to help others do well. She nominated students and colleagues for national and international awards. Laurie and I last communicated in 2022 a few months before her death. I thanked her for bringing together a group of us to nominate Malcolm M. Feeley for the American Political Science Association Law and Courts Section Lifetime Achievement Award, which Feeley had just received. I have tried to follow Laurie's example in my own career by setting up labs and workshops for early career scholars from different parts of the world—especially those who come from diverse backgrounds that are under-represented in law and society or who took career breaks due to family obligations—to share their research and receive structured feedback from one another and from me. My efforts are founded upon the model that Laurie pioneered for me.</p><p>Third, and finally, I have learned not to rest on laurels. Whether in regard to an article pitch, a book proposal, or a grant application, Laurie told me always to “give the reader … a sense of how and why your work is important by explaining its merits.” She wrote those words to me in an email message in 2014, after she reviewed my draft application for a fellowship that she had earned nearly 15 years earlier in 2000. Her advice led me to revise and rethink how I had been writing grant proposals generally. I began to focus my energy on maintaining the reader's attention on what I was proposing to do during the grant period, rather than on what I already knew or what the literature said. On the day that I was awarded this research fellowship in April 2015, I wrote to Laurie, “Thank you for the support and wisdom you have shared with me … I would not be where I am today without your positive impact on my life and work.” I could not say this better today.</p>","PeriodicalId":48100,"journal":{"name":"Law & Society Review","volume":"57 3","pages":"385-389"},"PeriodicalIF":2.3000,"publicationDate":"2023-09-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/lasr.12676","citationCount":"0","resultStr":"{\"title\":\"Taking workers' rights to unexpected places\",\"authors\":\"Mark Fathi Massoud\",\"doi\":\"10.1111/lasr.12676\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>To help prevent discrimination, particularly against women and ethnic minorities, policymakers in the United States (US) have written and passed civil rights laws that require employers to address hate or harassment at workplaces. Sometimes, however, the programs that corporate managers create do not actually give workers a full opportunity to resolve their complaints; the programs are, instead, symbolic attempts to comply with federal and state civil rights legislation. Moreover, judges have come to see the mere existence of these programs, inadequate as they are, as evidence that corporations protect workers' rights.</p><p>Lauren B. Edelman (1955–2023) and I have approached this problem of how workers achieve their rights by studying it in two very different contexts—Edelman in the US, and me in South Sudan. This essay honors Edelman's body of scholarship by describing what I learned about workers' rights in a context—a new nation emerging from civil war—radically different from the North American corporations and courts that Edelman studied. More personally, I also share what I learned from Edelman—as her student and, later, her professional colleague—about designing and executing a research project and writing up the results for an interdisciplinary audience.</p><p>In 2010, I traveled to South Sudan before it became the world's newest country.1 South Sudan was a few months away from its independence from Sudan, a hard-fought prize after one of Africa's longest and deadliest civil wars. My own family had fled Sudan during the early 1980s when I was a boy, as this war was just beginning. Decades later, I arrived in South Sudan as a lawyer and a professor seeking to understand what the law, especially human rights law, looked like at the moment of a nation's founding. Where was the law, who was creating and using it, and how did it matter in the transition to political independence?</p><p>When I arrived in Juba, South Sudan's capital city, I found that many courthouses were still under construction. There were also just a few lawyers in a nation about the same size as France. Not far from the government's construction sites, it was hard to miss the dozens of other buildings dotting the city, each safely ensconced within its own walled compound. Inside each of these guarded compounds was the local office of a non-governmental organization (NGO), typically an established aid group whose global headquarters was far away in Europe or North America.</p><p>These international NGOs operating in South Sudan had varying goals like promoting the rule of law, protecting children's rights, building literacy, advocating for peace, or drafting legislation to hold national elections or encourage foreign investment. Staff who worked in these organizations shared a desire to build up the new nation's capacity to commit to democracy and protect human rights. With financial support from United Nations agencies and other aid groups, foreign managers in these offices hired South Sudanese employees to work under them. Those South Sudanese employees were essential to helping the NGOs access people and places across South Sudan. The employees' jobs typically were defined by one-year, sometimes renewable, employment contracts.</p><p>Whereas there was little state law to speak of outside the NGOs' compounds, inside of them, they were teeming with laws. NGOs were circulating constitutional texts, promoting international treaties, and sharing global policies designed to compel the new government and its citizens to learn how to prevent violence and guarantee human rights. Law also existed in a much more mundane form in the files of the NGOs themselves. This includes documents like employment contracts, employment terms of reference, employee codes of conduct, and employee handbooks that new, young workers—themselves recent survivors of the war—signed. Law also existed in the spreadsheets and accounting systems that they used daily. During my research, I found that these handbooks, accounting systems, and spreadsheets, remarkably, did little to liberate the survivors of war who were employed by these organizations. Instead, to some of these workers I met, everyday bureaucratic practices became the symbols of their continued oppression.