{"title":"基于融合Rauch-Tong-Streebel平滑结构的迭代无迹卡尔曼滤波算法的锂离子电池SOC和SOH联合估计","authors":"Jie Wu, Huigang Xu, Peiyi Zhu","doi":"10.1115/1.4056557","DOIUrl":null,"url":null,"abstract":"\n Traditional particle filtering has a large estimation error in the state of charge and Lithium-ion battery health of electric Vehicle lithium batteries. For the above problems, the lithium battery second-order RC equivalent circuit model is established, and then the model parameters are identified using the multi-innovation least square algorithm (MILS). Finally, Iterative unscented Kalman particle filtering algorithm with fused Rauch-Tung-Striebel Smoothing Structure (RTS-IUPF) applied to Li-ion battery SOC and SOH joint estimation is proposed. The algorithm is based on the identification of battery parameters, the controller reads the sensor data and predicts the state results. RTS smoothing structure can do posterior estimation, and a significant probability density function is generated to select the optimal particle, and unscented Kalman algorithm regularized particles. The algorithm reduces the effect of the process noise covariance matrix and the measured noise covariance matrix on the filter accuracy and response time in traditional unselected Kalman filters. The algorithm proposed in the paper improves particle degradation and increases the estimation accuracy. Finally, the RTS-IUPF algorithm performs simulation analysis in Pulse current discharge condition and dynamic current condition (NEDC) respectively. The pulse current experimental results show that the mean absolute value error of UKF and PF (Number of particles N is 300) are 1.26% and 1.24%, respectively, while the error of the RTS-IUPF is 0.748%. The RMSE of the RTS-IUPF is reduced by 66.5% and 77.8% compared with UKF and PF. Furthermore, The error of joint estimation using this algorithm is smaller than that of single estimation. The RMSE of the RTS-IUPF Joint is reduced by 27.4% compared with RTS-IUPF. The feasibility and effectiveness of the algorithm for the joint estimation of SOC and SOH of lithium batteries were verified.","PeriodicalId":15579,"journal":{"name":"Journal of Electrochemical Energy Conversion and Storage","volume":null,"pages":null},"PeriodicalIF":2.7000,"publicationDate":"2022-12-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"SOC and SOH Joint Estimation of Lithium-Ion Battery Based on Iterative Unscented Kalman Particle Filtering Algorithm with Fused Rauch-Tung-Striebel Smoothing Structure\",\"authors\":\"Jie Wu, Huigang Xu, Peiyi Zhu\",\"doi\":\"10.1115/1.4056557\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"\\n Traditional particle filtering has a large estimation error in the state of charge and Lithium-ion battery health of electric Vehicle lithium batteries. For the above problems, the lithium battery second-order RC equivalent circuit model is established, and then the model parameters are identified using the multi-innovation least square algorithm (MILS). Finally, Iterative unscented Kalman particle filtering algorithm with fused Rauch-Tung-Striebel Smoothing Structure (RTS-IUPF) applied to Li-ion battery SOC and SOH joint estimation is proposed. The algorithm is based on the identification of battery parameters, the controller reads the sensor data and predicts the state results. RTS smoothing structure can do posterior estimation, and a significant probability density function is generated to select the optimal particle, and unscented Kalman algorithm regularized particles. The algorithm reduces the effect of the process noise covariance matrix and the measured noise covariance matrix on the filter accuracy and response time in traditional unselected Kalman filters. The algorithm proposed in the paper improves particle degradation and increases the estimation accuracy. Finally, the RTS-IUPF algorithm performs simulation analysis in Pulse current discharge condition and dynamic current condition (NEDC) respectively. The pulse current experimental results show that the mean absolute value error of UKF and PF (Number of particles N is 300) are 1.26% and 1.24%, respectively, while the error of the RTS-IUPF is 0.748%. The RMSE of the RTS-IUPF is reduced by 66.5% and 77.8% compared with UKF and PF. Furthermore, The error of joint estimation using this algorithm is smaller than that of single estimation. The RMSE of the RTS-IUPF Joint is reduced by 27.4% compared with RTS-IUPF. The feasibility and effectiveness of the algorithm for the joint estimation of SOC and SOH of lithium batteries were verified.\",\"PeriodicalId\":15579,\"journal\":{\"name\":\"Journal of Electrochemical Energy Conversion and Storage\",\"volume\":null,\"pages\":null},\"PeriodicalIF\":2.7000,\"publicationDate\":\"2022-12-23\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Electrochemical Energy Conversion and Storage\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://doi.org/10.1115/1.4056557\",\"RegionNum\":4,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"ELECTROCHEMISTRY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Electrochemical Energy Conversion and Storage","FirstCategoryId":"5","ListUrlMain":"https://doi.org/10.1115/1.4056557","RegionNum":4,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"ELECTROCHEMISTRY","Score":null,"Total":0}
SOC and SOH Joint Estimation of Lithium-Ion Battery Based on Iterative Unscented Kalman Particle Filtering Algorithm with Fused Rauch-Tung-Striebel Smoothing Structure
Traditional particle filtering has a large estimation error in the state of charge and Lithium-ion battery health of electric Vehicle lithium batteries. For the above problems, the lithium battery second-order RC equivalent circuit model is established, and then the model parameters are identified using the multi-innovation least square algorithm (MILS). Finally, Iterative unscented Kalman particle filtering algorithm with fused Rauch-Tung-Striebel Smoothing Structure (RTS-IUPF) applied to Li-ion battery SOC and SOH joint estimation is proposed. The algorithm is based on the identification of battery parameters, the controller reads the sensor data and predicts the state results. RTS smoothing structure can do posterior estimation, and a significant probability density function is generated to select the optimal particle, and unscented Kalman algorithm regularized particles. The algorithm reduces the effect of the process noise covariance matrix and the measured noise covariance matrix on the filter accuracy and response time in traditional unselected Kalman filters. The algorithm proposed in the paper improves particle degradation and increases the estimation accuracy. Finally, the RTS-IUPF algorithm performs simulation analysis in Pulse current discharge condition and dynamic current condition (NEDC) respectively. The pulse current experimental results show that the mean absolute value error of UKF and PF (Number of particles N is 300) are 1.26% and 1.24%, respectively, while the error of the RTS-IUPF is 0.748%. The RMSE of the RTS-IUPF is reduced by 66.5% and 77.8% compared with UKF and PF. Furthermore, The error of joint estimation using this algorithm is smaller than that of single estimation. The RMSE of the RTS-IUPF Joint is reduced by 27.4% compared with RTS-IUPF. The feasibility and effectiveness of the algorithm for the joint estimation of SOC and SOH of lithium batteries were verified.
期刊介绍:
The Journal of Electrochemical Energy Conversion and Storage focuses on processes, components, devices and systems that store and convert electrical and chemical energy. This journal publishes peer-reviewed archival scholarly articles, research papers, technical briefs, review articles, perspective articles, and special volumes. Specific areas of interest include electrochemical engineering, electrocatalysis, novel materials, analysis and design of components, devices, and systems, balance of plant, novel numerical and analytical simulations, advanced materials characterization, innovative material synthesis and manufacturing methods, thermal management, reliability, durability, and damage tolerance.