</p><p>When South Sudan was emerging from civil war and becoming an independent nation, NGOs' internal bureaucracies created a kind of legal authority under which employees labored, which influenced their legal consciousness. Much like Edelman's research shows how for-profit American companies paradoxically shaped the very laws that were meant to regulate them—what Edelman termed “legal endogeneity” (Edelman, <span>2016</span>)—my research in South Sudan revealed how non-profit aid groups created and used workplace bureaucracies that sidelined workers' rights in the places where these NGOs operated. My article about this phenomenon of how organizations behave in post-conflict settings, “Work Rules,” appears in the <i>Law &amp; Society Review</i> (Massoud, <span>2015</span>). In “Work Rules,” I argued that human rights NGOs created “repetitive and formalistic processes” that constituted “an everyday legal order that pervaded local employees' … postwar livelihoods” (Id., 359).</p><p>From my research with people working their way out of civil war, I learned that the content of human rights, when seen from the perspective of local staff, failed to live up to its expectations. This is a striking parallel to Edelman's central claim that US civil rights law, when studied from American workers' perspectives, also fails to live up to its promises. This research does not stand alone. Other scholars, some of whom are Edelman's co-authors or, like me, her former students, have applied or extended Edelman's findings about the bureaucratization of law to different settings. These include civil rights (Edelman &amp; Talesh, <span>2011</span>), workplace discrimination (Edelman et al., <span>2016</span>), sex-based harassment (Edelman &amp; Cabrera, <span>2020</span>), school discipline (Preiss et al., <span>2016</span>), social movements (Edelman et al., <span>2010</span>), judicial decision making (Edelman et al., <span>2011</span>), equal employment opportunity grievance procedures (Edelman et al., <span>1999</span>), consumer protection law (Talesh, <span>2009</span>), insurance law (Talesh, <span>2015</span>), privacy law (Talesh, <span>2018</span>), and high technology law. This body of scholarship is focused on the United States, and it speaks to the concept of legal co-optation, or the ways that organizations seize and subvert the laws that were designed to regulate them. There is also a parallel story to be told, from workers' perspectives, about legal resistance. The case of South Sudan tells that story.</p><p>Consider the office cleaners, drivers, and other staff I met who worked for international NGOs in South Sudan. Many of them—especially those who were unable to read and write well in English, the operating language of the NGOs—were not aware that their employment handbooks gave them some rights, such as the right to be free from harassment. These handbooks sometimes emerged out of employment laws in the foreign nations where the NGOs had their headquarters, and at other times they grew out of local laws, if applicable. However, in my interviews with South Sudanese “national staff” of these aid groups, they told me that their foreign managers often ignored or even dismissed South Sudanese employees who tried to organize with co-workers to secure their rights. Human rights seemed to be a goal that existed outside, rather than inside, the NGOs.</p><p>Patricia, a South Sudanese woman I met, had recently left a short-term job with an international NGO for another organization. She told me that in her previous position she had tried to organize her co-workers to talk about the health, transportation, and holiday benefits that foreign or “international staff” had been receiving, but that South Sudanese staff had not been receiving. Patricia's superiors on the managerial team learned about her advocacy and told her that she was sowing dissent and “confusion,” she told me, during our interview at a café in Juba not far from that NGO's office.2 Managers also withheld information from her because she had been trying to help her co-workers understand their rights. Patricia said her managers wanted to stop her from doing “capacity building” with her fellow South Sudanese employees. Her superiors “fear[ed] they would lose their jobs” if the South Sudanese employees became “educated” about their rights, she said. “I was fighting for their rights until the end of my contract,” she lamented to me after the job ended. “To be employed” by an international NGO, Patricia said, turning her attention back toward the old office, “no way!”</p><p>Some workers did not try to assert the rights that they knew they had or that they felt they needed, partly because a strong culture of rights claiming did not exist, especially against powerful NGOs. Terrence, an Arabic- and English-speaking South Sudanese person who worked for an organization that operated primarily in French, told me that he resigned his position instead of claiming the right to work free from discrimination. He said that his boss “would skip” over him to speak to Terrence's own “French subordinates.”3 This left Terrence feeling isolated at work, as if his foreign manager was forcing his “segregation [and] discrimination,” he told me when we met later in Khartoum, Sudan's capital city. When I asked him if he ever filed a claim for discrimination, he told me that fighting for his rights was akin to seeking revenge, and “avenging is not good.”</p><p>Others did not assert their rights because NGOs are the primary source of stable employment in a post-conflict context. South Sudanese staff I met either did not want to antagonize their line managers or adversely affect their ability to find new work, not least because of the unceasing pursuit of short-term contracts from NGOs whose offices were all down the road from one another. After one or two years, “your job is gone,” one South Sudanese international NGO worker told me.4 Another person, Luca, had been given two months' notice of redundancy by his employer, an international NGO, even though Sudanese labor law, which at the time also governed South Sudan, required a minimum of three months' notice. When I asked Luca about this, he said it had seemed futile to raise a labor law violation with the human resources manager. “I have a … copy of the labor laws,” Luca said, but “at the end of the day, we … worked together, we stayed together.”5 He struggled in those two months to find another job so that he would not lose income after his contract ended. Just days before the two months passed, he landed a short-term contract with another nearby humanitarian agency.</p><p>The German sociologist Max Weber (<span>1978</span>, 212) discussed this phenomenon of resistance and dependency when he argued that the structure of large organizations is bureaucratic, hierarchal, and legalistic in order to create an “interest in obedience” (Weber, <span>1978</span>, 212) and to cultivate a “belief in [the organization's] legitimacy” (Id., 213). Edelman's work shows how this finding holds for commerical organizations in the US. I had not anticipated confirming Weber's and Edelman's theories when I was investigating how human rights organizations operated. As I concluded in the article “Work Rules,” a “culture of legalism … often does not translate into actual rights for employees, even within NGOs whose outward mission is to promote human rights” (Massoud, <span>2015</span>, 350).</p><p>I thought about Edelman's scholarship while I was interviewing workers about their rights in South Sudan in the early 2010s, and later on after I returned to California to write up the analysis for publication in this journal. I also thought about the ways that Edelman mentored me when I was a doctoral student with the Jurisprudence &amp; Social Policy Program at the University of California, Berkeley, where she taught during most of her career until her death in 2023. I carry three important lessons from Laurie's mentorship into my career advising and supporting the next generation of students.</p><p>First, I have learned to follow a structured format when writing for an interdisciplinary audience. At the Law and Society Graduate Workshop, one of Edelman's courses that I took at UC Berkeley, Laurie shared with me the importance of situating my work in a literature, and of explaining how other people have tried to answer the question that I am asking. She asked me to explain my methods as clearly as possible—how did I make contacts and collect data, who did I meet, and why? She encouraged me to give the reader a clear sense of what my ethnography was by integrating description and using detailed quotes from interviews. She pressed me to consider what is outside my analysis, saying that “It is incumbent on you [as the author] to talk about data that doesn't fit.” She also told me that the burden was mine to convince the reader that my interpretation of the data was the correct one. Looking back at my notes from nearly 20 years ago, I see now that Laurie's advice to me is similar to what I share with doctoral students and other early career scholars.</p><p>Second, I have learned to be grateful for my accomplishments and to create space for others to flourish. Laurie was a successful scholar who also went out of her way to help others do well. She nominated students and colleagues for national and international awards. Laurie and I last communicated in 2022 a few months before her death. I thanked her for bringing together a group of us to nominate Malcolm M. Feeley for the American Political Science Association Law and Courts Section Lifetime Achievement Award, which Feeley had just received. I have tried to follow Laurie's example in my own career by setting up labs and workshops for early career scholars from different parts of the world—especially those who come from diverse backgrounds that are under-represented in law and society or who took career breaks due to family obligations—to share their research and receive structured feedback from one another and from me. My efforts are founded upon the model that Laurie pioneered for me.</p><p>Third, and finally, I have learned not to rest on laurels. Whether in regard to an article pitch, a book proposal, or a grant application, Laurie told me always to “give the reader … a sense of how and why your work is important by explaining its merits.” She wrote those words to me in an email message in 2014, after she reviewed my draft application for a fellowship that she had earned nearly 15 years earlier in 2000. Her advice led me to revise and rethink how I had been writing grant proposals generally. I began to focus my energy on maintaining the reader's attention on what I was proposing to do during the grant period, rather than on what I already knew or what the literature said. On the day that I was awarded this research fellowship in April 2015, I wrote to Laurie, “Thank you for the support and wisdom you have shared with me … I would not be where I am today without your positive impact on my life and work.” I could not say this better today.</p>\",\"PeriodicalId\":48100,\"journal\":{\"name\":\"Law & Society Review\",\"volume\":\"57 3\",\"pages\":\"385-389\"},\"PeriodicalIF\":2.3000,\"publicationDate\":\"2023-09-22\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1111/lasr.12676\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Law & Society Review\",\"FirstCategoryId\":\"90\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1111/lasr.12676\",\"RegionNum\":2,\"RegionCategory\":\"社会学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"LAW\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Law & Society Review","FirstCategoryId":"90","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/lasr.12676","RegionNum":2,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"LAW","Score":null,"Total":0}
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摘要

为了帮助防止歧视,特别是对妇女和少数族裔的歧视,美国的政策制定者制定并通过了民权法,要求雇主解决工作场所的仇恨或骚扰问题。然而,有时,公司经理制定的计划实际上并没有给员工充分的机会来解决他们的投诉;相反,这些项目是为了遵守联邦和州民权立法的象征性尝试。此外,法官们已经开始将这些计划的存在视为公司保护工人权利的证据,尽管这些计划并不充分。Lauren B.Edelman(1955–2023)和我通过在两个截然不同的背景下研究工人如何实现权利的问题——美国的Edelman和南苏丹的我。这篇文章通过描述我在一个从内战中崛起的新国家的背景下对工人权利的了解来表彰埃德尔曼的学术体系,这个背景与埃德尔曼研究的北美公司和法院截然不同。就我个人而言,我还分享了我从Edelman那里学到的东西——作为她的学生,后来也是她的专业同事——关于设计和执行一个研究项目,以及为跨学科观众撰写结果。2010年,在南苏丹成为世界上最新的国家之前,我曾前往南苏丹。1南苏丹距离从苏丹独立还有几个月的时间,在经历了非洲最长、最致命的内战之一之后,这是一个来之不易的奖项。我自己的家人在20世纪80年代初逃离苏丹,当时我还是个男孩,因为这场战争才刚刚开始。几十年后,我以律师和教授的身份来到南苏丹,试图了解一个国家成立时的法律,尤其是人权法。法律在哪里,谁在创造和使用它,在向政治独立过渡的过程中它有什么重要意义?当我到达南苏丹首都朱巴时,我发现许多法院仍在建设中。在一个与法国差不多大的国家里,也只有少数律师。在离政府建筑工地不远的地方,人们很难错过散布在城市各处的数十栋其他建筑,每栋建筑都安全地坐落在自己的围墙内。在每一个戒备森严的大院里都有一个非政府组织(NGO)的地方办事处,通常是一个全球总部远在欧洲或北美的老牌援助组织。这些在南苏丹开展活动的国际非政府组织有着不同的目标,如促进法治、保护儿童权利、培养识字能力、倡导和平、,或起草立法以举行全国选举或鼓励外国投资。在这些组织工作的工作人员都希望建立新国家致力于民主和保护人权的能力。在联合国机构和其他援助团体的财政支持下,这些办事处的外国管理人员雇用了南苏丹雇员在他们手下工作。这些南苏丹雇员对帮助非政府组织进入南苏丹各地的人员和场所至关重要。雇员的工作通常由一年的、有时可以续签的雇佣合同来定义。尽管在非政府组织大院外几乎没有州法律可谈,但在非政府机构大院内,却充斥着法律。非政府组织正在传播宪法文本,宣传国际条约,并分享旨在迫使新政府及其公民学习如何防止暴力和保障人权的全球政策。法律也以一种更加普通的形式存在于非政府组织本身的档案中。这包括新的年轻工人——他们自己也是战争的幸存者——签署的雇佣合同、雇佣职权范围、员工行为准则和员工手册等文件。法律也存在于他们日常使用的电子表格和会计系统中。在我的研究中,我发现这些手册、会计系统和电子表格对解放受雇于这些组织的战争幸存者几乎没有什么作用。相反,对于我遇到的一些工人来说,日常的官僚作风成了他们持续压迫的象征。当南苏丹从内战中走出来,成为一个独立的国家时,非政府组织的内部官僚机构创造了一种法律权威,员工在这种权威下工作,这影响了他们的法律意识。就像爱德曼的研究表明,营利性的美国公司如何矛盾地塑造了旨在监管它们的法律——爱德曼称之为“法律内生性”(Edelman,2016)——我在南苏丹的研究揭示了非营利援助组织是如何创建和使用工作场所官僚机构的,这些机构在这些非政府组织运作的地方将工人的权利边缘化。我关于组织在冲突后环境中行为的这一现象的文章《工作规则》出现在《法律与实践》杂志上;《社会评论》(Massoud,2015)。 在《工作规则》中,我认为人权非政府组织创造了“重复和形式主义的过程”,构成了“弥漫在当地雇员……战后生计中的日常法律秩序”(同上,359),未能达到预期。这与爱德曼的核心主张惊人地相似,即从美国工人的角度研究美国民权法时,也未能兑现其承诺。这项研究并不是孤立的。其他学者,其中一些是埃德尔曼的合著者,或者像我一样,是她以前的学生,已经将埃德尔曼关于法律官僚化的发现应用或扩展到不同的环境中。其中包括公民权利(Edelman&amp;Talesh,2011)、工作场所歧视(Edelman等人,2016)、基于性别的骚扰(Edelmen&amp;Cabrera,2020)、学校纪律(Preiss等人,2016,消费者保护法(Talesh,2009)、保险法(Talish,2015)、隐私法(Talsh,2018)和高科技法。这一学术机构专注于美国,它谈到了法律选择的概念,或者组织夺取和颠覆旨在规范它们的法律的方式。从工人的角度来看,还有一个关于法律抵抗的平行故事。南苏丹的情况告诉了这个故事。想想我在南苏丹遇到的为国际非政府组织工作的办公室清洁工、司机和其他工作人员。他们中的许多人——尤其是那些无法用非政府组织的运作语言英语良好读写的人——没有意识到他们的就业手册赋予了他们一些权利,比如免受骚扰的权利。这些手册有时源于非政府组织总部所在的外国的就业法,有时也源于当地法律(如适用)。然而,在我采访这些援助组织的南苏丹“国家工作人员”时,他们告诉我,他们的外国经理经常忽视甚至解雇那些试图与同事组织起来以确保自己权利的南苏丹员工。人权似乎是一个存在于非政府组织外部而非内部的目标。我遇到的南苏丹妇女Patricia最近辞去了一份国际非政府组织的短期工作,去了另一个组织。她告诉我,在她之前的职位上,她曾试图组织同事谈论外国或“国际员工”一直在享受的健康、交通和假期福利,但南苏丹员工一直没有享受。Patricia在管理团队中的上级了解到了她的主张,并告诉她,她正在散播异议和“困惑”,她在朱巴一家离该非政府组织办公室不远的咖啡馆接受采访时告诉我。2经理们也向她隐瞒了信息,因为她一直试图帮助同事了解他们的权利。Patricia说,她的经理们想阻止她与南苏丹同事一起进行“能力建设”。她说,如果南苏丹雇员对自己的权利进行“教育”,她的上级“担心他们会失去工作”。“我一直在为他们的权利而战,直到我的合同结束,”她在工作结束后对我哀叹道。Patricia说,“要被一家国际非政府组织雇佣”,她的注意力又回到了旧办公室,“不可能!”一些工人没有试图维护他们知道自己拥有或觉得自己需要的权利,部分原因是不存在强烈的权利主张文化,尤其是针对强大的非政府组织。特伦斯是一名讲阿拉伯语和英语的南苏丹人,曾在一个主要以法语运作的组织工作,他告诉我,他辞职了,而不是声称有权在不受歧视的情况下工作。他说,他的老板“会跳过”他,与特伦斯自己的“法国下属”交谈。3当我们稍后在苏丹首都喀土穆会面时,他告诉我,这让特伦斯在工作中感到孤立,好像他的外国经理在强迫他“隔离[和]歧视”。当我问他是否曾提出歧视索赔时,他告诉我,为自己的权利而战类似于寻求报复,“报复是不好的”。其他人没有维护自己的权利,因为非政府组织是冲突后稳定就业的主要来源。我遇到的南苏丹工作人员要么不想激怒他们的直线经理,要么不想对他们寻找新工作的能力产生不利影响,尤其是因为非政府组织不断寻求短期合同,而这些非政府组织的办公室彼此相距甚远。 一两次之后 一位南苏丹国际非政府组织工作人员告诉我,几年后,“你的工作没了”。4另一个人卢卡得到了两份 他的雇主,一个国际非政府组织,提前几个月发出裁员通知,尽管当时也管辖南苏丹的苏丹劳动法要求至少裁员三人 提前几个月通知。当我问卢卡这件事时,他说向人力资源经理提出违反劳动法的问题似乎是徒劳的。“我有一份……劳动法的副本,”卢卡说,但“最后,我们……一起工作,我们呆在一起。”5他在这两件事上很挣扎 几个月的时间寻找另一份工作,这样他就不会在合同结束后失去收入。就在两人之前几天 几个月过去了,他与附近的另一家人道主义机构签订了一份短期合同。德国社会学家马克斯·韦伯(Max Weber,1978,212)讨论了这种抵抗和依赖现象,他认为大型组织的结构是官僚的、等级制度的和法律主义的,目的是创造“服从的兴趣”(Weber,19782212),并培养“对[组织]合法性的信念”(同上,213)。爱德曼的工作表明了这一发现对美国商业组织的适用性。当我调查人权组织的运作方式时,我没有想到会证实韦伯和爱德曼的理论。正如我在《工作规则》一文中总结的那样,“法律文化……通常不会转化为员工的实际权利,即使是在以促进人权为使命的非政府组织内部”(Massoud,2015350),后来,我回到加利福尼亚,写下了这篇分析文章,发表在这本杂志上。我还思考了Edelman在我读法学博士时指导我的方法;加州大学伯克利分校的社会政策项目,她在职业生涯的大部分时间里都在那里教书,直到2023年去世。在我的职业生涯中,我从Laurie的指导中吸取了三个重要的教训,为下一代学生提供建议和支持。首先,我学会了在为跨学科读者写作时遵循结构化的格式。在爱德曼在加州大学伯克利分校开设的法律与社会研究生工作坊上,Laurie与我分享了将我的作品置于文学中的重要性,并解释了其他人是如何试图回答我提出的问题的。她让我尽可能清楚地解释我的方法——我是如何联系和收集数据的,我见过谁,为什么?她鼓励我通过整合描述和引用采访中的详细语录,让读者清楚地了解我的民族志。她敦促我考虑我分析之外的内容,说“你(作为作者)有责任谈论不合适的数据。”她还告诉我,让读者相信我对数据的解释是正确的是我的责任。回顾我近20年来的笔记 几年前,我发现Laurie给我的建议与我与博士生和其他早期学者的建议相似。其次,我学会了对自己的成就心存感激,并为他人的发展创造空间。Laurie是一位成功的学者,她也不遗余力地帮助别人做好事情。她提名学生和同事获得国家和国际奖项。劳丽和我最后一次交流是在2022年,也就是她去世前的几个月。我感谢她召集我们一群人提名马尔科姆·M·费利获得美国政治科学协会法律和法院部门终身成就奖,费利刚刚获得该奖项。在我自己的职业生涯中,我试图效仿Laurie,为来自世界各地的早期职业学者建立实验室和研讨会,尤其是那些来自不同背景、在法律和社会中代表性不足或因家庭义务而中断职业生涯的学者,分享他们的研究,并从彼此和我那里获得结构化的反馈。我的努力建立在劳里为我开创的模式之上。第三,也是最后一点,我学会了不安于现状。无论是在文章推介、图书提案还是拨款申请方面,Laurie都告诉我,要“通过解释你的作品的优点,让读者……了解你的作品是如何以及为什么重要的。”2014年,她在审查了我的奖学金申请草案后,在一封电子邮件中给我写下了这些话 早在2000年。她的建议让我修改并重新思考了我通常是如何撰写拨款提案的。我开始把精力集中在保持读者对我在拨款期间打算做什么的关注上,而不是我已经知道的或文献中所说的。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Taking workers' rights to unexpected places

To help prevent discrimination, particularly against women and ethnic minorities, policymakers in the United States (US) have written and passed civil rights laws that require employers to address hate or harassment at workplaces. Sometimes, however, the programs that corporate managers create do not actually give workers a full opportunity to resolve their complaints; the programs are, instead, symbolic attempts to comply with federal and state civil rights legislation. Moreover, judges have come to see the mere existence of these programs, inadequate as they are, as evidence that corporations protect workers' rights.

Lauren B. Edelman (1955–2023) and I have approached this problem of how workers achieve their rights by studying it in two very different contexts—Edelman in the US, and me in South Sudan. This essay honors Edelman's body of scholarship by describing what I learned about workers' rights in a context—a new nation emerging from civil war—radically different from the North American corporations and courts that Edelman studied. More personally, I also share what I learned from Edelman—as her student and, later, her professional colleague—about designing and executing a research project and writing up the results for an interdisciplinary audience.

In 2010, I traveled to South Sudan before it became the world's newest country.1 South Sudan was a few months away from its independence from Sudan, a hard-fought prize after one of Africa's longest and deadliest civil wars. My own family had fled Sudan during the early 1980s when I was a boy, as this war was just beginning. Decades later, I arrived in South Sudan as a lawyer and a professor seeking to understand what the law, especially human rights law, looked like at the moment of a nation's founding. Where was the law, who was creating and using it, and how did it matter in the transition to political independence?

When I arrived in Juba, South Sudan's capital city, I found that many courthouses were still under construction. There were also just a few lawyers in a nation about the same size as France. Not far from the government's construction sites, it was hard to miss the dozens of other buildings dotting the city, each safely ensconced within its own walled compound. Inside each of these guarded compounds was the local office of a non-governmental organization (NGO), typically an established aid group whose global headquarters was far away in Europe or North America.

These international NGOs operating in South Sudan had varying goals like promoting the rule of law, protecting children's rights, building literacy, advocating for peace, or drafting legislation to hold national elections or encourage foreign investment. Staff who worked in these organizations shared a desire to build up the new nation's capacity to commit to democracy and protect human rights. With financial support from United Nations agencies and other aid groups, foreign managers in these offices hired South Sudanese employees to work under them. Those South Sudanese employees were essential to helping the NGOs access people and places across South Sudan. The employees' jobs typically were defined by one-year, sometimes renewable, employment contracts.

Whereas there was little state law to speak of outside the NGOs' compounds, inside of them, they were teeming with laws. NGOs were circulating constitutional texts, promoting international treaties, and sharing global policies designed to compel the new government and its citizens to learn how to prevent violence and guarantee human rights. Law also existed in a much more mundane form in the files of the NGOs themselves. This includes documents like employment contracts, employment terms of reference, employee codes of conduct, and employee handbooks that new, young workers—themselves recent survivors of the war—signed. Law also existed in the spreadsheets and accounting systems that they used daily. During my research, I found that these handbooks, accounting systems, and spreadsheets, remarkably, did little to liberate the survivors of war who were employed by these organizations. Instead, to some of these workers I met, everyday bureaucratic practices became the symbols of their continued oppression.

When South Sudan was emerging from civil war and becoming an independent nation, NGOs' internal bureaucracies created a kind of legal authority under which employees labored, which influenced their legal consciousness. Much like Edelman's research shows how for-profit American companies paradoxically shaped the very laws that were meant to regulate them—what Edelman termed “legal endogeneity” (Edelman, 2016)—my research in South Sudan revealed how non-profit aid groups created and used workplace bureaucracies that sidelined workers' rights in the places where these NGOs operated. My article about this phenomenon of how organizations behave in post-conflict settings, “Work Rules,” appears in the Law & Society Review (Massoud, 2015). In “Work Rules,” I argued that human rights NGOs created “repetitive and formalistic processes” that constituted “an everyday legal order that pervaded local employees' … postwar livelihoods” (Id., 359).

From my research with people working their way out of civil war, I learned that the content of human rights, when seen from the perspective of local staff, failed to live up to its expectations. This is a striking parallel to Edelman's central claim that US civil rights law, when studied from American workers' perspectives, also fails to live up to its promises. This research does not stand alone. Other scholars, some of whom are Edelman's co-authors or, like me, her former students, have applied or extended Edelman's findings about the bureaucratization of law to different settings. These include civil rights (Edelman & Talesh, 2011), workplace discrimination (Edelman et al., 2016), sex-based harassment (Edelman & Cabrera, 2020), school discipline (Preiss et al., 2016), social movements (Edelman et al., 2010), judicial decision making (Edelman et al., 2011), equal employment opportunity grievance procedures (Edelman et al., 1999), consumer protection law (Talesh, 2009), insurance law (Talesh, 2015), privacy law (Talesh, 2018), and high technology law. This body of scholarship is focused on the United States, and it speaks to the concept of legal co-optation, or the ways that organizations seize and subvert the laws that were designed to regulate them. There is also a parallel story to be told, from workers' perspectives, about legal resistance. The case of South Sudan tells that story.

Consider the office cleaners, drivers, and other staff I met who worked for international NGOs in South Sudan. Many of them—especially those who were unable to read and write well in English, the operating language of the NGOs—were not aware that their employment handbooks gave them some rights, such as the right to be free from harassment. These handbooks sometimes emerged out of employment laws in the foreign nations where the NGOs had their headquarters, and at other times they grew out of local laws, if applicable. However, in my interviews with South Sudanese “national staff” of these aid groups, they told me that their foreign managers often ignored or even dismissed South Sudanese employees who tried to organize with co-workers to secure their rights. Human rights seemed to be a goal that existed outside, rather than inside, the NGOs.

Patricia, a South Sudanese woman I met, had recently left a short-term job with an international NGO for another organization. She told me that in her previous position she had tried to organize her co-workers to talk about the health, transportation, and holiday benefits that foreign or “international staff” had been receiving, but that South Sudanese staff had not been receiving. Patricia's superiors on the managerial team learned about her advocacy and told her that she was sowing dissent and “confusion,” she told me, during our interview at a café in Juba not far from that NGO's office.2 Managers also withheld information from her because she had been trying to help her co-workers understand their rights. Patricia said her managers wanted to stop her from doing “capacity building” with her fellow South Sudanese employees. Her superiors “fear[ed] they would lose their jobs” if the South Sudanese employees became “educated” about their rights, she said. “I was fighting for their rights until the end of my contract,” she lamented to me after the job ended. “To be employed” by an international NGO, Patricia said, turning her attention back toward the old office, “no way!”

Some workers did not try to assert the rights that they knew they had or that they felt they needed, partly because a strong culture of rights claiming did not exist, especially against powerful NGOs. Terrence, an Arabic- and English-speaking South Sudanese person who worked for an organization that operated primarily in French, told me that he resigned his position instead of claiming the right to work free from discrimination. He said that his boss “would skip” over him to speak to Terrence's own “French subordinates.”3 This left Terrence feeling isolated at work, as if his foreign manager was forcing his “segregation [and] discrimination,” he told me when we met later in Khartoum, Sudan's capital city. When I asked him if he ever filed a claim for discrimination, he told me that fighting for his rights was akin to seeking revenge, and “avenging is not good.”

Others did not assert their rights because NGOs are the primary source of stable employment in a post-conflict context. South Sudanese staff I met either did not want to antagonize their line managers or adversely affect their ability to find new work, not least because of the unceasing pursuit of short-term contracts from NGOs whose offices were all down the road from one another. After one or two years, “your job is gone,” one South Sudanese international NGO worker told me.4 Another person, Luca, had been given two months' notice of redundancy by his employer, an international NGO, even though Sudanese labor law, which at the time also governed South Sudan, required a minimum of three months' notice. When I asked Luca about this, he said it had seemed futile to raise a labor law violation with the human resources manager. “I have a … copy of the labor laws,” Luca said, but “at the end of the day, we … worked together, we stayed together.”5 He struggled in those two months to find another job so that he would not lose income after his contract ended. Just days before the two months passed, he landed a short-term contract with another nearby humanitarian agency.

The German sociologist Max Weber (1978, 212) discussed this phenomenon of resistance and dependency when he argued that the structure of large organizations is bureaucratic, hierarchal, and legalistic in order to create an “interest in obedience” (Weber, 1978, 212) and to cultivate a “belief in [the organization's] legitimacy” (Id., 213). Edelman's work shows how this finding holds for commerical organizations in the US. I had not anticipated confirming Weber's and Edelman's theories when I was investigating how human rights organizations operated. As I concluded in the article “Work Rules,” a “culture of legalism … often does not translate into actual rights for employees, even within NGOs whose outward mission is to promote human rights” (Massoud, 2015, 350).

I thought about Edelman's scholarship while I was interviewing workers about their rights in South Sudan in the early 2010s, and later on after I returned to California to write up the analysis for publication in this journal. I also thought about the ways that Edelman mentored me when I was a doctoral student with the Jurisprudence & Social Policy Program at the University of California, Berkeley, where she taught during most of her career until her death in 2023. I carry three important lessons from Laurie's mentorship into my career advising and supporting the next generation of students.

First, I have learned to follow a structured format when writing for an interdisciplinary audience. At the Law and Society Graduate Workshop, one of Edelman's courses that I took at UC Berkeley, Laurie shared with me the importance of situating my work in a literature, and of explaining how other people have tried to answer the question that I am asking. She asked me to explain my methods as clearly as possible—how did I make contacts and collect data, who did I meet, and why? She encouraged me to give the reader a clear sense of what my ethnography was by integrating description and using detailed quotes from interviews. She pressed me to consider what is outside my analysis, saying that “It is incumbent on you [as the author] to talk about data that doesn't fit.” She also told me that the burden was mine to convince the reader that my interpretation of the data was the correct one. Looking back at my notes from nearly 20 years ago, I see now that Laurie's advice to me is similar to what I share with doctoral students and other early career scholars.

Second, I have learned to be grateful for my accomplishments and to create space for others to flourish. Laurie was a successful scholar who also went out of her way to help others do well. She nominated students and colleagues for national and international awards. Laurie and I last communicated in 2022 a few months before her death. I thanked her for bringing together a group of us to nominate Malcolm M. Feeley for the American Political Science Association Law and Courts Section Lifetime Achievement Award, which Feeley had just received. I have tried to follow Laurie's example in my own career by setting up labs and workshops for early career scholars from different parts of the world—especially those who come from diverse backgrounds that are under-represented in law and society or who took career breaks due to family obligations—to share their research and receive structured feedback from one another and from me. My efforts are founded upon the model that Laurie pioneered for me.

Third, and finally, I have learned not to rest on laurels. Whether in regard to an article pitch, a book proposal, or a grant application, Laurie told me always to “give the reader … a sense of how and why your work is important by explaining its merits.” She wrote those words to me in an email message in 2014, after she reviewed my draft application for a fellowship that she had earned nearly 15 years earlier in 2000. Her advice led me to revise and rethink how I had been writing grant proposals generally. I began to focus my energy on maintaining the reader's attention on what I was proposing to do during the grant period, rather than on what I already knew or what the literature said. On the day that I was awarded this research fellowship in April 2015, I wrote to Laurie, “Thank you for the support and wisdom you have shared with me … I would not be where I am today without your positive impact on my life and work.” I could not say this better today.

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来源期刊
CiteScore
4.10
自引率
3.40%
发文量
45
期刊介绍: Founded in 1966, Law & Society Review (LSR) is regarded by sociolegal scholars worldwide as a leading journal in the field. LSR is a peer-reviewed publication for work bearing on the relationship between society and the legal process, including: - articles or notes of interest to the research community in general - new theoretical developments - results of empirical studies - and reviews and comments on the field or its methods of inquiry Broadly interdisciplinary, Law & Society Review welcomes work from any tradition of scholarship concerned with the cultural, economic, political, psychological, or social aspects of law and legal systems.
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